ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- FAWCETT, MARK DOUGLASASIC records a director disqualification for FAWCETT, MARK DOUGLAS. The published period runs from 29 Jan 2007 to 28 Apr 2008. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- VISSENJOUX, ALLAN BURTASIC records a financial-services restriction for VISSENJOUX, ALLAN BURT. The published period runs from 25 Feb 2014 to 28 May 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- STEPHENS, VINCENT HAVELANDASIC records a director disqualification for STEPHENS, VINCENT HAVELAND. The published period runs from 26 Jul 1998 to 25 Jul 2000. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HUANG, JENNYASIC records a director disqualification for HUANG, JENNY. The published period runs from 26 Oct 2022 to 25 Oct 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CALAFIORE, SALVATOREASIC records a director disqualification for CALAFIORE, SALVATORE. The published period runs from 28 Sep 1998 to 28 Sep 2002. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RYAN, FRANCIS GEORGEASIC records a director disqualification for RYAN, FRANCIS GEORGE. The published period runs from 22 Sep 2009 to 21 Mar 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DOUGLAS, OLIVER GEORGEASIC records a director disqualification for DOUGLAS, OLIVER GEORGE. The published period runs from 5 Jun 2012 to 4 Dec 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BRIDGER, ROBERT WILLIAMASIC records a director disqualification for BRIDGER, ROBERT WILLIAM. The published period runs from 24 May 1995 to 24 Nov 1997. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TOVEY, MARDI ANGELIAASIC records a director disqualification for TOVEY, MARDI ANGELIA. The published period runs from 10 Jun 2014 to 1 Jul 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MORLAND, JAMES ERICASIC records a director disqualification for MORLAND, JAMES ERIC. The published period runs from 23 Jan 2007 to 23 Jan 2008. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCKENZIE, JOY BEVELEYASIC records a director disqualification for MCKENZIE, JOY BEVELEY. The published period runs from 23 Feb 2011 to 22 Feb 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HUNTER, NICHOLAS MARTINASIC records a financial-services restriction for HUNTER, NICHOLAS MARTIN. The source gives 1 Sep 2015 as the start date.PersonASIC Banned and Disqualified Persons
- RICHARDS, JEFFREY CHARLESASIC records a director disqualification for RICHARDS, JEFFREY CHARLES. The published period runs from 10 Feb 2009 to 9 Feb 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ARNEL, GRENVILLE DEANASIC records a director disqualification for ARNEL, GRENVILLE DEAN. The published period runs from 6 Sep 2010 to 5 Mar 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GEE, ANTHONY JAMESASIC records a securities restriction for GEE, ANTHONY JAMES. The published period runs from 20 Jun 1996 to 21 Jun 2001. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HOPKINS, SASHA JOAKIMASIC records a director disqualification for HOPKINS, SASHA JOAKIM. The published period runs from 27 Nov 2024 to 26 Nov 2028.PersonASIC Banned and Disqualified Persons
- BOND, LESLIE ROSSASIC records a director disqualification for BOND, LESLIE ROSS. The published period runs from 20 Oct 1988 to 20 Oct 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KLUSMAN, WILLIAMASIC records a financial-services restriction for KLUSMAN, WILLIAM. The published period runs from 8 Sep 2010 to 7 Sep 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BATHIS, SANDRAASIC records a director disqualification for BATHIS, SANDRA. The published period runs from 12 Sep 2008 to 11 Sep 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DOONEY, JOHNASIC records a director disqualification for DOONEY, JOHN. The published period runs from 19 Apr 2012 to 18 Oct 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GORDON, BRETT ANDREWASIC records a financial-services restriction for GORDON, BRETT ANDREW. The source gives 21 May 2024 as the start date.PersonASIC Banned and Disqualified Persons
- PATTISON, JENNY-LEEASIC records a director disqualification for PATTISON, JENNY-LEE. The published period runs from 22 Oct 2020 to 21 Oct 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NUGARA, TERENCE RIOASIC records a financial-services restriction for NUGARA, TERENCE RIO. The source gives 3 Apr 2023 as the start date.PersonASIC Banned and Disqualified Persons
- BLAIR, GRAEME JOHNASIC records a director disqualification for BLAIR, GRAEME JOHN. The published period runs from 15 Apr 1996 to 15 Oct 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KUR, JONATHANASIC records a financial-services restriction for KUR, JONATHAN. The source gives 9 Jul 2009 as the start date.PersonASIC Banned and Disqualified Persons
- LYNCH, MATTHEW CRAIGASIC records a director disqualification for LYNCH, MATTHEW CRAIG. The published period runs from 11 Jul 2023 to 10 Jul 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MACDONALD, MELANIEASIC records a director disqualification for MACDONALD, MELANIE. The published period runs from 26 Jun 2019 to 25 Jun 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DAMICO, FEDELEASIC records a director disqualification for DAMICO, FEDELE. The published period runs from 8 Mar 2007 to 8 Mar 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JORGENSEN, GEORGE WEEDEN DAWESASIC records a director disqualification for JORGENSEN, GEORGE WEEDEN DAWES. The published period runs from 2 May 2007 to 2 May 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MAVRIS, JOHN ANTHONYASIC records a director disqualification for MAVRIS, JOHN ANTHONY. The published period runs from 10 Sep 1990 to 10 Sep 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.