ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- ELFAR, TERRENCEASIC records a director disqualification for ELFAR, TERRENCE. The published period runs from 25 Oct 2010 to 24 Oct 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FERGUSON, GLENNYS LORNAASIC records a director disqualification for FERGUSON, GLENNYS LORNA. The published period runs from 27 Feb 1989 to 27 Feb 1994. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SASSO, PEDRO EDUARDOASIC records a financial-services restriction for SASSO, PEDRO EDUARDO. The published period runs from 6 May 2024 to 5 May 2029.PersonASIC Banned and Disqualified Persons
- GORE, CRAIG KEVINASIC records a financial-services restriction for GORE, CRAIG KEVIN. The source gives 29 May 2015 as the start date.PersonASIC Banned and Disqualified Persons
- KIMMINS, KEITH AARON RICHARDASIC records a director disqualification for KIMMINS, KEITH AARON RICHARD. The published period runs from 18 Feb 2022 to 17 Oct 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MERHI, TINAASIC records a director disqualification for MERHI, TINA. The published period runs from 1 May 2008 to 1 May 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WALTERS, WILLIAM JOHNASIC records a director disqualification for WALTERS, WILLIAM JOHN. The published period runs from 16 Sep 1996 to 16 Sep 2001. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WILSON, CRAIG JAMESASIC records a financial-services restriction for WILSON, CRAIG JAMES. The source gives 29 Oct 2018 as the start date.PersonASIC Banned and Disqualified Persons
- LIM, BEE CHINASIC records a financial-services restriction for LIM, BEE CHIN. The source gives 21 Jul 2018 as the start date.PersonASIC Banned and Disqualified Persons
- BELL, NOEL ANDREWASIC records a credit restriction for BELL, NOEL ANDREW. The published period runs from 7 Feb 2005 to 7 Feb 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FORMICA, ANTONIA MARGARETASIC records a director disqualification for FORMICA, ANTONIA MARGARET. The published period runs from 11 Oct 2012 to 10 Apr 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- POIDEVIN, SIMONASIC records a financial-services restriction for POIDEVIN, SIMON. The published period runs from 29 Nov 2017 to 28 Nov 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NIU, NICOLE YUNFEIASIC records a financial-services restriction for NIU, NICOLE YUNFEI. The published period runs from 22 Jan 2026 to 21 Jan 2031.PersonASIC Banned and Disqualified Persons
- STEWART, TEDWINASIC records a director disqualification for STEWART, TEDWIN. The published period runs from 1 May 2007 to 1 May 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WADI, ADAMASIC records a director disqualification for WADI, ADAM. The published period runs from 30 Aug 2017 to 30 Aug 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NOVELLO, SEBASTIANASIC records a director disqualification for NOVELLO, SEBASTIAN. The published period runs from 7 Feb 2007 to 7 Feb 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- EDDEN BROWN, DARREN THOMASASIC records a credit restriction for EDDEN BROWN, DARREN THOMAS. The published period runs from 12 Apr 2023 to 11 Apr 2031.PersonASIC Banned and Disqualified Persons
- ROGAN, GLENDA MAREEASIC records a financial-services restriction for ROGAN, GLENDA MAREE. The published period runs from 6 Jun 2025 to 5 Jun 2035.PersonASIC Banned and Disqualified Persons
- HANLEY, ANDREWASIC records a financial-services restriction for HANLEY, ANDREW. The published period runs from 4 Mar 2026 to 3 Mar 2031.PersonASIC Banned and Disqualified Persons
- SHELLSHEAR, NEIL EDDISASIC records a financial-services restriction for SHELLSHEAR, NEIL EDDIS. The published period runs from 5 Mar 2026 to 4 Mar 2036.PersonASIC Banned and Disqualified Persons
- MARSHALL, KYLE JONOTHAN PERRYASIC records a financial-services restriction for MARSHALL, KYLE JONOTHAN PERRY. The published period runs from 12 Sep 2019 to 11 Sep 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KING, DEANASIC records a director disqualification for KING, DEAN. The published period runs from 22 Dec 2015 to 22 Dec 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MARSHALL, STENE BRIANASIC records a director disqualification for MARSHALL, STENE BRIAN. The published period runs from 22 Oct 2014 to 21 Oct 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- O'MALLEY, BRETT JOHNASIC records a financial-services restriction for O'MALLEY, BRETT JOHN. The published period runs from 19 May 2015 to 18 May 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- VORSTER, TOM BUTLERASIC records a director disqualification for VORSTER, TOM BUTLER. The published period runs from 25 Mar 2022 to 24 Sep 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HADCHITI, JOHNASIC records a director disqualification for HADCHITI, JOHN. The published period runs from 6 Dec 1993 to 5 Jun 1995. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SHARP, KENNETH JAMESASIC records a director disqualification for SHARP, KENNETH JAMES. The published period runs from 17 Feb 2009 to 16 Feb 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TEW, SAMUELASIC records a director disqualification for TEW, SAMUEL. The published period runs from 5 Jul 2019 to 4 Jul 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WHITE, PETER JAMESASIC records a securities restriction for WHITE, PETER JAMES. The source gives 3 Jan 1997 as the start date.PersonASIC Banned and Disqualified Persons
- BYRNES, JAMES WARRENASIC records a director disqualification for BYRNES, JAMES WARREN. The published period runs from 1 Sep 2006 to 1 Sep 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.