ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- O'MALLEY, BRETTASIC records a financial-services restriction for O'MALLEY, BRETT. The published period runs from 19 May 2015 to 18 May 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JOHNSON, GEOFFREYASIC records a director disqualification for JOHNSON, GEOFFREY. The published period runs from 1 Aug 1988 to 1 Aug 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ARNOLD-LEVY, STUART ANTHONYASIC records a financial-services restriction for ARNOLD-LEVY, STUART ANTHONY. The published period runs from 3 May 2017 to 2 May 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MACOLINO, LORENZO PATRICKASIC records a director disqualification for MACOLINO, LORENZO PATRICK. The published period runs from 27 Nov 2016 to 26 May 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LIM, ANDY KAY HOOIASIC records a financial-services restriction for LIM, ANDY KAY HOOI. The source gives 24 Nov 2014 as the start date.PersonASIC Banned and Disqualified Persons
- BEJARES, ALEJANDRO MIGUELASIC records a director disqualification for BEJARES, ALEJANDRO MIGUEL. The published period runs from 29 Oct 2015 to 28 Oct 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CLAUDIUS, JEFFREY PATRICKASIC records a director disqualification for CLAUDIUS, JEFFREY PATRICK. The published period runs from 28 Jun 2017 to 27 Dec 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PRASAD, SHASHIASIC records a financial-services restriction for PRASAD, SHASHI. The published period runs from 14 May 2015 to 13 May 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CLAUDIUS, JEFFREY PATRICKASIC records a director disqualification for CLAUDIUS, JEFFREY PATRICK. The published period runs from 28 Jun 2017 to 27 Dec 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SINGH, PARDEEPASIC records a financial-services restriction for SINGH, PARDEEP. The published period runs from 18 May 2026 to 17 May 2030.PersonASIC Banned and Disqualified Persons
- SCHIMMEL, FIONA ELLENASIC records a director disqualification for SCHIMMEL, FIONA ELLEN. The published period runs from 22 Dec 2015 to 22 Jun 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FREDERICKS, KEVIN JOHNASIC records a director disqualification for FREDERICKS, KEVIN JOHN. The published period runs from 6 Dec 1995 to 6 Jun 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NGUYEN, TAI THANHASIC records a financial-services restriction for NGUYEN, TAI THANH. The source gives 15 Jan 2019 as the start date.PersonASIC Banned and Disqualified Persons
- BALANIAN, ASHODASIC records a director disqualification for BALANIAN, ASHOD. The published period runs from 30 Mar 2026 to 29 Mar 2031.PersonASIC Banned and Disqualified Persons
- FIELD, LINDSAYASIC records a director disqualification for FIELD, LINDSAY. The published period runs from 30 Jun 2006 to 30 Jun 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DAVY, VIVIAN GEORGEASIC records a director disqualification for DAVY, VIVIAN GEORGE. The published period runs from 16 Nov 1987 to 16 Nov 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WOODS, MICHAEL GERARDASIC records a director disqualification for WOODS, MICHAEL GERARD. The published period runs from 5 Apr 1993 to 5 Apr 1995. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SUITOR, TREVOR WILLIAMASIC records a director disqualification for SUITOR, TREVOR WILLIAM. The published period runs from 23 Dec 1987 to 23 Dec 1989. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- AYAUB, MICHAEL HANNAASIC records a director disqualification for AYAUB, MICHAEL HANNA. The published period runs from 15 Nov 2011 to 14 Nov 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HAWCROFT, MAREEASIC records a financial-services restriction for HAWCROFT, MAREE. The published period runs from 9 Oct 2024 to 22 May 2025. The source records documented stay: Current matching excludes 2023-08-01 through 2024-10-08; the source records resumption on 2024-10-09. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NAGLE, THOMAS JOSEPHASIC records a director disqualification for NAGLE, THOMAS JOSEPH. The published period runs from 31 Jul 1990 to 31 Jul 1995. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BODNAR, ANDREWASIC records a financial-services restriction for BODNAR, ANDREW. The published period runs from 26 Feb 2025 to 26 Aug 2031.PersonASIC Banned and Disqualified Persons
- MATHEWS, LAWRENCE JAMESASIC records a director disqualification for MATHEWS, LAWRENCE JAMES. The published period runs from 10 Dec 2019 to 9 Dec 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- YOVICH, BRADASIC records a director disqualification for YOVICH, BRAD. The published period runs from 16 Mar 2009 to 15 Sep 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FORSYTHE, STUART JOHNASIC records a securities restriction for FORSYTHE, STUART JOHN. The source gives 18 Nov 1998 as the start date.PersonASIC Banned and Disqualified Persons
- OSMAN, KABIR CHARLESASIC records a director disqualification for OSMAN, KABIR CHARLES. The published period runs from 30 May 2026 to 29 May 2029.PersonASIC Banned and Disqualified Persons
- SINGH, RAVINESHASIC records a financial-services restriction for SINGH, RAVINESH. The source gives 23 Feb 2015 as the start date.PersonASIC Banned and Disqualified Persons
- GRANT, ADAM GUYASIC records a financial-services restriction for GRANT, ADAM GUY. The source gives 16 Jan 2008 as the start date.PersonASIC Banned and Disqualified Persons
- TOWNHILL, BRIAN WILLIAMASIC records a SMSF auditor disqualification for TOWNHILL, BRIAN WILLIAM. The source gives 21 Jun 2023 as the start date.PersonASIC Banned and Disqualified Persons
- PRASAD, SHASHIASIC records a credit restriction for PRASAD, SHASHI. The published period runs from 14 May 2015 to 13 May 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.