ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- BENTON, GARY KEITHASIC records a director disqualification for BENTON, GARY KEITH. The published period runs from 29 Sep 2008 to 28 Sep 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ROBINSON, GEOFFREY JAMESASIC records a credit restriction for ROBINSON, GEOFFREY JAMES. The source gives 13 Sep 2005 as the start date.PersonASIC Banned and Disqualified Persons
- ACKER MICHAEL, FREDRICASIC records a director disqualification for ACKER MICHAEL, FREDRIC. The published period runs from 5 Jun 2006 to 5 Jun 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SALEH, ZREIKAASIC records a director disqualification for SALEH, ZREIKA. The published period runs from 1 Sep 2022 to 31 Aug 2027.PersonASIC Banned and Disqualified Persons
- ERRICHETTI, PETER ROCKYASIC records a director disqualification for ERRICHETTI, PETER ROCKY. The published period runs from 11 Jul 2002 to 11 Jul 2003. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SPENCER, MICHAEL JAMESASIC records a financial-services restriction for SPENCER, MICHAEL JAMES. The published period runs from 12 Sep 2016 to 4 Dec 2019. The source records documented resumption: The source records that a stay was no longer in effect on 2017-01-25; earlier applicability is not inferred. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FISCHER, JUSTIN LEEASIC records a director disqualification for FISCHER, JUSTIN LEE. The published period runs from 30 Apr 2019 to 29 Apr 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JEFFERS, ANDREW GRAHAMASIC records a financial-services restriction for JEFFERS, ANDREW GRAHAM. The published period runs from 21 May 2015 to 20 May 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TOMBLIN, HAROLD GEORGEASIC records a securities restriction for TOMBLIN, HAROLD GEORGE. The published period runs from 18 Apr 2002 to 18 Apr 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HOWARD, ASHLEY GRANTASIC records a financial-services restriction for HOWARD, ASHLEY GRANT. The source gives 25 Oct 2016 as the start date.PersonASIC Banned and Disqualified Persons
- HORNER, DARREN CHARLESASIC records a securities restriction for HORNER, DARREN CHARLES. The published period runs from 4 Aug 2003 to 4 Aug 2006. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HILLS, PAULASIC records a director disqualification for HILLS, PAUL. The published period runs from 15 May 2013 to 14 Nov 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BOOY, LEOPOLDASIC records a director disqualification for BOOY, LEOPOLD. The published period runs from 1 Aug 2006 to 1 Aug 2008. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JOHNSON, IAN DAVIDASIC records a director disqualification for JOHNSON, IAN DAVID. The published period runs from 24 Aug 2022 to 23 Aug 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WHITEHOUSE, ERIC SYDNEYASIC records a director disqualification for WHITEHOUSE, ERIC SYDNEY. The published period runs from 19 Sep 2011 to 18 Sep 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MUNN, MARICA LEEASIC records a director disqualification for MUNN, MARICA LEE. The published period runs from 14 Jun 2016 to 13 Dec 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- COOPER, MARK ANDREWASIC records a financial-services restriction for COOPER, MARK ANDREW. The published period runs from 17 Nov 2023 to 16 May 2031.PersonASIC Banned and Disqualified Persons
- PINTO, NELSON OLIVEIRAASIC records a director disqualification for PINTO, NELSON OLIVEIRA. The published period runs from 3 Feb 2021 to 2 Feb 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- POPAL, ABDULLAHASIC records a financial-services restriction for POPAL, ABDULLAH. The source gives 2 Jun 2026 as the start date.PersonASIC Banned and Disqualified Persons
- BOOKER, MICHAEL JOHNASIC records a director disqualification for BOOKER, MICHAEL JOHN. The published period runs from 5 Feb 1991 to 5 Feb 1996. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FLETCHER G, BENJAMIN FREDERICK ARRYASIC records a credit restriction for FLETCHER G, BENJAMIN FREDERICK ARRY. The source gives 14 Sep 2018 as the start date.PersonASIC Banned and Disqualified Persons
- JAMES, KAYE ROBYNASIC records a director disqualification for JAMES, KAYE ROBYN. The published period runs from 23 Dec 1987 to 23 Dec 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BAAINI, ADELEASIC records a financial-services restriction for BAAINI, ADELE. The source gives 18 Apr 2024 as the start date.PersonASIC Banned and Disqualified Persons
- NESSEIM, DANIELASIC records a financial-services restriction for NESSEIM, DANIEL. The source gives 12 Mar 2018 as the start date.PersonASIC Banned and Disqualified Persons
- BYRNE, MICHAELASIC records a director disqualification for BYRNE, MICHAEL. The published period runs from 16 Jul 2007 to 16 Jul 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JEFFERS, ANDREW GRAHAMASIC records a financial-services restriction for JEFFERS, ANDREW GRAHAM. The published period runs from 21 May 2015 to 20 May 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DAVIES, ROBERT WILLIAMASIC records a director disqualification for DAVIES, ROBERT WILLIAM. The published period runs from 25 Aug 1999 to 24 Aug 2001. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HARVIE, DAMIENASIC records a director disqualification for HARVIE, DAMIEN. The published period runs from 27 Feb 2020 to 26 Feb 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ZORBAS, GEORGEASIC records a director disqualification for ZORBAS, GEORGE. The published period runs from 13 Nov 1990 to 12 Nov 1995. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- YIP, ANDREW KAM YUIASIC records a securities restriction for YIP, ANDREW KAM YUI. The published period runs from 15 Mar 1993 to 14 Mar 2000. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.