US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- South Carolina National Bank, TheOffice of the Comptroller of the Currency records “Securities Enforcement Action” for South Carolina National Bank, The. The recorded action date is 17 Jan 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- McCaslin, Henry E.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for McCaslin, Henry E.. The recorded action date is 21 Jun 1990.PersonOCC Enforcement Actions
- Doha BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Doha Bank. The recorded action date is 19 Sep 2006. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First National Bank Of PipestoneOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First National Bank Of Pipestone. The recorded action date is 11 Mar 1999. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Edmond, StephanieOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Edmond, Stephanie. The recorded action date is 14 Jul 2004.PersonOCC Enforcement Actions
- DeWitt, LarryOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for DeWitt, Larry. The recorded action date is 8 Jan 2025.PersonOCC Enforcement Actions
- First National Bank Of StamfordOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank Of Stamford. The recorded action date is 1 May 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Karris, Nicholas A.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Karris, Nicholas A.. The recorded action date is 16 Oct 1991.PersonOCC Enforcement Actions
- Poulsen, Dennis ShaneOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Poulsen, Dennis Shane. The recorded action date is 15 Nov 2004.PersonOCC Enforcement Actions
- Commonwealth National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Commonwealth National Bank. The recorded action date is 9 Aug 1990. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Palmer, Gary A.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Palmer, Gary A.. The recorded action date is 2 Oct 1990.PersonOCC Enforcement Actions
- Coin, Harry S.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Coin, Harry S.. The recorded action date is 22 Apr 2011.PersonOCC Enforcement Actions
- Conde, CarlosOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Conde, Carlos. The recorded action date is 22 Nov 1996.PersonOCC Enforcement Actions
- Hardison, HopeOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Hardison, Hope. The recorded action date is 21 Jan 2020.PersonOCC Enforcement Actions
- Ibarra, AlonsoOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Ibarra, Alonso. The recorded action date is 12 Jun 2025.PersonOCC Enforcement Actions
- The First National Bank of FarragutOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Farragut. The recorded action date is 25 Jul 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The Granville National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The Granville National Bank. The recorded action date is 10 Oct 2007. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Welch, Harry F.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Welch, Harry F.. The recorded action date is 12 Jan 1994.PersonOCC Enforcement Actions
- Guerra, ArcadioOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Guerra, Arcadio. The recorded action date is 2 Oct 2017.PersonOCC Enforcement Actions
- Berlau, MichaelOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Berlau, Michael. The recorded action date is 14 May 1999.PersonOCC Enforcement Actions
- EH National BankOffice of the Comptroller of the Currency records “Formal Agreement” for EH National Bank. The recorded action date is 11 Oct 2023. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Mesnekoff, DavidOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Mesnekoff, David. The recorded action date is 14 Nov 1990.PersonOCC Enforcement Actions
- First National Bank SouthOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank South. The recorded action date is 4 Oct 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Neubert, DixieOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Neubert, Dixie. The recorded action date is 1 Jul 1992.PersonOCC Enforcement Actions
- Miller, Shawn N.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Miller, Shawn N.. The recorded action date is 8 Feb 2002.PersonOCC Enforcement Actions
- Johnston, Paul R.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Johnston, Paul R.. The recorded action date is 13 Feb 1990.PersonOCC Enforcement Actions
- First Federal BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for First Federal Bank. The recorded action date is 10 Dec 2013.OrganizationOCC Enforcement Actions
- Lyerly, Susan AnnOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Lyerly, Susan Ann. The recorded action date is 9 May 2008.PersonOCC Enforcement Actions
- First National Bank Of MuscatineOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank Of Muscatine. The recorded action date is 14 Dec 1990. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Capital One, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Capital One, National Association. The recorded action date is 25 Jul 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.