US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Castle Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Castle Bank, National Association. The recorded action date is 25 Jun 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- McComb, Meghan N.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for McComb, Meghan N.. The recorded action date is 25 May 2018.PersonOCC Enforcement Actions
- Cook, WilliamOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Cook, William. The recorded action date is 20 May 2004.PersonOCC Enforcement Actions
- The Farmers and Merchants National Bank of HattonOffice of the Comptroller of the Currency records “Formal Agreement” for The Farmers and Merchants National Bank of Hatton. The recorded action date is 11 May 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First Commercial Bank, N.A.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First Commercial Bank, N.A.. The recorded action date is 24 Jan 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First Tennessee Bank National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for First Tennessee Bank National Association. The recorded action date is 8 Feb 2017.OrganizationOCC Enforcement Actions
- Mills, O. BruceOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Mills, O. Bruce. The recorded action date is 5 Dec 1991.PersonOCC Enforcement Actions
- Montejano, ZenaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Montejano, Zena. The recorded action date is 4 Aug 2026.PersonOCC Enforcement Actions
- Sheets, HaileyOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Sheets, Hailey. The recorded action date is 9 Apr 2026.PersonOCC Enforcement Actions
- Godfrey, S. ChadOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Godfrey, S. Chad. The recorded action date is 9 May 1990.PersonOCC Enforcement Actions
- Baer, JohnOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Baer, John. The recorded action date is 21 Feb 2012.PersonOCC Enforcement Actions
- Adams, Hollis E.(Eddie)Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Adams, Hollis E.(Eddie). The recorded action date is 6 Jan 1992.PersonOCC Enforcement Actions
- The Lamesa National BankOffice of the Comptroller of the Currency records “Formal Agreement” for The Lamesa National Bank. The recorded action date is 3 Aug 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Atkins, James J.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Atkins, James J.. The recorded action date is 11 Mar 1994.PersonOCC Enforcement Actions
- Fernandez, ManualOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Fernandez, Manual. The recorded action date is 2 Jan 2013.PersonOCC Enforcement Actions
- Dunn, D'Andrea L.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Dunn, D'Andrea L.. The recorded action date is 2 Oct 2019.PersonOCC Enforcement Actions
- Enterprise National Bank Of Palm BeachOffice of the Comptroller of the Currency records “Formal Agreement” for Enterprise National Bank Of Palm Beach. The recorded action date is 14 Apr 1993. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Washington County National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Washington County National Bank. The recorded action date is 1 Jul 1993. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The National Bank Of Sussex CountyOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The National Bank Of Sussex County. The recorded action date is 12 Nov 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Hansen, H. RichardOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Hansen, H. Richard. The recorded action date is 18 Feb 1992.PersonOCC Enforcement Actions
- Moore, W.A.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Moore, W.A.. The recorded action date is 24 Mar 2014.PersonOCC Enforcement Actions
- Pennington, Robert B.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Pennington, Robert B.. The recorded action date is 30 Nov 2012.PersonOCC Enforcement Actions
- The First National Bank of ArenzvilleOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Arenzville. The recorded action date is 17 Apr 2001. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank Of PalmertonOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank Of Palmerton. The recorded action date is 6 Aug 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Crawford, Lisa MarieOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Crawford, Lisa Marie. The recorded action date is 19 Apr 2005.PersonOCC Enforcement Actions
- Bank Of The Desert, N.A.Office of the Comptroller of the Currency records “Formal Agreement” for Bank Of The Desert, N.A.. The recorded action date is 14 Oct 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Hicks, CarolynOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Hicks, Carolyn. The recorded action date is 25 Aug 2025.PersonOCC Enforcement Actions
- Blackfeet National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Blackfeet National Bank. The recorded action date is 24 Jul 2001. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First National Bank. The recorded action date is 10 Jan 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Weisbein, Raymond G.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Weisbein, Raymond G.. The recorded action date is 16 Jun 1997.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.