ASIC Banned and Disqualified Persons

People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.

Dataset statistics

Data overview

Source records
Publicly browsable records
Entity types present

Records by entity type

Other / unspecified

A complete entity-type breakdown is unavailable. No estimate is shown.

What these numbers mean

Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.

Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.

Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.

Current statistics could not be retrieved. No estimate is shown.

What this source covers

Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.

How to interpret this source

Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.

Source availability

Availability could not be confirmed

Current source availability could not be retrieved. Please try again later.

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Public source records

Current public records are unavailable for this source. No archived listing is presented as current.

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Source discovery reference: Original publishing authority, captured 2026-09-16. Import and record counts above come from SanctionsKit.