ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- PEART, SHARONASIC records a director disqualification for PEART, SHARON. The published period runs from 11 Nov 2021 to 10 Aug 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SOONG, STEVEN ANDREWASIC records a director disqualification for SOONG, STEVEN ANDREW. The published period runs from 7 Sep 2017 to 6 Mar 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RYAN, DENNIS ANTHONYASIC records a director disqualification for RYAN, DENNIS ANTHONY. The published period runs from 18 May 2016 to 17 Nov 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PAL, ANDY ASHOK KUMARASIC records a director disqualification for PAL, ANDY ASHOK KUMAR. The published period runs from 6 Oct 2000 to 23 Feb 2001. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- POPAL, ABDULLAHASIC records a financial-services restriction for POPAL, ABDULLAH. The source gives 2 Jun 2026 as the start date.PersonASIC Banned and Disqualified Persons
- FREDERICKS, JULIE DOROTHYASIC records a director disqualification for FREDERICKS, JULIE DOROTHY. The published period runs from 6 Dec 1995 to 6 Dec 1997. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TU, THANH QUOCASIC records a financial-services restriction for TU, THANH QUOC. The source gives 15 Jul 2014 as the start date.PersonASIC Banned and Disqualified Persons
- RUTTLEY, ROBERT DOWAYASIC records a director disqualification for RUTTLEY, ROBERT DOWAY. The published period runs from 6 Jan 2012 to 5 Jan 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HRES, STEPHEN WALTERASIC records a financial-services restriction for HRES, STEPHEN WALTER. The published period runs from 24 Oct 2006 to 24 Oct 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DAMICO, FEDELEASIC records a director disqualification for DAMICO, FEDELE. The published period runs from 8 Mar 2007 to 8 Mar 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RYAN, DENIS ANTHONY RAPHAELASIC records a director disqualification for RYAN, DENIS ANTHONY RAPHAEL. The published period runs from 18 May 2016 to 17 Nov 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BLACKHALL-CAIN, JOHN SCOTTASIC records a securities restriction for BLACKHALL-CAIN, JOHN SCOTT. The source gives 29 May 2001 as the start date.PersonASIC Banned and Disqualified Persons
- MULLINS, SIMONASIC records a director disqualification for MULLINS, SIMON. The published period runs from 31 Jul 2010 to 30 Jul 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ZAPPELLI, DOUGLASASIC records a director disqualification for ZAPPELLI, DOUGLAS. The published period runs from 17 Jan 2014 to 17 Jan 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ANDREWS, STEVEN PETERASIC records a director disqualification for ANDREWS, STEVEN PETER. The published period runs from 20 Jan 2012 to 19 Jul 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NG, FONG CHUNGASIC records a director disqualification for NG, FONG CHUNG. The published period runs from 1 Jul 2005 to 1 Jul 2007. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LENNON, CATHERINE MICHELEASIC records a director disqualification for LENNON, CATHERINE MICHELE. The published period runs from 8 Jan 1988 to 8 Jan 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ELMS, BARRY ALANASIC records a securities restriction for ELMS, BARRY ALAN. The published period runs from 15 Aug 2001 to 15 Aug 2004. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RAFTERY, ANTHONY PAULASIC records a director disqualification for RAFTERY, ANTHONY PAUL. The published period runs from 10 Jan 2024 to 10 Jan 2027.PersonASIC Banned and Disqualified Persons
- RABINOVITZ, JONATHANASIC records a securities restriction for RABINOVITZ, JONATHAN. The published period runs from 2 Jul 2003 to 2 Jan 2005. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SAYCE, KRISTAN LEWISASIC records a director disqualification for SAYCE, KRISTAN LEWIS. The published period runs from 29 Aug 2019 to 28 Aug 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- YOSHAI, SHLOMOASIC records a financial-services restriction for YOSHAI, SHLOMO. The published period runs from 5 Mar 2021 to 4 Mar 2031.PersonASIC Banned and Disqualified Persons
- BLACK, SHANEASIC records a director disqualification for BLACK, SHANE. The published period runs from 22 Dec 2015 to 22 Jun 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DISTON, SUSAN JOYASIC records a director disqualification for DISTON, SUSAN JOY. The published period runs from 30 Apr 2009 to 29 Apr 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PRASAD, ATISHASIC records a financial-services restriction for PRASAD, ATISH. The published period runs from 27 Apr 2015 to 26 Oct 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCINNES, MARKASIC records a director disqualification for MCINNES, MARK. The published period runs from 13 Jul 2007 to 13 Jul 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KING, DEANASIC records a director disqualification for KING, DEAN. The published period runs from 22 Dec 2015 to 22 Dec 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.