US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Community National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Community National Bank. The recorded action date is 27 Jun 2002. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Marathon National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Marathon National Bank. The recorded action date is 25 Mar 1993. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Wilkinson, Cyndi SueOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Wilkinson, Cyndi Sue. The recorded action date is 20 Jun 2018.PersonOCC Enforcement Actions
- Cook, MarkOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Cook, Mark. The recorded action date is 3 Dec 2001.PersonOCC Enforcement Actions
- Midlantic National Bank/NorthOffice of the Comptroller of the Currency records “Formal Agreement” for Midlantic National Bank/North. The recorded action date is 18 Dec 1990. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Frisbie, Michelle L.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Frisbie, Michelle L.. The recorded action date is 9 May 2006.PersonOCC Enforcement Actions
- Cunningham, W.D.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Cunningham, W.D.. The recorded action date is 27 Nov 1989.PersonOCC Enforcement Actions
- First Central Bank, N.A.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First Central Bank, N.A.. The recorded action date is 31 Jan 1997. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Santander Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Santander Bank, National Association. The recorded action date is 26 Mar 2015. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Bookheimer, Clyde H.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Bookheimer, Clyde H.. The recorded action date is 10 Jun 2008.PersonOCC Enforcement Actions
- UMB Bank, National AssociationOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for UMB Bank, National Association. The recorded action date is 1 Aug 2017.OrganizationOCC Enforcement Actions
- Crews, Cecil K.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Crews, Cecil K.. The recorded action date is 6 Dec 1990.PersonOCC Enforcement Actions
- Presidential Bank, FSBOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Presidential Bank, FSB. The recorded action date is 20 Jan 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- National City Bank Of MinneapolisOffice of the Comptroller of the Currency records “Formal Agreement” for National City Bank Of Minneapolis. The recorded action date is 25 Apr 1994. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Malta National BankOffice of the Comptroller of the Currency records “Prompt Corrective Action (PCA) Directive” for Malta National Bank. The recorded action date is 5 May 1998. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Providian National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Providian National Bank. The recorded action date is 21 Nov 2001. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Garza, RodOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Garza, Rod. The recorded action date is 27 Jun 2012.PersonOCC Enforcement Actions
- Kosiek, Timothy M.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Kosiek, Timothy M.. The recorded action date is 13 Jan 2009.PersonOCC Enforcement Actions
- First National Bank of PascoOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank of Pasco. The recorded action date is 18 Sep 2025. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First Community Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for First Community Bank, National Association. The recorded action date is 23 Mar 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Country National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Country National Bank. The recorded action date is 30 Jun 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Pacific National BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Pacific National Bank. The recorded action date is 23 Mar 2011.OrganizationOCC Enforcement Actions
- First National Bank of Colorado CityOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank of Colorado City. The recorded action date is 28 Nov 2006. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Peoples National Bank of MoraOffice of the Comptroller of the Currency records “Formal Agreement” for Peoples National Bank of Mora. The recorded action date is 24 Jun 2005. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Lawrence, Karim WalthourOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Lawrence, Karim Walthour. The recorded action date is 6 Apr 2011.PersonOCC Enforcement Actions
- Tulsa National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Tulsa National Bank. The recorded action date is 28 Feb 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Palacci, Albert S.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Palacci, Albert S.. The recorded action date is 8 Jan 2009.PersonOCC Enforcement Actions
- First National Bank In ClaytonOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank In Clayton. The recorded action date is 13 Jul 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Terrabank National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Terrabank National Association. The recorded action date is 9 May 2006. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Pitman, GeneOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Pitman, Gene. The recorded action date is 3 May 1993.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.