US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- JPMorgan Bank and Trust Company, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for JPMorgan Bank and Trust Company, National Association. The recorded action date is 18 Sep 2013. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Martinez, MardeliciaOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Martinez, Mardelicia. The recorded action date is 27 Jan 1993.PersonOCC Enforcement Actions
- Worden, Kenneth B.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Worden, Kenneth B.. The recorded action date is 10 Aug 1992.PersonOCC Enforcement Actions
- Citizens National Bank Of PainstvilleOffice of the Comptroller of the Currency records “Formal Agreement” for Citizens National Bank Of Painstville. The recorded action date is 20 Feb 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Clay County Savings BankOffice of the Comptroller of the Currency records “Formal Agreement” for Clay County Savings Bank. The recorded action date is 23 May 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Citizens National Bank Of HammondOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Citizens National Bank Of Hammond. The recorded action date is 20 Nov 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Herrell, De'AnnaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Herrell, De'Anna. The recorded action date is 23 Dec 2024.PersonOCC Enforcement Actions
- Credit Suisse NY Br (Federal)Office of the Comptroller of the Currency records “Formal Agreement” for Credit Suisse NY Br (Federal). The recorded action date is 29 May 2024. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Lisbony, DanielOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Lisbony, Daniel. The recorded action date is 10 Apr 1998.PersonOCC Enforcement Actions
- Leatherwood, James C.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Leatherwood, James C.. The recorded action date is 1 Oct 1991.PersonOCC Enforcement Actions
- Farah, EdwardOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Farah, Edward. The recorded action date is 9 Apr 2007.PersonOCC Enforcement Actions
- First National Bank Of QuitmanOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank Of Quitman. The recorded action date is 29 May 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Gonzalez, JorgeOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Gonzalez, Jorge. The recorded action date is 8 Apr 1992. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- Collins, John B.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Collins, John B.. The recorded action date is 15 Aug 2007.PersonOCC Enforcement Actions
- Parks, Arnold A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Parks, Arnold A.. The recorded action date is 14 Dec 2006.PersonOCC Enforcement Actions
- Willaredt, Arthur L.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Willaredt, Arthur L.. The recorded action date is 1 Mar 1990.PersonOCC Enforcement Actions
- Texas Premier Bank, N.A.Office of the Comptroller of the Currency records “Formal Agreement” for Texas Premier Bank, N.A.. The recorded action date is 23 Aug 1999. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First Security National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First Security National Bank. The recorded action date is 18 Nov 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Starnes, Charles G.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Starnes, Charles G.. The recorded action date is 27 Aug 1991.PersonOCC Enforcement Actions
- American National Bank Of New YorkOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for American National Bank Of New York. The recorded action date is 9 May 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Texas National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Texas National Bank. The recorded action date is 8 Jan 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Preston National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Preston National Bank. The recorded action date is 29 May 1997. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Bank of America, National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Bank of America, National Association. The recorded action date is 14 Jul 2022.OrganizationOCC Enforcement Actions
- Floyd, Michael R.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Floyd, Michael R.. The recorded action date is 21 Jul 2015.PersonOCC Enforcement Actions
- Seattle-First National BankOffice of the Comptroller of the Currency records “Securities Enforcement Action” for Seattle-First National Bank. The recorded action date is 15 Jun 1994. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Torno, Curtis J.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Torno, Curtis J.. The recorded action date is 22 Aug 1994.PersonOCC Enforcement Actions
- Bjorklund, CraigOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Bjorklund, Craig. The recorded action date is 26 Oct 2016.PersonOCC Enforcement Actions
- Herges, John E.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Herges, John E.. The recorded action date is 30 Dec 1997.PersonOCC Enforcement Actions
- First National Bank of LewellenOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank of Lewellen. The recorded action date is 24 Oct 2007. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- ANB Financial National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for ANB Financial National Association. The recorded action date is 25 Jun 2007. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.