US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- First National Bank of White Sulphur Springs, TheOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First National Bank of White Sulphur Springs, The. The recorded action date is 25 Mar 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- EverbankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Everbank. The recorded action date is 4 Jan 2016.OrganizationOCC Enforcement Actions
- The National Bank of North EastOffice of the Comptroller of the Currency records “Formal Agreement” for The National Bank of North East. The recorded action date is 25 Jun 2003. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- McCarthy, Susan DiehlOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for McCarthy, Susan Diehl. The recorded action date is 2 Sep 2003.PersonOCC Enforcement Actions
- Priority BankOffice of the Comptroller of the Currency records “Notice of Charges” for Priority Bank. The recorded action date is 15 Oct 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Bank of California, National Association, TheOffice of the Comptroller of the Currency records “Securities Enforcement Action” for Bank of California, National Association, The. The recorded action date is 14 Jan 1992.OrganizationOCC Enforcement Actions
- McElroy, Robert D.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for McElroy, Robert D.. The recorded action date is 20 Jan 2010.PersonOCC Enforcement Actions
- West Valley National BankOffice of the Comptroller of the Currency records “Formal Agreement” for West Valley National Bank. The recorded action date is 29 Mar 2021. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Sanford, T. DennyOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Sanford, T. Denny. The recorded action date is 10 May 1994.PersonOCC Enforcement Actions
- Bianco, NolaOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Bianco, Nola. The recorded action date is 21 Oct 1991.PersonOCC Enforcement Actions
- Greathouse, CarlyleOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Greathouse, Carlyle. The recorded action date is 10 Nov 1992.PersonOCC Enforcement Actions
- Lake Shore Savings BankOffice of the Comptroller of the Currency records “Formal Agreement” for Lake Shore Savings Bank. The recorded action date is 13 Jul 2022. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Seacoast National BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Seacoast National Bank. The recorded action date is 11 Feb 2013.OrganizationOCC Enforcement Actions
- Citizens Bank National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Citizens Bank National Association. The recorded action date is 17 May 1995. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Cornerbank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Cornerbank, National Association. The recorded action date is 1 Jul 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Interamerican Bank, A FSBOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Interamerican Bank, A FSB. The recorded action date is 19 Sep 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Bustamante, John H.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Bustamante, John H.. The recorded action date is 19 Dec 1989.PersonOCC Enforcement Actions
- Chen, TinaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Chen, Tina. The recorded action date is 3 Nov 2022.PersonOCC Enforcement Actions
- Security Bank National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Security Bank National Association. The recorded action date is 3 Apr 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The Idabel National BankOffice of the Comptroller of the Currency records “Formal Agreement” for The Idabel National Bank. The recorded action date is 16 Dec 2022. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Butler, Marian L.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Butler, Marian L.. The recorded action date is 12 Feb 2003.PersonOCC Enforcement Actions
- The First National Bank of St. MarysOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of St. Marys. The recorded action date is 17 Nov 2000. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Levatino, Dr. Samuel RayOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Levatino, Dr. Samuel Ray. The recorded action date is 2 Jan 1990.PersonOCC Enforcement Actions
- Robinson, JanieOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Robinson, Janie. The recorded action date is 23 Nov 1999.PersonOCC Enforcement Actions
- Cavender, R. StephenOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Cavender, R. Stephen. The recorded action date is 1 Feb 2002.PersonOCC Enforcement Actions
- Glass, Orland W.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Glass, Orland W.. The recorded action date is 14 Dec 1990.PersonOCC Enforcement Actions
- Steward, KathleenOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Steward, Kathleen. The recorded action date is 1 Mar 1990.PersonOCC Enforcement Actions
- Hill, Arlie J.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Hill, Arlie J.. The recorded action date is 25 Jun 1991.PersonOCC Enforcement Actions
- Ahmed, ShairaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Ahmed, Shaira. The recorded action date is 24 Mar 2026.PersonOCC Enforcement Actions
- Equitable BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Equitable Bank. The recorded action date is 27 May 2014.OrganizationOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.