ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- GENTRY M, DENNISASIC records a financial-services restriction for GENTRY M, DENNIS. The published period runs from 14 Sep 2006 to 14 Sep 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FRASER, PETER HOWARDASIC records a director disqualification for FRASER, PETER HOWARD. The published period runs from 28 May 1992 to 28 May 1997. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NIVEN, SEANASIC records a credit restriction for NIVEN, SEAN. The source gives 17 Feb 2023 as the start date.PersonASIC Banned and Disqualified Persons
- PENN, DARREN JAMESASIC records a director disqualification for PENN, DARREN JAMES. The published period runs from 7 Nov 2006 to 7 Nov 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SANTALUCIA, MICHAELASIC records a director disqualification for SANTALUCIA, MICHAEL. The published period runs from 14 May 1990 to 14 May 1995. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JACKSON, JOHN SPENCERASIC records a director disqualification for JACKSON, JOHN SPENCER. The published period runs from 6 Mar 1997 to 6 Mar 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WALL, GLENTON JOHNASIC records a director disqualification for WALL, GLENTON JOHN. The published period runs from 1 Dec 1992 to 1 Dec 1997. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GREENWOOD, MICHAEL JAMESASIC records a securities restriction for GREENWOOD, MICHAEL JAMES. The published period runs from 1 Aug 1991 to 1 Nov 1991. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LEPPALA, HUGO ELMERIASIC records a director disqualification for LEPPALA, HUGO ELMERI. The published period runs from 18 Feb 1988 to 18 Feb 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- EVANS, GARETH JOHNASIC records a director disqualification for EVANS, GARETH JOHN. The published period runs from 23 Nov 2015 to 22 Nov 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GREVSMUHL, MARK STEVENASIC records a financial-services restriction for GREVSMUHL, MARK STEVEN. The source gives 29 Jun 2016 as the start date.PersonASIC Banned and Disqualified Persons
- STOTT, LESLIE FORSYTHASIC records a director disqualification for STOTT, LESLIE FORSYTH. The published period runs from 7 Feb 2013 to 20 Feb 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SMITH, GORDONASIC records a director disqualification for SMITH, GORDON. The published period runs from 23 Feb 2021 to 22 Aug 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ZIEGELAAR, TORIASIC records a securities restriction for ZIEGELAAR, TORI. The source gives 25 Nov 2002 as the start date.PersonASIC Banned and Disqualified Persons
- CREIGH, BRIAN JACQUESASIC records a financial-services restriction for CREIGH, BRIAN JACQUES. The source gives 19 Mar 2024 as the start date.PersonASIC Banned and Disqualified Persons
- KWOK, TAK SIMSONASIC records a financial-services restriction for KWOK, TAK SIMSON. The source gives 23 May 2016 as the start date.PersonASIC Banned and Disqualified Persons
- ANTHONY, DENNISASIC records a director disqualification for ANTHONY, DENNIS. The published period runs from 30 Nov 2005 to 30 Nov 2030.PersonASIC Banned and Disqualified Persons
- DE MARIA, RENATOASIC records a financial-services restriction for DE MARIA, RENATO. The source gives 20 Nov 2023 as the start date.PersonASIC Banned and Disqualified Persons
- COUGHLAN, PATRICK SALAHASIC records a director disqualification for COUGHLAN, PATRICK SALAH. The published period runs from 28 Apr 2022 to 27 Apr 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WILLIAMS, ALAN DAVID LLOYDASIC records a securities restriction for WILLIAMS, ALAN DAVID LLOYD. The source gives 29 Jul 2002 as the start date.PersonASIC Banned and Disqualified Persons
- VEITCH, STUART BRUCEASIC records a director disqualification for VEITCH, STUART BRUCE. The published period runs from 4 Sep 1987 to 4 Sep 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PETERS, KARL AULISASIC records a director disqualification for PETERS, KARL AULIS. The published period runs from 23 Jul 1992 to 22 Jul 1994. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SAPPIDEEN, ISHAN SEENARASIC records a financial-services restriction for SAPPIDEEN, ISHAN SEENAR. The source gives 25 Aug 2014 as the start date.PersonASIC Banned and Disqualified Persons
- SHIRAZ, RIYANKA PUTERIASIC records a financial-services restriction for SHIRAZ, RIYANKA PUTERI. The source gives 10 Sep 2014 as the start date.PersonASIC Banned and Disqualified Persons
- NATALE, JOANNEASIC records a director disqualification for NATALE, JOANNE. The published period runs from 16 Jul 1998 to 16 Jul 2001. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HILL, STEVEN WILLIAMASIC records a financial-services restriction for HILL, STEVEN WILLIAM. The source gives 12 Sep 2016 as the start date.PersonASIC Banned and Disqualified Persons
- FINLAN, MICHEAL BURNSASIC records a director disqualification for FINLAN, MICHEAL BURNS. The published period runs from 11 Jan 2007 to 11 Jan 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WHITTINGHAM, MARK WILLIAMASIC records a director disqualification for WHITTINGHAM, MARK WILLIAM. The published period runs from 27 Aug 2013 to 1 Sep 2028.PersonASIC Banned and Disqualified Persons
- BROWN, DARREN KINGSLEYASIC records a securities restriction for BROWN, DARREN KINGSLEY. The source gives 8 Aug 2002 as the start date.PersonASIC Banned and Disqualified Persons
- TOWNSON, IANASIC records a director disqualification for TOWNSON, IAN. The published period runs from 29 Aug 2007 to 29 Aug 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.