ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- MILLS, MATTHEW JOHNASIC records a director disqualification for MILLS, MATTHEW JOHN. The published period runs from 19 Jul 2007 to 19 Jul 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KARLOVSKY, COLLEEN THERESAASIC records a director disqualification for KARLOVSKY, COLLEEN THERESA. The published period runs from 3 Jun 1988 to 3 Dec 1989. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HOME, ALAN JOHNASIC records a director disqualification for HOME, ALAN JOHN. The published period runs from 10 May 2012 to 9 May 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ZELKA, LUKASASIC records a financial-services restriction for ZELKA, LUKAS. The published period runs from 23 Sep 2015 to 22 Sep 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- URRUTIA CHAVEZ, FABRIZIO EGIDIOASIC records a financial-services restriction for URRUTIA CHAVEZ, FABRIZIO EGIDIO. The published period runs from 7 Jun 2021 to 6 Jun 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- O'NEIL, MARK LAWRENCEASIC records a director disqualification for O'NEIL, MARK LAWRENCE. The published period runs from 29 Oct 2013 to 28 Oct 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MITEVSKI, TONYASIC records a securities restriction for MITEVSKI, TONY. The source gives 14 Jan 1997 as the start date.PersonASIC Banned and Disqualified Persons
- FENWICK, KEVIN WILLIAMASIC records a securities restriction for FENWICK, KEVIN WILLIAM. The published period runs from 2 Mar 2001 to 1 Apr 2002. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CHIDIAC, TOUFICASIC records a director disqualification for CHIDIAC, TOUFIC. The published period runs from 30 Mar 2022 to 29 Mar 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RABER, GENNAASIC records a director disqualification for RABER, GENNA. The published period runs from 12 Dec 2025 to 11 Dec 2030.PersonASIC Banned and Disqualified Persons
- LIMERICK, MICHAELASIC records a director disqualification for LIMERICK, MICHAEL. The published period runs from 7 Apr 2010 to 6 Apr 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HARNAM, KERPALASIC records a SMSF auditor disqualification for HARNAM, KERPAL. The source gives 6 Jul 2023 as the start date.PersonASIC Banned and Disqualified Persons
- HENLEY, CLIVE ACHALENASIC records a SMSF auditor disqualification for HENLEY, CLIVE ACHALEN. The source gives 30 Jan 2023 as the start date.PersonASIC Banned and Disqualified Persons
- HERFT, DARRENASIC records a director disqualification for HERFT, DARREN. The published period runs from 19 Dec 2019 to 18 Dec 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CESTA-INCANI, SAVINAASIC records a director disqualification for CESTA-INCANI, SAVINA. The published period runs from 24 Jun 2011 to 23 Jun 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LOGAN, SCOTT ANDREWASIC records a financial-services restriction for LOGAN, SCOTT ANDREW. The published period runs from 9 Nov 2014 to 8 Nov 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TASSONI, UMBERTOASIC records a director disqualification for TASSONI, UMBERTO. The published period runs from 4 Aug 2004 to 4 Aug 2008. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ROY, DAVID WILLIAMASIC records a financial-services restriction for ROY, DAVID WILLIAM. The published period runs from 1 Jul 2008 to 1 Jul 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NORMAN, GREGORYASIC records a director disqualification for NORMAN, GREGORY. The published period runs from 24 Oct 2003 to 24 Oct 2006. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SUMMERS-BARAHONA, ADRIANASIC records a financial-services restriction for SUMMERS-BARAHONA, ADRIAN. The published period runs from 24 Nov 2021 to 23 Nov 2026.PersonASIC Banned and Disqualified Persons
- CAMERON, SUZANE EVELYNASIC records a director disqualification for CAMERON, SUZANE EVELYN. The published period runs from 23 Oct 2007 to 23 Oct 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LUPLAU, DESMOND WINTONASIC records a financial-services restriction for LUPLAU, DESMOND WINTON. The published period runs from 17 May 2018 to 16 May 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ZIVANOVIC, LOUASIC records a director disqualification for ZIVANOVIC, LOU. The published period runs from 19 Feb 2016 to 18 Feb 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SHARMAN, JENNIFER DULCIEASIC records a director disqualification for SHARMAN, JENNIFER DULCIE. The published period runs from 25 Nov 1996 to 25 Nov 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCGOLDRICK, EDWARD JOHNASIC records a director disqualification for MCGOLDRICK, EDWARD JOHN. The published period runs from 13 Jun 1990 to 13 Jun 1995. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HUNTER, NICHOLAS MARTINASIC records a financial-services restriction for HUNTER, NICHOLAS MARTIN. The source gives 1 Sep 2015 as the start date.PersonASIC Banned and Disqualified Persons
- ANSON, BENJAMINASIC records a securities restriction for ANSON, BENJAMIN. The source gives 29 May 2001 as the start date.PersonASIC Banned and Disqualified Persons
- DI GIANNANTONIO, TONYASIC records a director disqualification for DI GIANNANTONIO, TONY. The published period runs from 2 Sep 2013 to 1 Mar 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- COOK, PETER NICHOLASASIC records a director disqualification for COOK, PETER NICHOLAS. The published period runs from 2 Sep 2017 to 1 Sep 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NG, EDDIE FONG CHUNGASIC records a director disqualification for NG, EDDIE FONG CHUNG. The published period runs from 1 Jul 2005 to 1 Jul 2007. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.