ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- SUMMERS-BARAHONA, ADRIANASIC records a financial-services restriction for SUMMERS-BARAHONA, ADRIAN. The published period runs from 24 Nov 2021 to 23 Nov 2026.PersonASIC Banned and Disqualified Persons
- KELLY, LANCE ALEXANDERASIC records a securities restriction for KELLY, LANCE ALEXANDER. The published period runs from 3 Feb 1995 to 3 Feb 2005. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GIBBONS, KIRKASIC records a director disqualification for GIBBONS, KIRK. The published period runs from 19 May 2012 to 18 May 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SINGLE, DANIEL ANDREWASIC records a director disqualification for SINGLE, DANIEL ANDREW. The published period runs from 11 Apr 2013 to 10 Apr 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LOCKSLEY, REBECCAASIC records a financial-services restriction for LOCKSLEY, REBECCA. The published period runs from 26 Mar 2015 to 25 Sep 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BASHFORD, TONY LEEASIC records a credit restriction for BASHFORD, TONY LEE. The source gives 23 Jul 2018 as the start date.PersonASIC Banned and Disqualified Persons
- BELARDO, SERGIO NICOLOASIC records a financial-services restriction for BELARDO, SERGIO NICOLO. The published period runs from 2 Nov 2017 to 1 Nov 2027.PersonASIC Banned and Disqualified Persons
- JONES, BRETT DARRYLASIC records a director disqualification for JONES, BRETT DARRYL. The published period runs from 24 Nov 2014 to 23 Nov 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MC BAIN, IAN FRANKASIC records a director disqualification for MC BAIN, IAN FRANK. The published period runs from 9 May 2012 to 8 May 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CORSELLO, ADRIANASIC records a director disqualification for CORSELLO, ADRIAN. The published period runs from 27 May 2014 to 26 Feb 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MORTIMORE, ALAN DAVISASIC records a SMSF auditor disqualification for MORTIMORE, ALAN DAVIS. The source gives 24 Oct 2012 as the start date.PersonASIC Banned and Disqualified Persons
- MCINNES, PHYLLIS LESLEYASIC records a director disqualification for MCINNES, PHYLLIS LESLEY. The published period runs from 16 Jul 1990 to 16 Jul 1995. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PARKER, TERESA CATHERINEASIC records a director disqualification for PARKER, TERESA CATHERINE. The published period runs from 20 May 1998 to 20 May 2001. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FARRELY, JAIME CHARLESASIC records a director disqualification for FARRELY, JAIME CHARLES. The published period runs from 24 Oct 2023 to 23 Oct 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SOONG, DESLEY DIPYUINASIC records a director disqualification for SOONG, DESLEY DIPYUIN. The published period runs from 3 Jun 2022 to 2 Jun 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GIBSON, JENNIFER LYNNASIC records a director disqualification for GIBSON, JENNIFER LYNN. The published period runs from 2 Sep 1988 to 2 Sep 1990. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- D'AMELIO, ROCCOASIC records a financial-services restriction for D'AMELIO, ROCCO. The published period runs from 18 Jul 2025 to 17 Jul 2032.PersonASIC Banned and Disqualified Persons
- MOTTRAM, KARIN ANNEASIC records a director disqualification for MOTTRAM, KARIN ANNE. The published period runs from 23 Nov 1991 to 23 Nov 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ZHUANG, KANG CUNASIC records a financial-services restriction for ZHUANG, KANG CUN. The source gives 6 Jan 2005 as the start date.PersonASIC Banned and Disqualified Persons
- SCHULZE, DARREN CARLASIC records a director disqualification for SCHULZE, DARREN CARL. The published period runs from 29 Nov 2010 to 28 Nov 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DUFFY, GERARD JOHNASIC records a financial-services restriction for DUFFY, GERARD JOHN. The source gives 3 Jun 2026 as the start date.PersonASIC Banned and Disqualified Persons
- JONES, DAVID WAYNEASIC records a securities restriction for JONES, DAVID WAYNE. The source gives 2 Dec 1997 as the start date.PersonASIC Banned and Disqualified Persons
- OBERG, COLIN JAMESASIC records a financial-services restriction for OBERG, COLIN JAMES. The source gives 10 Jul 2012 as the start date.PersonASIC Banned and Disqualified Persons
- IRELAND, MARGUERITE ANNASIC records a director disqualification for IRELAND, MARGUERITE ANN. The published period runs from 14 Feb 2013 to 13 Feb 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KERKMEZ, RIADASIC records a director disqualification for KERKMEZ, RIAD. The published period runs from 3 Apr 1997 to 2 Apr 2002. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GUTHRIE, ALAN KENNETHASIC records a director disqualification for GUTHRIE, ALAN KENNETH. The published period runs from 27 Sep 2010 to 26 Sep 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NESSEIM, EZZATASIC records a financial-services restriction for NESSEIM, EZZAT. The source gives 12 Mar 2018 as the start date.PersonASIC Banned and Disqualified Persons
- GREEN, PETERASIC records a director disqualification for GREEN, PETER. The published period runs from 27 Feb 2013 to 26 Feb 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ENGLISH, NEIL WILLIAMASIC records a director disqualification for ENGLISH, NEIL WILLIAM. The published period runs from 18 Oct 2007 to 18 Oct 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RAFTERY, PAUL ANTHONYASIC records a director disqualification for RAFTERY, PAUL ANTHONY. The published period runs from 10 Jan 2024 to 10 Jan 2027.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.