US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Citibank, N.A.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Citibank, N.A.. The recorded action date is 10 Jul 2024. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Seck, DiapeOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Seck, Diape. The recorded action date is 6 Mar 2024.PersonOCC Enforcement Actions
- Pelican National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Pelican National Bank. The recorded action date is 1 Sep 2005. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Caporale, Michael R.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Caporale, Michael R.. The recorded action date is 28 Apr 1993.PersonOCC Enforcement Actions
- Brannan, Ira LeeOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Brannan, Ira Lee. The recorded action date is 3 Dec 1991.PersonOCC Enforcement Actions
- ABN AMRO Mortgage Group, Inc.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for ABN AMRO Mortgage Group, Inc.. The recorded action date is 30 Dec 2005.OrganizationOCC Enforcement Actions
- Ritt, John A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Ritt, John A.. The recorded action date is 29 Mar 1994.PersonOCC Enforcement Actions
- Humphries, William T.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Humphries, William T.. The recorded action date is 3 Oct 2000.PersonOCC Enforcement Actions
- Diamond, Eric C.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Diamond, Eric C.. The recorded action date is 20 Nov 2013.PersonOCC Enforcement Actions
- Markman, JackOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Markman, Jack. The recorded action date is 26 Jul 2001.PersonOCC Enforcement Actions
- Rio National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Rio National Bank. The recorded action date is 21 Sep 2000. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Semlinger, Kenneth E.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Semlinger, Kenneth E.. The recorded action date is 1 Mar 1991.PersonOCC Enforcement Actions
- Dunlap, Kelle D.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Dunlap, Kelle D.. The recorded action date is 20 Apr 2001.PersonOCC Enforcement Actions
- Continental National Bank of MiamiOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Continental National Bank of Miami. The recorded action date is 24 Jun 2005. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Gamble, S. MikeOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Gamble, S. Mike. The recorded action date is 4 Feb 1994.PersonOCC Enforcement Actions
- Toumazatos, SteveOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Toumazatos, Steve. The recorded action date is 5 Jan 2001.PersonOCC Enforcement Actions
- Clark, Timothy M.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Clark, Timothy M.. The recorded action date is 18 Dec 1998.PersonOCC Enforcement Actions
- Guerrero, Jose R.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Guerrero, Jose R.. The recorded action date is 12 May 1997.PersonOCC Enforcement Actions
- Bryant, AlfredOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Bryant, Alfred. The recorded action date is 13 May 1993.PersonOCC Enforcement Actions
- Lee, James T.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Lee, James T.. The recorded action date is 29 Jan 2003.PersonOCC Enforcement Actions
- Bair, DwayneOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Bair, Dwayne. The recorded action date is 2 Oct 2017.PersonOCC Enforcement Actions
- Hendricks, John R.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Hendricks, John R.. The recorded action date is 26 Sep 2005.PersonOCC Enforcement Actions
- LoCash, MichaelOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for LoCash, Michael. The recorded action date is 9 Sep 2015.PersonOCC Enforcement Actions
- First National Bank of SteelevilleOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank of Steeleville. The recorded action date is 28 Aug 2002. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank Of GermantownOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The First National Bank Of Germantown. The recorded action date is 20 Nov 2001. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Black, ElvisOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Black, Elvis. The recorded action date is 1 Jul 1992.PersonOCC Enforcement Actions
- National Independent Trust CompanyOffice of the Comptroller of the Currency records “Formal Agreement” for National Independent Trust Company. The recorded action date is 3 May 2004. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Gisbert, AntonioOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Gisbert, Antonio. The recorded action date is 3 Oct 1994.PersonOCC Enforcement Actions
- The First National Bank of LindsayOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Lindsay. The recorded action date is 25 Jul 2006. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Porter, John W.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Porter, John W.. The recorded action date is 24 Oct 1989.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.