ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- MACPHERSON, DESIREE VERONICAASIC records a financial-services restriction for MACPHERSON, DESIREE VERONICA. The source gives 31 May 2018 as the start date.PersonASIC Banned and Disqualified Persons
- ELLERY, JOANNE SUSANASIC records a director disqualification for ELLERY, JOANNE SUSAN. The published period runs from 1 Dec 2012 to 30 Nov 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BALDWIN, CHRISTOPHER JAMESASIC records a SMSF auditor disqualification for BALDWIN, CHRISTOPHER JAMES. The source gives 15 Oct 2021 as the start date.PersonASIC Banned and Disqualified Persons
- SHIELDS, LEON TERRENCEASIC records a financial-services restriction for SHIELDS, LEON TERRENCE. The published period runs from 9 Jun 2005 to 9 Jun 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DODDS, MARIE ANNASIC records a director disqualification for DODDS, MARIE ANN. The published period runs from 30 Nov 2018 to 29 May 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SINGH, JAGDEEPASIC records a director disqualification for SINGH, JAGDEEP. The published period runs from 21 Feb 2022 to 20 Feb 2027.PersonASIC Banned and Disqualified Persons
- FEHON, LYNETTE JANACEASIC records a director disqualification for FEHON, LYNETTE JANACE. The published period runs from 18 Feb 1988 to 18 Feb 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WYND, ANTHONY DAVIDASIC records a financial-services restriction for WYND, ANTHONY DAVID. The source gives 13 Aug 2019 as the start date.PersonASIC Banned and Disqualified Persons
- PINTO, NELSONASIC records a director disqualification for PINTO, NELSON. The published period runs from 3 Feb 2021 to 2 Feb 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PEGOLI, LEOASIC records a director disqualification for PEGOLI, LEO. The published period runs from 26 Sep 2019 to 25 Mar 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- EDELSTEN, GEOFFREY WALTERASIC records a director disqualification for EDELSTEN, GEOFFREY WALTER. The published period runs from 23 Mar 1988 to 23 Mar 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RAYWOOD, JOHN TREVORASIC records a securities restriction for RAYWOOD, JOHN TREVOR. The published period runs from 3 Jan 2003 to 2 Jan 2005. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- THOMPSON, RODNEY DEREKASIC records a director disqualification for THOMPSON, RODNEY DEREK. The published period runs from 11 Jun 2018 to 10 Jun 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FRIEDRICHS, RICHARDASIC records a director disqualification for FRIEDRICHS, RICHARD. The published period runs from 7 Sep 2017 to 6 Sep 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HUTCHISON, ROBERTASIC records a financial-services restriction for HUTCHISON, ROBERT. The source gives 9 Jun 2021 as the start date.PersonASIC Banned and Disqualified Persons
- SHUGG, PHILIPASIC records a SMSF auditor disqualification for SHUGG, PHILIP. The source gives 7 Nov 2019 as the start date.PersonASIC Banned and Disqualified Persons
- HODGSON, ANDREW JOHNASIC records a director disqualification for HODGSON, ANDREW JOHN. The published period runs from 1 Jul 1987 to 1 Jan 1989. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FAKHOURI, JOHNASIC records a director disqualification for FAKHOURI, JOHN. The published period runs from 16 Jun 2010 to 15 Jun 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BIANCO, SERAFINOASIC records a director disqualification for BIANCO, SERAFINO. The published period runs from 10 Dec 2010 to 9 Dec 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LOY, TRAVERS DAVIDASIC records a financial-services restriction for LOY, TRAVERS DAVID. The source gives 4 Jul 2013 as the start date.PersonASIC Banned and Disqualified Persons
- MCCLELLAND, KENASIC records a director disqualification for MCCLELLAND, KEN. The published period runs from 7 Jul 2009 to 6 Jul 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- O'SULLIVAN, JOHNATHONASIC records a director disqualification for O'SULLIVAN, JOHNATHON. The published period runs from 3 Nov 2025 to 2 Nov 2029.PersonASIC Banned and Disqualified Persons
- DOUKARI, DRISSASIC records a financial-services restriction for DOUKARI, DRISS. The source gives 10 Dec 2012 as the start date.PersonASIC Banned and Disqualified Persons
- REID, MAXWELL JOHNASIC records a director disqualification for REID, MAXWELL JOHN. The source gives 10 Mar 1992 as the start date.PersonASIC Banned and Disqualified Persons
- HOWELL, TERENCEASIC records a financial-services restriction for HOWELL, TERENCE. The source gives 20 Jun 2006 as the start date.PersonASIC Banned and Disqualified Persons
- MANISCALCO, MARIA GIOVANNAASIC records a director disqualification for MANISCALCO, MARIA GIOVANNA. The published period runs from 3 Nov 1995 to 2 May 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HO, ROY YEWASIC records a financial-services restriction for HO, ROY YEW. The source gives 20 Apr 2010 as the start date.PersonASIC Banned and Disqualified Persons
- DI RUSSO, MAXWELLASIC records a director disqualification for DI RUSSO, MAXWELL. The published period runs from 25 Jul 2012 to 24 Jul 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HANNA, RAYASIC records a director disqualification for HANNA, RAY. The published period runs from 4 May 2017 to 3 May 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FLOWERS, NIGELASIC records a director disqualification for FLOWERS, NIGEL. The published period runs from 10 Dec 2015 to 9 Dec 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.