ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- KAUR, MONICAASIC records a director disqualification for KAUR, MONICA. The source gives 7 Jun 2023 as the start date.PersonASIC Banned and Disqualified Persons
- GORSKI, KAZMARASIC records a director disqualification for GORSKI, KAZMAR. The published period runs from 18 Jan 1991 to 17 Jan 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MILLER, GRAEMEASIC records a director disqualification for MILLER, GRAEME. The published period runs from 18 Jan 2019 to 17 Jan 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HOWARD, ASHLEY GRANTASIC records a financial-services restriction for HOWARD, ASHLEY GRANT. The source gives 25 Oct 2016 as the start date.PersonASIC Banned and Disqualified Persons
- NEWBOUND, BRETTASIC records a financial-services restriction for NEWBOUND, BRETT. The published period runs from 1 May 2025 to 30 Apr 2035.PersonASIC Banned and Disqualified Persons
- UNTHANK, GRAEME FRANCISASIC records a director disqualification for UNTHANK, GRAEME FRANCIS. The published period runs from 17 Jun 1991 to 17 Jun 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MASTORES, JUSTIN PETERASIC records a director disqualification for MASTORES, JUSTIN PETER. The published period runs from 12 Nov 2018 to 11 May 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MAKROGIANIDIS, ANASTASIOSASIC records a director disqualification for MAKROGIANIDIS, ANASTASIOS. The published period runs from 5 Feb 2020 to 4 Feb 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JENNINGS, BARRY FRANKASIC records a financial-services restriction for JENNINGS, BARRY FRANK. The published period runs from 8 Jul 2010 to 7 Jul 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ZAYA, SAMASIC records a director disqualification for ZAYA, SAM. The published period runs from 3 Jun 2014 to 2 Jun 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GUTHRIE, ALAN DENNIS KENNETHASIC records a director disqualification for GUTHRIE, ALAN DENNIS KENNETH. The published period runs from 27 Sep 2010 to 26 Sep 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCCULLAGH, ANDREW PAUL BRYANASIC records a director disqualification for MCCULLAGH, ANDREW PAUL BRYAN. The published period runs from 3 Sep 2012 to 2 Sep 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CROSSING, ROBERT WILLIAMASIC records a financial-services restriction for CROSSING, ROBERT WILLIAM. The published period runs from 18 Jul 2025 to 17 Jul 2031.PersonASIC Banned and Disqualified Persons
- RAFTERTY, SIMONASIC records a director disqualification for RAFTERTY, SIMON. The published period runs from 4 Jul 2025 to 3 Jan 2028.PersonASIC Banned and Disqualified Persons
- BAILEY, GRAEMEASIC records a securities restriction for BAILEY, GRAEME. The source gives 9 Jul 2001 as the start date.PersonASIC Banned and Disqualified Persons
- SWINDELLS, ZACASIC records a director disqualification for SWINDELLS, ZAC. The published period runs from 14 Feb 2019 to 13 Feb 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JONES, ROGER WARRENASIC records a director disqualification for JONES, ROGER WARREN. The published period runs from 22 Apr 1998 to 25 Mar 2001. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WILSON, IAN DAVIDASIC records a director disqualification for WILSON, IAN DAVID. The published period runs from 11 Sep 1995 to 11 Mar 1997. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- QUINN, TERENCE MARTINASIC records a director disqualification for QUINN, TERENCE MARTIN. The published period runs from 19 Aug 2016 to 18 Aug 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KING, FRANCIS JAMESASIC records a director disqualification for KING, FRANCIS JAMES. The published period runs from 19 Nov 1987 to 19 Nov 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CONN, STEVENASIC records a director disqualification for CONN, STEVEN. The published period runs from 7 Jun 2006 to 7 Jun 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LOMAS, DOUG JOHNASIC records a director disqualification for LOMAS, DOUG JOHN. The published period runs from 11 Jul 2014 to 10 Jul 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SWEENEY, SEAN JOHNASIC records a financial-services restriction for SWEENEY, SEAN JOHN. The source gives 19 Dec 2022 as the start date.PersonASIC Banned and Disqualified Persons
- MACINTYRE, SHAYNEASIC records a director disqualification for MACINTYRE, SHAYNE. The published period runs from 22 Sep 2020 to 21 Sep 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DALY, PETER EUGENEASIC records a financial-services restriction for DALY, PETER EUGENE. The published period runs from 19 Nov 2019 to 18 Nov 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HALL, GRAEME EDWARD SMITHASIC records a securities restriction for HALL, GRAEME EDWARD SMITH. The source gives 19 Feb 2002 as the start date.PersonASIC Banned and Disqualified Persons
- FUOCO, JOSHUAASIC records a director disqualification for FUOCO, JOSHUA. The published period runs from 13 May 2016 to 12 Nov 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LIM, KAY HOOIASIC records a financial-services restriction for LIM, KAY HOOI. The source gives 24 Nov 2014 as the start date.PersonASIC Banned and Disqualified Persons
- KENT, SHARNIEASIC records a financial-services restriction for KENT, SHARNIE. The published period runs from 18 Sep 2015 to 17 Sep 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MALEY, ADAMASIC records a director disqualification for MALEY, ADAM. The published period runs from 17 Jan 2014 to 16 Jan 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.