US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Zapata National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Zapata National Bank. The recorded action date is 14 Mar 1990. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Community First BankOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Community First Bank. The recorded action date is 18 Mar 2013.OrganizationOCC Enforcement Actions
- Lasalle Bank National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Lasalle Bank National Association. The recorded action date is 5 Jan 2007.OrganizationOCC Enforcement Actions
- O'Neal, John H.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for O'Neal, John H.. The recorded action date is 12 Nov 2001.PersonOCC Enforcement Actions
- de Keyser, Ralph J.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for de Keyser, Ralph J.. The recorded action date is 20 Feb 2004.PersonOCC Enforcement Actions
- First National Bank of The NorthOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank of The North. The recorded action date is 2 Aug 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- U.S. National Bank Of ClaytonOffice of the Comptroller of the Currency records “Formal Agreement” for U.S. National Bank Of Clayton. The recorded action date is 5 Dec 1990. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- JPMorgan Chase Bank, National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for JPMorgan Chase Bank, National Association. The recorded action date is 14 Mar 2024.OrganizationOCC Enforcement Actions
- Malone, DaceyOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Malone, Dacey. The recorded action date is 29 Nov 2018.PersonOCC Enforcement Actions
- Hunter Mobley, Felicia K.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Hunter Mobley, Felicia K.. The recorded action date is 7 Sep 2001.PersonOCC Enforcement Actions
- Madeux, RaymondOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Madeux, Raymond. The recorded action date is 16 Dec 1995.PersonOCC Enforcement Actions
- Guarduci, John M.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Guarduci, John M.. The recorded action date is 5 Jun 1997.PersonOCC Enforcement Actions
- Citibank, National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Citibank, National Association. The recorded action date is 11 Nov 2014.OrganizationOCC Enforcement Actions
- Bird, Kenneth R.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Bird, Kenneth R.. The recorded action date is 8 Sep 1989.PersonOCC Enforcement Actions
- Ott, BradOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Ott, Brad. The recorded action date is 9 Jul 1993.PersonOCC Enforcement Actions
- Odom, Bradley A.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Odom, Bradley A.. The recorded action date is 28 Apr 2005.PersonOCC Enforcement Actions
- Reid, AmyOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Reid, Amy. The recorded action date is 10 Oct 2025.PersonOCC Enforcement Actions
- Chaitman, Helen DavisOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Chaitman, Helen Davis. The recorded action date is 22 Sep 2004.PersonOCC Enforcement Actions
- First Liberty National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First Liberty National Bank. The recorded action date is 23 Apr 2004. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank of OlatheOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Olathe. The recorded action date is 25 Sep 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Woods, John H.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Woods, John H.. The recorded action date is 2 Jan 1992.PersonOCC Enforcement Actions
- Guler, Eric T.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Guler, Eric T.. The recorded action date is 20 Aug 2018.PersonOCC Enforcement Actions
- Mehrmann, David A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Mehrmann, David A.. The recorded action date is 25 Aug 2000.PersonOCC Enforcement Actions
- Phoenixville Federal Bank and TrustOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Phoenixville Federal Bank and Trust. The recorded action date is 30 Dec 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Corvite, RosallieOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Corvite, Rosallie. The recorded action date is 1 Sep 2022.PersonOCC Enforcement Actions
- American Bank of Texas, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for American Bank of Texas, National Association. The recorded action date is 2 Jun 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Dasheill, Albert M.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Dasheill, Albert M.. The recorded action date is 21 Dec 2000.PersonOCC Enforcement Actions
- Luker, CharlesOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Luker, Charles. The recorded action date is 27 Dec 2006.PersonOCC Enforcement Actions
- American Express National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for American Express National Bank. The recorded action date is 8 Oct 2026.OrganizationOCC Enforcement Actions
- McKinnon, William C.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for McKinnon, William C.. The recorded action date is 23 Dec 2016.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.