ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
- Latest successful check
- Our refresh schedule
- Every 24 hours
Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- NAIR, MADHVANASIC records a financial-services restriction for NAIR, MADHVAN. The source gives 19 Jan 2017 as the start date.PersonASIC Banned and Disqualified Persons
- WALDER, BUDASIC records a financial-services restriction for WALDER, BUD. The published period runs from 29 Jun 2004 to 29 Jun 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SHEEDY, GAIL PAMELAASIC records a director disqualification for SHEEDY, GAIL PAMELA. The published period runs from 20 Oct 1999 to 20 Oct 2001. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- VINER, WAYNE HAMILTONASIC records a director disqualification for VINER, WAYNE HAMILTON. The published period runs from 20 Dec 1996 to 20 Jun 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GALLUS, PETERASIC records a director disqualification for GALLUS, PETER. The published period runs from 13 Jul 2007 to 13 Jul 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CURRAN, COLINASIC records a director disqualification for CURRAN, COLIN. The published period runs from 7 Jul 2010 to 6 Jul 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- OEY, CHRISTIAN HENRYASIC records a director disqualification for OEY, CHRISTIAN HENRY. The published period runs from 7 Jun 2024 to 6 Jun 2029.PersonASIC Banned and Disqualified Persons
- WORSFOLD, RICHARD JOHNASIC records a securities restriction for WORSFOLD, RICHARD JOHN. The published period runs from 13 Jul 1994 to 13 Jul 1997. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HING, STEVEN PAULASIC records a financial-services restriction for HING, STEVEN PAUL. The published period runs from 5 Oct 2011 to 4 Oct 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BROOKES, NICHOLAS DUNCANASIC records a financial-services restriction for BROOKES, NICHOLAS DUNCAN. The published period runs from 15 Jul 2026 to 14 Jul 2029.PersonASIC Banned and Disqualified Persons
- RYAN, DENIS ANTHONY RAPHAELASIC records a director disqualification for RYAN, DENIS ANTHONY RAPHAEL. The published period runs from 18 May 2016 to 17 Nov 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JAMIESON, LEON KEITHASIC records a securities restriction for JAMIESON, LEON KEITH. The source gives 12 Jun 2001 as the start date.PersonASIC Banned and Disqualified Persons
- MORGAN, SHAUNASIC records a financial-services restriction for MORGAN, SHAUN. The source gives 3 Jun 2015 as the start date.PersonASIC Banned and Disqualified Persons
- KINNAIRD, PETERASIC records a director disqualification for KINNAIRD, PETER. The published period runs from 21 Sep 2005 to 21 Sep 2007. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SMIRNEOS, PETERASIC records a director disqualification for SMIRNEOS, PETER. The published period runs from 22 Sep 2005 to 22 Sep 2008. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KAZANTZIS, PARISASIC records a director disqualification for KAZANTZIS, PARIS. The published period runs from 7 Nov 2006 to 7 Nov 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- COLE, ELIZABETHASIC records a director disqualification for COLE, ELIZABETH. The published period runs from 19 Feb 2007 to 19 Feb 2008. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GALANG, NEILASIC records a financial-services restriction for GALANG, NEIL. The published period runs from 9 Mar 2004 to 9 Mar 2006. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MIDGLEY, ANTHONY CHARLESASIC records a director disqualification for MIDGLEY, ANTHONY CHARLES. The published period runs from 15 Aug 1998 to 15 Aug 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GABAY, RAPHAELASIC records a director disqualification for GABAY, RAPHAEL. The published period runs from 27 Jun 2014 to 21 Mar 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DUNCAN, PAULASIC records a financial-services restriction for DUNCAN, PAUL. The published period runs from 21 May 2015 to 20 May 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RODR, DAMIENASIC records a financial-services restriction for RODR, DAMIEN. The published period runs from 29 Nov 2017 to 28 Nov 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- VANZYL, JULIEASIC records a credit restriction for VANZYL, JULIE. The source gives 11 Apr 2016 as the start date.PersonASIC Banned and Disqualified Persons
- LOITERTON, JOHN BARRIEASIC records a director disqualification for LOITERTON, JOHN BARRIE. The published period runs from 12 Jul 2002 to 12 Jul 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DRYER, PHILLIPASIC records a financial-services restriction for DRYER, PHILLIP. The published period runs from 31 Jan 2009 to 30 Jan 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KING, LACHLAN JOHNASIC records a financial-services restriction for KING, LACHLAN JOHN. The source gives 5 Feb 2025 as the start date.PersonASIC Banned and Disqualified Persons
- CARTWRIGHT, ANTHONY DOUGLASASIC records a director disqualification for CARTWRIGHT, ANTHONY DOUGLAS. The published period runs from 19 Jul 1990 to 19 Jul 1995. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PATRAS, ARTHURASIC records a director disqualification for PATRAS, ARTHUR. The published period runs from 20 Mar 2000 to 15 Sep 2002. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RICE, PETER VAUGHANASIC records a director disqualification for RICE, PETER VAUGHAN. The published period runs from 18 Nov 1997 to 18 Nov 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LLOYD, DIANNE THERESEASIC records a director disqualification for LLOYD, DIANNE THERESE. The published period runs from 14 Nov 2018 to 13 Nov 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
Screen customers against the ASIC Banned and Disqualified Persons
Start free250 free live screenings • One lifetime allowance • API + dashboard • No credit card
Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
Continue exploring
Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.