US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Grand Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Grand Bank, National Association. The recorded action date is 4 Aug 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- City National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for City National Bank. The recorded action date is 31 Jan 2024.OrganizationOCC Enforcement Actions
- Grant Thornton LLPOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Grant Thornton LLP. The recorded action date is 7 Dec 2006. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank of New HollandOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The First National Bank of New Holland. The recorded action date is 26 Sep 2006. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Berardi, FlorencioOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Berardi, Florencio. The recorded action date is 17 Jan 2025.PersonOCC Enforcement Actions
- Solsrud, GlennOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Solsrud, Glenn. The recorded action date is 25 Jun 1993.PersonOCC Enforcement Actions
- First National BankOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank. The recorded action date is 9 Jan 2002. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First National Bank In Las VegasOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First National Bank In Las Vegas. The recorded action date is 6 Aug 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Perkins, MarkOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Perkins, Mark. The recorded action date is 12 Dec 2017.PersonOCC Enforcement Actions
- Flanders, Gary W.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Flanders, Gary W.. The recorded action date is 30 Nov 2001.PersonOCC Enforcement Actions
- Masferrer, EduardoOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Masferrer, Eduardo. The recorded action date is 22 Dec 2003.PersonOCC Enforcement Actions
- Jessep, Markus A.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Jessep, Markus A.. The recorded action date is 6 Jan 2003.PersonOCC Enforcement Actions
- The First National Bank of OlatheOffice of the Comptroller of the Currency records “GLBA Agreement” for The First National Bank of Olathe. The recorded action date is 26 Jan 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank of BayardOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Bayard. The recorded action date is 23 Sep 1994. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Lincoln FSB of NebraskaOffice of the Comptroller of the Currency records “Formal Agreement” for Lincoln FSB of Nebraska. The recorded action date is 20 Jun 2024. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Garner, JoanOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Garner, Joan. The recorded action date is 20 Feb 1996.PersonOCC Enforcement Actions
- Citizens National Bank of PaintsvilleOffice of the Comptroller of the Currency records “Formal Agreement” for Citizens National Bank of Paintsville. The recorded action date is 23 Feb 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Spencer, HughOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Spencer, Hugh. The recorded action date is 11 Jul 1991.PersonOCC Enforcement Actions
- First Niagara Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First Niagara Bank, National Association. The recorded action date is 6 Sep 2016. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The Karnes County National Bank of Karnes CityOffice of the Comptroller of the Currency records “Formal Agreement” for The Karnes County National Bank of Karnes City. The recorded action date is 20 Feb 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- MetabankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Metabank. The recorded action date is 15 Jul 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Hunt, J. DannOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Hunt, J. Dann. The recorded action date is 2 May 1994.PersonOCC Enforcement Actions
- Gentry, J. ClevelandOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Gentry, J. Cleveland. The recorded action date is 9 Feb 2010.PersonOCC Enforcement Actions
- Jahn, KarlOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Jahn, Karl. The recorded action date is 6 Jun 1991.PersonOCC Enforcement Actions
- Home Loan Investment Bank, F.S.B.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Home Loan Investment Bank, F.S.B.. The recorded action date is 18 Aug 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Marbury, Lovic J.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Marbury, Lovic J.. The recorded action date is 25 Jun 2009.PersonOCC Enforcement Actions
- Brown, VickiOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Brown, Vicki. The recorded action date is 9 Sep 2014.PersonOCC Enforcement Actions
- Bank of America, National AssociationOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Bank of America, National Association. The recorded action date is 7 Apr 2014.OrganizationOCC Enforcement Actions
- Metcalf, JoddiOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Metcalf, Joddi. The recorded action date is 21 Jan 2025.PersonOCC Enforcement Actions
- Ocala National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Ocala National Bank. The recorded action date is 25 Sep 1997. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.