ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- JOSEPH ISAAC, GUTNICKASIC records a director disqualification for JOSEPH ISAAC, GUTNICK. The published period runs from 4 Mar 2024 to 3 Mar 2028.PersonASIC Banned and Disqualified Persons
- FISICARO, MARIANNEASIC records a director disqualification for FISICARO, MARIANNE. The published period runs from 16 Feb 1993 to 16 Feb 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NEMERUCK, NICHOLASASIC records a director disqualification for NEMERUCK, NICHOLAS. The published period runs from 12 Feb 2014 to 11 Feb 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCBAIN, IAN FRANKASIC records a director disqualification for MCBAIN, IAN FRANK. The published period runs from 9 May 2012 to 8 May 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TIWARY, NENIASIC records a director disqualification for TIWARY, NENI. The published period runs from 7 Oct 2014 to 6 Oct 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- OSBORNE, PAUL ANTHONYASIC records a director disqualification for OSBORNE, PAUL ANTHONY. The published period runs from 14 Aug 2017 to 13 Feb 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NESSEIM, EZZAT-DANIELASIC records a financial-services restriction for NESSEIM, EZZAT-DANIEL. The source gives 12 Mar 2018 as the start date.PersonASIC Banned and Disqualified Persons
- GREEN, STEPHENASIC records a director disqualification for GREEN, STEPHEN. The published period runs from 30 Oct 2008 to 29 Oct 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WOOLGROVE, CHRISTOPHER PAULASIC records a securities restriction for WOOLGROVE, CHRISTOPHER PAUL. The source gives 21 Feb 1995 as the start date.PersonASIC Banned and Disqualified Persons
- WRIGHT, DAVID WAYNEASIC records a director disqualification for WRIGHT, DAVID WAYNE. The published period runs from 11 Jan 2007 to 11 Jan 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HWANG, HYUKASIC records a credit restriction for HWANG, HYUK. The published period runs from 13 Jan 2014 to 12 Jan 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LAVARA, DOMINICASIC records a director disqualification for LAVARA, DOMINIC. The published period runs from 11 Jan 2021 to 10 Jan 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BRODIE, PAULASIC records a director disqualification for BRODIE, PAUL. The published period runs from 12 May 1999 to 12 Jul 2001. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SIMPSON, LEAH MAREEASIC records a director disqualification for SIMPSON, LEAH MAREE. The published period runs from 12 Mar 1999 to 12 Mar 2003. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SGRO, CARMELO ANTONIOASIC records a director disqualification for SGRO, CARMELO ANTONIO. The published period runs from 4 Apr 2007 to 4 Apr 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- REVELL-READE, JEFFREYASIC records a financial-services restriction for REVELL-READE, JEFFREY. The source gives 5 May 2015 as the start date.PersonASIC Banned and Disqualified Persons
- KHALIL, EMMAASIC records a credit restriction for KHALIL, EMMA. The source gives 21 Jul 2016 as the start date.PersonASIC Banned and Disqualified Persons
- WILLMOTT, ANNELIESE ADAASIC records a financial-services restriction for WILLMOTT, ANNELIESE ADA. The source gives 14 Mar 2019 as the start date.PersonASIC Banned and Disqualified Persons
- HODGSON, DAVID PAULASIC records a financial-services restriction for HODGSON, DAVID PAUL. The published period runs from 3 Jul 2015 to 2 Jul 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GORHAM, GREGORY JAMESASIC records a director disqualification for GORHAM, GREGORY JAMES. The published period runs from 30 Jun 1988 to 30 Jun 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CARDAKARIS, DENNISASIC records a financial-services restriction for CARDAKARIS, DENNIS. The source gives 25 Jul 2012 as the start date.PersonASIC Banned and Disqualified Persons
- COOMBE, PHILLIPASIC records a director disqualification for COOMBE, PHILLIP. The published period runs from 8 Nov 2006 to 8 Nov 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NIVEN, SEAN COLVELLEASIC records a credit restriction for NIVEN, SEAN COLVELLE. The source gives 17 Feb 2023 as the start date.PersonASIC Banned and Disqualified Persons
- TREVILLIAN, BRETT PAULASIC records a credit restriction for TREVILLIAN, BRETT PAUL. The source gives 18 Aug 2025 as the start date.PersonASIC Banned and Disqualified Persons
- DAVEY, MURRAY LLOYD GEORGEASIC records a securities restriction for DAVEY, MURRAY LLOYD GEORGE. The published period runs from 28 Feb 1994 to 18 May 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WYND, ANTHONY DAVIDASIC records a financial-services restriction for WYND, ANTHONY DAVID. The source gives 13 Aug 2019 as the start date.PersonASIC Banned and Disqualified Persons
- DAVIDSON, ANDREWASIC records a director disqualification for DAVIDSON, ANDREW. The published period runs from 14 Apr 2020 to 13 Apr 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MORGAN, GREGG ROSSASIC records a director disqualification for MORGAN, GREGG ROSS. The published period runs from 14 Apr 2008 to 14 Apr 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ROSS, VIVIENNEASIC records a SMSF auditor disqualification for ROSS, VIVIENNE. The source gives 24 Aug 2026 as the start date.PersonASIC Banned and Disqualified Persons
- SMITH, GORDONASIC records a director disqualification for SMITH, GORDON. The published period runs from 23 Feb 2021 to 22 Aug 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.