ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
- Latest successful check
- Our refresh schedule
- Every 24 hours
Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- ALAFACI, DAVID MARIOASIC records a financial-services restriction for ALAFACI, DAVID MARIO. The source gives 22 Dec 2017 as the start date.PersonASIC Banned and Disqualified Persons
- ROGERS, JILLASIC records a financial-services restriction for ROGERS, JILL. The published period runs from 30 Aug 2016 to 29 Aug 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PROCTOR, RICHARD CHARLESASIC records a director disqualification for PROCTOR, RICHARD CHARLES. The published period runs from 25 May 2007 to 25 Nov 2008. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PAPAPAVLOU, ARISTOTELISASIC records a credit restriction for PAPAPAVLOU, ARISTOTELIS. The source gives 2 Apr 2026 as the start date.PersonASIC Banned and Disqualified Persons
- BURNELL, TRACEYASIC records a financial-services restriction for BURNELL, TRACEY. The source gives 27 Nov 2017 as the start date.PersonASIC Banned and Disqualified Persons
- PAVLIDIS, JIMASIC records a financial-services restriction for PAVLIDIS, JIM. The published period runs from 7 Jan 2021 to 6 Jan 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BROSSEUK, BRENT STUARTASIC records a director disqualification for BROSSEUK, BRENT STUART. The published period runs from 11 Dec 2020 to 26 Nov 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NASH, BRADLEY JOHN EDWARDASIC records a director disqualification for NASH, BRADLEY JOHN EDWARD. The published period runs from 14 Jul 2010 to 13 Jul 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SUMMERS, ADRIANASIC records a financial-services restriction for SUMMERS, ADRIAN. The published period runs from 24 Nov 2021 to 23 Nov 2026.PersonASIC Banned and Disqualified Persons
- WITTENSLEGER, ARDENASIC records a financial-services restriction for WITTENSLEGER, ARDEN. The source gives 13 Mar 2014 as the start date.PersonASIC Banned and Disqualified Persons
- MACGREGOR, MICHAEL THOMASASIC records a director disqualification for MACGREGOR, MICHAEL THOMAS. The published period runs from 7 Oct 2010 to 6 Oct 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BUTLER, TODD ERWINASIC records a financial-services restriction for BUTLER, TODD ERWIN. The published period runs from 7 Oct 2020 to 6 Oct 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BURKE, SATVIRASIC records a financial-services restriction for BURKE, SATVIR. The source gives 7 Jul 2017 as the start date.PersonASIC Banned and Disqualified Persons
- KINNAIRD, PETER ALEXANDERASIC records a director disqualification for KINNAIRD, PETER ALEXANDER. The published period runs from 21 Sep 2005 to 21 Sep 2007. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MILLER, JACQUELINE RUTHASIC records a director disqualification for MILLER, JACQUELINE RUTH. The published period runs from 10 Oct 1995 to 9 Oct 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ELLAWAY, PAULASIC records a director disqualification for ELLAWAY, PAUL. The published period runs from 9 Oct 2017 to 8 Oct 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCCORMACK L, BRIAN BRISBANEASIC records a director disqualification for MCCORMACK L, BRIAN BRISBANE. The published period runs from 12 Oct 1989 to 12 Oct 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ROBERTSON, ALAN WILLIAMASIC records a director disqualification for ROBERTSON, ALAN WILLIAM. The published period runs from 10 Sep 1993 to 9 Sep 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TAYLOR, ANTHONY JAMESASIC records a director disqualification for TAYLOR, ANTHONY JAMES. The published period runs from 6 Nov 2006 to 6 Nov 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GELLE, WARREN DOUGLASASIC records a financial-services restriction for GELLE, WARREN DOUGLAS. The published period runs from 28 Jan 2015 to 27 Jan 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TORCASIO, TONYASIC records a director disqualification for TORCASIO, TONY. The published period runs from 29 Jul 2026 to 28 Jul 2031.PersonASIC Banned and Disqualified Persons
- TAYLOR, PETERASIC records a securities restriction for TAYLOR, PETER. The published period runs from 12 Jul 2002 to 12 Jul 2004. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BHANDARI, NIZIASIC records a financial-services restriction for BHANDARI, NIZI. The source gives 9 Mar 2021 as the start date.PersonASIC Banned and Disqualified Persons
- DAVIS, JOHN BARDINASIC records a director disqualification for DAVIS, JOHN BARDIN. The published period runs from 23 Feb 2006 to 23 Aug 2007. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JONES, CRAIGASIC records a securities restriction for JONES, CRAIG. The published period runs from 1 May 2000 to 30 Apr 2002. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MALEY, ADAMASIC records a director disqualification for MALEY, ADAM. The published period runs from 17 Jan 2014 to 16 Jan 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- COLE, TERRYASIC records a director disqualification for COLE, TERRY. The published period runs from 6 Mar 2000 to 6 Mar 2005. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HOOKER, BRIAN JAMESASIC records a director disqualification for HOOKER, BRIAN JAMES. The published period runs from 3 Aug 2007 to 3 Aug 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HOULAHAN, MARIA LEONIEASIC records a director disqualification for HOULAHAN, MARIA LEONIE. The published period runs from 31 Aug 2003 to 31 Aug 2006. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FAGAN, STEPHEN TERENCEASIC records a director disqualification for FAGAN, STEPHEN TERENCE. The published period runs from 5 Sep 2017 to 4 Sep 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
Screen customers against the ASIC Banned and Disqualified Persons
Start free250 free live screenings • One lifetime allowance • API + dashboard • No credit card
Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
Continue exploring
Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.