ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- HUCHERKO, MARK ANDREWASIC records a director disqualification for HUCHERKO, MARK ANDREW. The published period runs from 14 Sep 2017 to 13 Sep 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SCHIERHOLTER, PETERASIC records a director disqualification for SCHIERHOLTER, PETER. The published period runs from 16 Mar 2012 to 15 Mar 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MORLEY, PHILLIPASIC records a director disqualification for MORLEY, PHILLIP. The published period runs from 27 Aug 2009 to 26 Aug 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DE BARROS, FELIPEASIC records a director disqualification for DE BARROS, FELIPE. The published period runs from 12 Apr 2008 to 12 Apr 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KELLY, TERRANCE JOHNASIC records a director disqualification for KELLY, TERRANCE JOHN. The published period runs from 14 Mar 1988 to 14 Mar 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SHAH, NAJAMASIC records a credit restriction for SHAH, NAJAM. The source gives 23 Nov 2018 as the start date.PersonASIC Banned and Disqualified Persons
- MARSH, TIMOTHY ELGANASIC records a director disqualification for MARSH, TIMOTHY ELGAN. The published period runs from 1 Dec 2019 to 30 Nov 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GILCHRIST, HUGH ELIOTASIC records a director disqualification for GILCHRIST, HUGH ELIOT. The published period runs from 5 May 2007 to 5 Nov 2008. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BELL, BENJAMIN JOHNASIC records a director disqualification for BELL, BENJAMIN JOHN. The published period runs from 12 May 2023 to 12 May 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ELLIS, DENNIS LEIGHASIC records a director disqualification for ELLIS, DENNIS LEIGH. The published period runs from 9 Oct 1987 to 9 Oct 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RATCLIFFE, DEAN WALTERASIC records a director disqualification for RATCLIFFE, DEAN WALTER. The published period runs from 17 Aug 1993 to 17 Aug 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CINCOTTA, NORMAN JAMESASIC records a securities restriction for CINCOTTA, NORMAN JAMES. The source gives 24 Jan 1996 as the start date.PersonASIC Banned and Disqualified Persons
- BROCK, ROGER KEITHASIC records a director disqualification for BROCK, ROGER KEITH. The published period runs from 31 Oct 1996 to 31 Oct 2006. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CONDOR, HARRY JOHNASIC records a director disqualification for CONDOR, HARRY JOHN. The published period runs from 29 Apr 1988 to 29 Apr 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ATKINS, JASON SEANASIC records a financial-services restriction for ATKINS, JASON SEAN. The published period runs from 17 Jul 2017 to 16 Jul 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ROSSI, VINCENT LENNARDASIC records a director disqualification for ROSSI, VINCENT LENNARD. The published period runs from 26 Sep 2012 to 25 Sep 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GREWAL, MANVINDER SINGHASIC records a director disqualification for GREWAL, MANVINDER SINGH. The published period runs from 15 Nov 2019 to 14 Nov 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JENNINGS, PAUL ANTHONYASIC records a director disqualification for JENNINGS, PAUL ANTHONY. The published period runs from 22 Nov 2006 to 22 Nov 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PALASTY-HORVAT, JOHNASIC records a director disqualification for PALASTY-HORVAT, JOHN. The published period runs from 26 Feb 2012 to 25 Feb 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KELLY, JAMESASIC records a director disqualification for KELLY, JAMES. The published period runs from 3 Jun 2014 to 2 Jun 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MOONEY, MICHAEL JOHN PATRICKASIC records a director disqualification for MOONEY, MICHAEL JOHN PATRICK. The published period runs from 19 Dec 1996 to 19 Dec 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ROGERS, PAULINEASIC records a director disqualification for ROGERS, PAULINE. The published period runs from 10 May 2021 to 9 May 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BENSIMON, RONASIC records a director disqualification for BENSIMON, RON. The published period runs from 24 Apr 2020 to 23 Apr 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TODD, FREDERICK ARTHURASIC records a director disqualification for TODD, FREDERICK ARTHUR. The published period runs from 16 Aug 1989 to 16 Aug 1991. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- VELJKOVIC, KARL HEINZ HERMANASIC records a director disqualification for VELJKOVIC, KARL HEINZ HERMAN. The published period runs from 20 Mar 2007 to 20 Mar 2027.PersonASIC Banned and Disqualified Persons
- KING, DEAN JAMESASIC records a director disqualification for KING, DEAN JAMES. The published period runs from 22 Dec 2015 to 22 Dec 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LAU, JOSEPHASIC records a director disqualification for LAU, JOSEPH. The published period runs from 27 Jul 1999 to 27 Jul 2002. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PADDISON, PHILLIP MURRAYASIC records a financial-services restriction for PADDISON, PHILLIP MURRAY. The source gives 4 Jul 2012 as the start date.PersonASIC Banned and Disqualified Persons
- GRAHAM, MARTINASIC records a director disqualification for GRAHAM, MARTIN. The published period runs from 25 Jun 2021 to 24 Dec 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCLEAN, PHILIP ALEXANDERASIC records a financial-services restriction for MCLEAN, PHILIP ALEXANDER. The published period runs from 7 Dec 2017 to 27 Aug 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.