US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Bank Meridian, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Bank Meridian, National Association. The recorded action date is 22 Mar 1990. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Brannan, Ira LeeOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Brannan, Ira Lee. The recorded action date is 3 Dec 1991.PersonOCC Enforcement Actions
- Eastbank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Eastbank, National Association. The recorded action date is 13 Apr 1993. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Mauthe, GeraldineOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Mauthe, Geraldine. The recorded action date is 24 Nov 1999.PersonOCC Enforcement Actions
- Ward, NikkiOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Ward, Nikki. The recorded action date is 15 Jul 2025.PersonOCC Enforcement Actions
- Nasser, Ezequiel EdmondOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Nasser, Ezequiel Edmond. The recorded action date is 20 Feb 2004.PersonOCC Enforcement Actions
- Hiawatha National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Hiawatha National Bank. The recorded action date is 18 Mar 2002. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- FNB Bank, National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for FNB Bank, National Association. The recorded action date is 18 Sep 2013.OrganizationOCC Enforcement Actions
- Freeman, BillOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Freeman, Bill. The recorded action date is 17 May 1994.PersonOCC Enforcement Actions
- Lee County Bank & Trust, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Lee County Bank & Trust, National Association. The recorded action date is 16 Feb 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Hankins, LamontOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Hankins, Lamont. The recorded action date is 13 Jan 2026.PersonOCC Enforcement Actions
- Herald National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Herald National Bank. The recorded action date is 22 Apr 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Abacus Federal Savings BankOffice of the Comptroller of the Currency records “Formal Agreement” for Abacus Federal Savings Bank. The recorded action date is 28 Apr 2014. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Blank, Albert P.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Blank, Albert P.. The recorded action date is 18 Dec 2015.PersonOCC Enforcement Actions
- McKinsey, Shaun L.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for McKinsey, Shaun L.. The recorded action date is 5 Jan 2007.PersonOCC Enforcement Actions
- Bank of ChinaOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Bank of China. The recorded action date is 7 Sep 2005. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Mooney, Norman J.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Mooney, Norman J.. The recorded action date is 10 Nov 1992.PersonOCC Enforcement Actions
- Mutual of Omaha BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Mutual of Omaha Bank. The recorded action date is 21 Nov 2019.OrganizationOCC Enforcement Actions
- Siebu, SamuelOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Siebu, Samuel. The recorded action date is 28 Aug 2006.PersonOCC Enforcement Actions
- Community National Bank of Sarasota CountyOffice of the Comptroller of the Currency records “Formal Agreement” for Community National Bank of Sarasota County. The recorded action date is 17 Mar 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- United Americas Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for United Americas Bank, National Association. The recorded action date is 23 Feb 2005. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Austin, James D.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Austin, James D.. The recorded action date is 22 Feb 1990.PersonOCC Enforcement Actions
- Heberle, ElmerOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Heberle, Elmer. The recorded action date is 27 Nov 1989.PersonOCC Enforcement Actions
- Axtman, ShirleyOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Axtman, Shirley. The recorded action date is 20 Dec 2018.PersonOCC Enforcement Actions
- Miller, KyleOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Miller, Kyle. The recorded action date is 25 Apr 2025.PersonOCC Enforcement Actions
- Johnson, LesterOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Johnson, Lester. The recorded action date is 14 Aug 2008.PersonOCC Enforcement Actions
- Pilon, Teresa A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Pilon, Teresa A.. The recorded action date is 30 Dec 1999.PersonOCC Enforcement Actions
- JPMorgan Bank and Trust Company, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for JPMorgan Bank and Trust Company, National Association. The recorded action date is 14 Jan 2013. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Proctor, RonaldOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Proctor, Ronald. The recorded action date is 14 Jun 1990.PersonOCC Enforcement Actions
- Sterling Bank and Trust, FSBOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Sterling Bank and Trust, FSB. The recorded action date is 4 Aug 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.