US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Nguyen, Bien C.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Nguyen, Bien C.. The recorded action date is 3 Dec 2002.PersonOCC Enforcement Actions
- Winona National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Winona National Bank. The recorded action date is 11 Feb 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Jayme, Demetrio S.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Jayme, Demetrio S.. The recorded action date is 30 Nov 1993.PersonOCC Enforcement Actions
- Citibank, N.A.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Citibank, N.A.. The recorded action date is 20 Jul 2015.OrganizationOCC Enforcement Actions
- The National Bank of GainesvilleOffice of the Comptroller of the Currency records “Formal Agreement” for The National Bank of Gainesville. The recorded action date is 18 Aug 2004. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Quontic BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Quontic Bank. The recorded action date is 5 Oct 2022. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Wheeler, Richard O.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Wheeler, Richard O.. The recorded action date is 17 Nov 1999.PersonOCC Enforcement Actions
- Todd, RobertOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Todd, Robert. The recorded action date is 17 Sep 2009.PersonOCC Enforcement Actions
- Cajuste, TerrenceOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Cajuste, Terrence. The recorded action date is 30 Apr 2026.PersonOCC Enforcement Actions
- United Bank Of Cherry Creek, N.A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for United Bank Of Cherry Creek, N.A.. The recorded action date is 31 Jul 1990.OrganizationOCC Enforcement Actions
- Raushkolb, JamesOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Raushkolb, James. The recorded action date is 15 Oct 1991.PersonOCC Enforcement Actions
- Shafer, JimOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Shafer, Jim. The recorded action date is 21 Feb 2012.PersonOCC Enforcement Actions
- First National Bank of Ipswich, TheOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank of Ipswich, The. The recorded action date is 25 Jul 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank of BarnesvilleOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Barnesville. The recorded action date is 9 Jun 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Kuehne, Ernest W.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Kuehne, Ernest W.. The recorded action date is 1 Dec 1992. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- The First National Bank of MorganOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Morgan. The recorded action date is 15 Jul 2005. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- U.S. Bank National Association NDOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for U.S. Bank National Association ND. The recorded action date is 28 Feb 2013. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Becker, John H.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Becker, John H.. The recorded action date is 1 Dec 1989. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- First National Bank of Chicago, TheOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First National Bank of Chicago, The. The recorded action date is 25 Jan 1995. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank of OttawaOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Ottawa. The recorded action date is 22 May 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Mayde Creek Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Mayde Creek Bank, National Association. The recorded action date is 28 Sep 1994. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First National Bank of WauchulaOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank of Wauchula. The recorded action date is 11 Jan 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Adams, Tracy B.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Adams, Tracy B.. The recorded action date is 7 Feb 2000.PersonOCC Enforcement Actions
- Crown Bank, National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Crown Bank, National Association. The recorded action date is 19 Feb 2008.OrganizationOCC Enforcement Actions
- Wetherell, Bradley G.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Wetherell, Bradley G.. The recorded action date is 2 Feb 1995. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- Butcher, Valarie L.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Butcher, Valarie L.. The recorded action date is 8 Sep 2009.PersonOCC Enforcement Actions
- Emerick, Jayna N.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Emerick, Jayna N.. The recorded action date is 9 Sep 2002.PersonOCC Enforcement Actions
- Clevenger, Eric M.Office of the Comptroller of the Currency records “Notice of Charges” for Clevenger, Eric M.. The recorded action date is 26 Aug 2019. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- Gonzalez, JuanOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Gonzalez, Juan. The recorded action date is 19 Dec 2007.PersonOCC Enforcement Actions
- Jones, K. JohnOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Jones, K. John. The recorded action date is 27 May 2014.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.