US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Justice, William R.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Justice, William R.. The recorded action date is 18 Oct 2007.PersonOCC Enforcement Actions
- Low, EdwardOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Low, Edward. The recorded action date is 4 Aug 2026.PersonOCC Enforcement Actions
- The First National Bank Of CushingOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The First National Bank Of Cushing. The recorded action date is 8 May 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Violette, LuAnnOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Violette, LuAnn. The recorded action date is 7 May 2007.PersonOCC Enforcement Actions
- Freedom Bank, N.A.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Freedom Bank, N.A.. The recorded action date is 3 Dec 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Langton, EdwardOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Langton, Edward. The recorded action date is 21 Apr 2025.PersonOCC Enforcement Actions
- Tomatobank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Tomatobank, National Association. The recorded action date is 19 Nov 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Liberty Savings Bank, FSBOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Liberty Savings Bank, FSB. The recorded action date is 19 Oct 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Sovereign BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Sovereign Bank. The recorded action date is 11 Apr 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Kornegay, LeronneOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Kornegay, Leronne. The recorded action date is 16 Sep 2024.PersonOCC Enforcement Actions
- First National Bank Of MiamiOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank Of Miami. The recorded action date is 22 Apr 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The Bradford National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The Bradford National Bank. The recorded action date is 28 Feb 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Woodforest National BankOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Woodforest National Bank. The recorded action date is 6 Oct 2010.OrganizationOCC Enforcement Actions
- Gilbert, Jeffery S.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Gilbert, Jeffery S.. The recorded action date is 20 Aug 2007.PersonOCC Enforcement Actions
- Citibank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Citibank, National Association. The recorded action date is 5 Apr 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Bank of The Rockies, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Bank of The Rockies, National Association. The recorded action date is 30 Aug 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Heaton, DerekOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Heaton, Derek. The recorded action date is 14 Jan 2025.PersonOCC Enforcement Actions
- Greebon, Glenn E.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Greebon, Glenn E.. The recorded action date is 1 Dec 1993.PersonOCC Enforcement Actions
- American National Bank And Trust CompanyOffice of the Comptroller of the Currency records “Securities Enforcement Action” for American National Bank And Trust Company. The recorded action date is 24 Jan 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Freedom National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Freedom National Bank. The recorded action date is 4 Mar 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Cornerstone National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Cornerstone National Bank. The recorded action date is 12 May 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Bransford, Tom N.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Bransford, Tom N.. The recorded action date is 17 Nov 1999.PersonOCC Enforcement Actions
- Tolstedt, CarrieOffice of the Comptroller of the Currency records “Notice of Charges” for Tolstedt, Carrie. The recorded action date is 23 Jan 2020. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- The Savannah Bank National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for The Savannah Bank National Association. The recorded action date is 5 Oct 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- TCF National BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for TCF National Bank. The recorded action date is 25 Jan 2013.OrganizationOCC Enforcement Actions
- Kies, GaryOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Kies, Gary. The recorded action date is 3 Nov 2016.PersonOCC Enforcement Actions
- Penn Central National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Penn Central National Bank. The recorded action date is 26 Mar 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank Of BrundidgeOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank Of Brundidge. The recorded action date is 10 Jun 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Acacia Federal Savings BankOffice of the Comptroller of the Currency records “Formal Agreement” for Acacia Federal Savings Bank. The recorded action date is 19 Dec 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Dick, Joe L.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Dick, Joe L.. The recorded action date is 9 Jul 2015.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.