ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- CRIBB, JAMES ANTHONYASIC records a financial-services restriction for CRIBB, JAMES ANTHONY. The published period runs from 10 Jul 2018 to 9 Jul 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CHONG, ALFIEASIC records a financial-services restriction for CHONG, ALFIE. The published period runs from 14 Sep 2015 to 13 Sep 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DALY, PETER EUGENEASIC records a financial-services restriction for DALY, PETER EUGENE. The published period runs from 19 Nov 2019 to 18 Nov 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HAMMOND, STEVEN JAMESASIC records a director disqualification for HAMMOND, STEVEN JAMES. The published period runs from 21 Dec 2015 to 20 Jul 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCNAUGHTON, CHRISTOPHER JOHNASIC records a director disqualification for MCNAUGHTON, CHRISTOPHER JOHN. The published period runs from 3 Feb 2016 to 2 Aug 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- VICK, STEPHEN GARRYASIC records a financial-services restriction for VICK, STEPHEN GARRY. The published period runs from 5 Sep 2022 to 4 Sep 2027.PersonASIC Banned and Disqualified Persons
- SUJSTER, MARIJANASIC records a director disqualification for SUJSTER, MARIJAN. The published period runs from 24 Apr 2010 to 23 Apr 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BROOKES, NICHOLAS DUNCAN JEREMYASIC records a financial-services restriction for BROOKES, NICHOLAS DUNCAN JEREMY. The published period runs from 15 Jul 2026 to 14 Jul 2029.PersonASIC Banned and Disqualified Persons
- GORE, CRAIG KIRRINASIC records a financial-services restriction for GORE, CRAIG KIRRIN. The source gives 29 May 2015 as the start date.PersonASIC Banned and Disqualified Persons
- SPOONER, WADEASIC records a financial-services restriction for SPOONER, WADE. The published period runs from 25 Jul 2025 to 24 Jul 2033.PersonASIC Banned and Disqualified Persons
- ONGLEY, MALCOLM DEANASIC records a director disqualification for ONGLEY, MALCOLM DEAN. The published period runs from 21 Jun 2007 to 21 Jun 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LOITERTON, JOHN BARRIEASIC records a director disqualification for LOITERTON, JOHN BARRIE. The published period runs from 12 Jul 2002 to 12 Jul 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HASSAN, ALAAASIC records a director disqualification for HASSAN, ALAA. The published period runs from 15 Feb 2024 to 14 Feb 2029.PersonASIC Banned and Disqualified Persons
- WILLIAMS, TROY ANDREWASIC records a financial-services restriction for WILLIAMS, TROY ANDREW. The published period runs from 4 Oct 2016 to 3 Oct 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCCOY, KEITH JAMESASIC records a director disqualification for MCCOY, KEITH JAMES. The published period runs from 4 Jul 2006 to 4 Jul 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MAIKOUSIS, NICHOLASASIC records a financial-services restriction for MAIKOUSIS, NICHOLAS. The published period runs from 25 Aug 2025 to 24 Aug 2035.PersonASIC Banned and Disqualified Persons
- FOREMAN, ANDREW JAMESASIC records a director disqualification for FOREMAN, ANDREW JAMES. The published period runs from 30 Jun 2010 to 29 Dec 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- COLLARD, DAVIDASIC records a director disqualification for COLLARD, DAVID. The published period runs from 21 Feb 2013 to 20 Feb 2033.PersonASIC Banned and Disqualified Persons
- PETROVIC, NEDASIC records a financial-services restriction for PETROVIC, NED. The source gives 24 Feb 2012 as the start date.PersonASIC Banned and Disqualified Persons
- PAULDING, JOHNASIC records a director disqualification for PAULDING, JOHN. The published period runs from 29 Oct 2015 to 28 Oct 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TAYLOR, GRANT DESMONDASIC records a financial-services restriction for TAYLOR, GRANT DESMOND. The source gives 13 Apr 2018 as the start date.PersonASIC Banned and Disqualified Persons
- GIBBONS, KIRKASIC records a director disqualification for GIBBONS, KIRK. The published period runs from 19 May 2012 to 18 May 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TEW, SAMUEL BENK KEEASIC records a director disqualification for TEW, SAMUEL BENK KEE. The published period runs from 5 Jul 2019 to 4 Jul 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ADLER, RODNEY STEPHENASIC records a director disqualification for ADLER, RODNEY STEPHEN. The published period runs from 9 Sep 2002 to 9 Sep 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ROBIN, LEE ROBERTASIC records a financial-services restriction for ROBIN, LEE ROBERT. The source gives 25 Jun 2015 as the start date.PersonASIC Banned and Disqualified Persons
- WICKETT, BRUCE LAWRENCEASIC records a financial-services restriction for WICKETT, BRUCE LAWRENCE. The source gives 19 Dec 2013 as the start date.PersonASIC Banned and Disqualified Persons
- GOLDENBERG, MARK TRAVISASIC records a financial-services restriction for GOLDENBERG, MARK TRAVIS. The source gives 18 May 2009 as the start date.PersonASIC Banned and Disqualified Persons
- SLARKE G, FIONAASIC records a director disqualification for SLARKE G, FIONA. The published period runs from 3 Mar 1989 to 3 Mar 1994. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GARDNER, SARAH KATEASIC records a financial-services restriction for GARDNER, SARAH KATE. The published period runs from 17 Aug 2016 to 16 Aug 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ANNI, JACKSON TEMIASIC records a financial-services restriction for ANNI, JACKSON TEMI. The source gives 24 Jan 2018 as the start date.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.