ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- HALL, CAMERON HUNTERASIC records a director disqualification for HALL, CAMERON HUNTER. The published period runs from 24 Dec 2013 to 23 Dec 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BRADY, ROBERT JAMESASIC records a director disqualification for BRADY, ROBERT JAMES. The published period runs from 26 Jun 2007 to 26 Jun 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GRIMM, BRADLEY JOHNASIC records a director disqualification for GRIMM, BRADLEY JOHN. The published period runs from 1 Sep 2016 to 31 Aug 2031.PersonASIC Banned and Disqualified Persons
- SLATYER, HARVEY JOHNASIC records a director disqualification for SLATYER, HARVEY JOHN. The published period runs from 3 Dec 1997 to 3 Jun 2001. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- REID, MATTHEW JOHNASIC records a director disqualification for REID, MATTHEW JOHN. The published period runs from 29 Jun 2023 to 28 Jun 2027.PersonASIC Banned and Disqualified Persons
- DORING, ANTHONY RODGERASIC records a financial-services restriction for DORING, ANTHONY RODGER. The source gives 16 Feb 2017 as the start date.PersonASIC Banned and Disqualified Persons
- MIHALOPOULOS, BILLASIC records a director disqualification for MIHALOPOULOS, BILL. The published period runs from 29 Aug 2025 to 28 Aug 2029.PersonASIC Banned and Disqualified Persons
- DERMODY, JAMESASIC records a SMSF auditor disqualification for DERMODY, JAMES. The source gives 11 Nov 2015 as the start date.PersonASIC Banned and Disqualified Persons
- DOONEY, JOHN PATRICKASIC records a director disqualification for DOONEY, JOHN PATRICK. The published period runs from 19 Apr 2012 to 18 Oct 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HODGSON, DAVIDASIC records a director disqualification for HODGSON, DAVID. The published period runs from 19 Sep 2025 to 19 Sep 2030.PersonASIC Banned and Disqualified Persons
- MCCROW, MATTHEW JOHNASIC records a financial-services restriction for MCCROW, MATTHEW JOHN. The published period runs from 24 Jan 2019 to 23 Jan 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KALLIS, CONASIC records a director disqualification for KALLIS, CON. The published period runs from 11 Jan 1998 to 11 Feb 2000. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FURNELL, JAMES TERENCEASIC records a financial-services restriction for FURNELL, JAMES TERENCE. The published period runs from 22 Nov 2021 to 21 Nov 2028.PersonASIC Banned and Disqualified Persons
- FEHON, BRIAN JOHNASIC records a director disqualification for FEHON, BRIAN JOHN. The published period runs from 18 Feb 1988 to 18 Feb 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CLAUDIUS, JEFFREYASIC records a director disqualification for CLAUDIUS, JEFFREY. The published period runs from 28 Jun 2017 to 27 Dec 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RAFTERY, PAUL ANTHONYASIC records a financial-services restriction for RAFTERY, PAUL ANTHONY. The published period runs from 21 Nov 2019 to 20 Nov 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DOUGLASS, PAMELA YULEASIC records a director disqualification for DOUGLASS, PAMELA YULE. The published period runs from 25 Nov 1987 to 25 Nov 1990. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JACKSON, WADE ANTHONYASIC records a director disqualification for JACKSON, WADE ANTHONY. The published period runs from 14 Feb 2012 to 13 Feb 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MILLER, SEAN STUARTASIC records a director disqualification for MILLER, SEAN STUART. The published period runs from 15 Nov 1996 to 14 Nov 2000. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CHANDLER, HELEN MARGARETASIC records a director disqualification for CHANDLER, HELEN MARGARET. The published period runs from 5 Aug 1987 to 5 Aug 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MEPSTEAD, GARY ROBERTASIC records a financial-services restriction for MEPSTEAD, GARY ROBERT. The published period runs from 22 Mar 2005 to 22 Mar 2008. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SMITH, ROBERT PRYORASIC records a financial-services restriction for SMITH, ROBERT PRYOR. The source gives 9 Jan 2018 as the start date.PersonASIC Banned and Disqualified Persons
- GIBSON, GRANT STEWARTASIC records a financial-services restriction for GIBSON, GRANT STEWART. The published period runs from 19 May 2022 to 18 May 2030. The source records reviewed scope exception: The published restriction concerns controlling an entity carrying on a financial-services business; it does not establish a ban on every financial service.PersonASIC Banned and Disqualified Persons
- JOHN DAVID, MURPHYASIC records a credit restriction for JOHN DAVID, MURPHY. The published period runs from 7 Nov 2014 to 30 Oct 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- OESTERBERG, MARINA ULRIKA LOVISAASIC records a financial-services restriction for OESTERBERG, MARINA ULRIKA LOVISA. The published period runs from 29 May 2015 to 28 Nov 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- INGHAM, HENRY ROBERTASIC records a director disqualification for INGHAM, HENRY ROBERT. The published period runs from 23 Nov 2011 to 22 Nov 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- VASSALLO, CHRISTOPHERASIC records a financial-services restriction for VASSALLO, CHRISTOPHER. The source gives 16 Jun 2014 as the start date.PersonASIC Banned and Disqualified Persons
- EDWARDS, CHRISTOPHER MALCOLMASIC records a financial-services restriction for EDWARDS, CHRISTOPHER MALCOLM. The published period runs from 15 Sep 2025 to 14 Sep 2035.PersonASIC Banned and Disqualified Persons
- MORLEY, PHILLIP GRAHAMASIC records a director disqualification for MORLEY, PHILLIP GRAHAM. The published period runs from 27 Aug 2009 to 26 Aug 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LAM, MICHAEL HOK CHUNGASIC records a securities restriction for LAM, MICHAEL HOK CHUNG. The source gives 21 Dec 2001 as the start date.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.