US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Alegria, Jose E.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Alegria, Jose E.. The recorded action date is 2 Feb 1998.PersonOCC Enforcement Actions
- Dowdell, Kirk N.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Dowdell, Kirk N.. The recorded action date is 20 Sep 2016.PersonOCC Enforcement Actions
- The First National Bank of SullivanOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Sullivan. The recorded action date is 27 Aug 2013. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The Federal Savings BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The Federal Savings Bank. The recorded action date is 2 Apr 2026.OrganizationOCC Enforcement Actions
- Tolstedt, CarrieOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Tolstedt, Carrie. The recorded action date is 9 Mar 2023.PersonOCC Enforcement Actions
- JPMorgan Chase Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for JPMorgan Chase Bank, National Association. The recorded action date is 2 Sep 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank and Trust Company of VinitaOffice of the Comptroller of the Currency records “Prompt Corrective Action (PCA) Directive” for The First National Bank and Trust Company of Vinita. The recorded action date is 15 Jan 2021. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Lewis, Steven R.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Lewis, Steven R.. The recorded action date is 25 Aug 2016.PersonOCC Enforcement Actions
- First National Bank of Lake JacksonOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank of Lake Jackson. The recorded action date is 17 Sep 2024. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Calusa National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Calusa National Bank. The recorded action date is 25 Aug 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Wachovia Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Wachovia Bank, National Association. The recorded action date is 8 Dec 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First Federal Savings BankOffice of the Comptroller of the Currency records “Formal Agreement” for First Federal Savings Bank. The recorded action date is 8 Jun 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Kruchten, DemianOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Kruchten, Demian. The recorded action date is 29 Jun 2010.PersonOCC Enforcement Actions
- Paoli, SusanOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Paoli, Susan. The recorded action date is 26 Sep 2012.PersonOCC Enforcement Actions
- Dickerson, William J.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Dickerson, William J.. The recorded action date is 23 Feb 1999.PersonOCC Enforcement Actions
- Grey, Y'NischaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Grey, Y'Nischa. The recorded action date is 1 Nov 1997.PersonOCC Enforcement Actions
- Lipscomb, Tiffany D. (Holt)Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Lipscomb, Tiffany D. (Holt). The recorded action date is 23 May 2006.PersonOCC Enforcement Actions
- Doherty, ToddOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Doherty, Todd. The recorded action date is 20 Apr 1999.PersonOCC Enforcement Actions
- Hanni, RobertOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Hanni, Robert. The recorded action date is 14 Oct 1992.PersonOCC Enforcement Actions
- Mountain West Bank of Kalispell, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Mountain West Bank of Kalispell, National Association. The recorded action date is 15 Jan 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Polonia BankOffice of the Comptroller of the Currency records “Formal Agreement” for Polonia Bank. The recorded action date is 21 Oct 2014. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Davidson, JackieOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Davidson, Jackie. The recorded action date is 23 Jan 2003.PersonOCC Enforcement Actions
- DeNaples, Louis A.Office of the Comptroller of the Currency records “Notice of Charges” for DeNaples, Louis A.. The recorded action date is 24 Nov 2009. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- Archer, v. WilsonOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Archer, v. Wilson. The recorded action date is 20 Apr 1993.PersonOCC Enforcement Actions
- Taylor, Nyema'shaOffice of the Comptroller of the Currency records “Notice of Charges” for Taylor, Nyema'sha. The recorded action date is 30 May 2023. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- Oliver, Jerry E.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Oliver, Jerry E.. The recorded action date is 25 Oct 2006.PersonOCC Enforcement Actions
- Souky, StephenOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Souky, Stephen. The recorded action date is 20 Mar 2009.PersonOCC Enforcement Actions
- First National Bank in Cannon FallsOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First National Bank in Cannon Falls. The recorded action date is 16 Jun 1993. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First Charter Bank National AssociationOffice of the Comptroller of the Currency records “Prompt Corrective Action (PCA) Directive” for First Charter Bank National Association. The recorded action date is 27 Aug 1996. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Wolf Haldenstein Adler Freeman & Herz, LLPOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Wolf Haldenstein Adler Freeman & Herz, LLP. The recorded action date is 30 Nov 2004.OrganizationOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.