ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- HUTCHINSON, MARK EDWARDASIC records a director disqualification for HUTCHINSON, MARK EDWARD. The published period runs from 15 Nov 2019 to 14 Nov 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ELLIOTT, JOHNASIC records a director disqualification for ELLIOTT, JOHN. The published period runs from 7 May 2004 to 6 May 2008. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KEEGAN, KEIRA-JANE ELIZABETHASIC records a financial-services restriction for KEEGAN, KEIRA-JANE ELIZABETH. The published period runs from 4 Nov 2016 to 3 Nov 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SUTTON, DAVIDASIC records a director disqualification for SUTTON, DAVID. The published period runs from 29 Jun 2023 to 28 Jun 2028.PersonASIC Banned and Disqualified Persons
- VOGEL, MAYAASIC records a director disqualification for VOGEL, MAYA. The published period runs from 26 Sep 1997 to 26 Mar 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WOODS, ROBERTASIC records a director disqualification for WOODS, ROBERT. The published period runs from 10 Oct 2016 to 9 Oct 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GARGARO, NICHOLAS JOSEPHASIC records a director disqualification for GARGARO, NICHOLAS JOSEPH. The published period runs from 23 Jun 1993 to 23 Jun 1996. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCCORMACK, JOSEPH GERARDASIC records a financial-services restriction for MCCORMACK, JOSEPH GERARD. The published period runs from 12 Feb 2016 to 14 Dec 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TAYLOR, GRANTASIC records a financial-services restriction for TAYLOR, GRANT. The source gives 13 Apr 2018 as the start date.PersonASIC Banned and Disqualified Persons
- GORGA, MAURICE FRANKASIC records a director disqualification for GORGA, MAURICE FRANK. The published period runs from 1 May 2013 to 1 Nov 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FRIZZELL, ALEKSANDRAASIC records a credit restriction for FRIZZELL, ALEKSANDRA. The source gives 15 Jul 2024 as the start date.PersonASIC Banned and Disqualified Persons
- PEARCE, KEVIN MORETONASIC records a securities restriction for PEARCE, KEVIN MORETON. The published period runs from 22 Dec 1999 to 22 Dec 2004. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FORGE, WILLIAM ARTHURASIC records a director disqualification for FORGE, WILLIAM ARTHUR. The published period runs from 28 Aug 2002 to 27 Aug 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BODNAR, ANDREWASIC records a financial-services restriction for BODNAR, ANDREW. The published period runs from 26 Feb 2025 to 26 Aug 2031.PersonASIC Banned and Disqualified Persons
- SLATYER, BARBARA JEANASIC records a director disqualification for SLATYER, BARBARA JEAN. The published period runs from 16 Feb 1998 to 11 Feb 2001. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DRAKE, PETER CHARLESASIC records a financial-services restriction for DRAKE, PETER CHARLES. The published period runs from 13 Apr 2015 to 18 Jan 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TREMBATH, REECEASIC records a director disqualification for TREMBATH, REECE. The published period runs from 5 Jun 2018 to 4 Dec 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCKAY, LUKEASIC records a director disqualification for MCKAY, LUKE. The published period runs from 17 Oct 2013 to 16 Oct 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TRIPATHI, GARGIASIC records a director disqualification for TRIPATHI, GARGI. The published period runs from 7 Oct 2014 to 6 Apr 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BASHFORD, TONY LEEASIC records a financial-services restriction for BASHFORD, TONY LEE. The source gives 23 Jul 2018 as the start date.PersonASIC Banned and Disqualified Persons
- MAYLAN, CHRISTOPHER ALEXANDERASIC records a director disqualification for MAYLAN, CHRISTOPHER ALEXANDER. The published period runs from 20 Feb 2015 to 27 Jul 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ELCHAM, ROBERTASIC records a director disqualification for ELCHAM, ROBERT. The published period runs from 28 Feb 2007 to 28 Feb 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LOWE, MICHAEL GRAHAMASIC records a director disqualification for LOWE, MICHAEL GRAHAM. The published period runs from 12 Sep 2018 to 11 Sep 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ENGLISH, NEILASIC records a director disqualification for ENGLISH, NEIL. The published period runs from 18 Oct 2007 to 18 Oct 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- EL-HELOU, BILLALASIC records a financial-services restriction for EL-HELOU, BILLAL. The published period runs from 15 Mar 2017 to 14 Mar 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WU, HUI MINASIC records a director disqualification for WU, HUI MIN. The published period runs from 21 Feb 2013 to 20 Feb 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SINGLE, DANIELASIC records a director disqualification for SINGLE, DANIEL. The published period runs from 11 Apr 2013 to 10 Apr 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NAIRN, CHRISTOPHER DAVIDASIC records a financial-services restriction for NAIRN, CHRISTOPHER DAVID. The source gives 22 May 2024 as the start date.PersonASIC Banned and Disqualified Persons
- PECYNA, OSKARASIC records a financial-services restriction for PECYNA, OSKAR. The published period runs from 29 Jun 2022 to 30 Mar 2027. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- OGILIVIE, PAUL JOHNASIC records a director disqualification for OGILIVIE, PAUL JOHN. The published period runs from 24 Jul 2014 to 24 Jan 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.