ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- PETERS, RODNEY JAMESASIC records a financial-services restriction for PETERS, RODNEY JAMES. The published period runs from 9 Apr 2019 to 8 Apr 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- VALLAYDAM, SIDNEYASIC records a director disqualification for VALLAYDAM, SIDNEY. The published period runs from 9 Feb 2017 to 8 Feb 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CHONG, ALFIE FOONG FAHASIC records a financial-services restriction for CHONG, ALFIE FOONG FAH. The published period runs from 14 Sep 2015 to 13 Sep 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FITZGERALD, SHAUN DANIELASIC records a financial-services restriction for FITZGERALD, SHAUN DANIEL. The source gives 22 Jun 2011 as the start date.PersonASIC Banned and Disqualified Persons
- DEMPSEY, BRIAN FRANCISASIC records a director disqualification for DEMPSEY, BRIAN FRANCIS. The published period runs from 18 Nov 1988 to 18 Nov 1990. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ROGERS, GRAEME ALLANASIC records a financial-services restriction for ROGERS, GRAEME ALLAN. The published period runs from 30 Aug 2016 to 29 Aug 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- STRAHAN, DAVID ANDREWASIC records a director disqualification for STRAHAN, DAVID ANDREW. The published period runs from 6 May 2018 to 5 May 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- AHILIAS, SAVASASIC records a director disqualification for AHILIAS, SAVAS. The published period runs from 5 Jan 2000 to 5 Jul 2003. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SASSO, PEDROASIC records a financial-services restriction for SASSO, PEDRO. The published period runs from 6 May 2024 to 5 May 2029.PersonASIC Banned and Disqualified Persons
- FORSTER, ANDREWASIC records a director disqualification for FORSTER, ANDREW. The published period runs from 1 Sep 2016 to 30 Sep 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- AWAD, ROBBIEASIC records a credit restriction for AWAD, ROBBIE. The published period runs from 5 Jul 2018 to 4 Jul 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MARCOU, ALEXANDERASIC records a director disqualification for MARCOU, ALEXANDER. The published period runs from 7 Nov 1996 to 7 Nov 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MYERS, JANE ELIZABETHASIC records a financial-services restriction for MYERS, JANE ELIZABETH. The source gives 1 Apr 2020 as the start date.PersonASIC Banned and Disqualified Persons
- SYME, LANCE EDWARDASIC records a director disqualification for SYME, LANCE EDWARD. The published period runs from 29 Jan 2015 to 28 Jul 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PRASAD, RAGHWA NANDASIC records a financial-services restriction for PRASAD, RAGHWA NAND. The published period runs from 19 Aug 2015 to 18 Aug 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WALKER, GREGORYASIC records a director disqualification for WALKER, GREGORY. The published period runs from 10 Nov 2016 to 9 Nov 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BAILEY, JEFFASIC records a financial-services restriction for BAILEY, JEFF. The source gives 29 Jun 2017 as the start date.PersonASIC Banned and Disqualified Persons
- BEMPASCIUTO, FRANCESCOASIC records a director disqualification for BEMPASCIUTO, FRANCESCO. The published period runs from 6 Oct 1988 to 6 Oct 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WILKINS, MICHAELASIC records a credit restriction for WILKINS, MICHAEL. The published period runs from 1 Feb 2018 to 31 Jul 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- YALDA, ZIAASIC records a director disqualification for YALDA, ZIA. The published period runs from 9 Dec 2020 to 8 Dec 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- STOKES, DENNIS JOHNASIC records a director disqualification for STOKES, DENNIS JOHN. The published period runs from 8 Dec 1997 to 8 Dec 2002. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SKOURAS, ANGIEASIC records a credit restriction for SKOURAS, ANGIE. The published period runs from 3 Feb 2016 to 2 Feb 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CHAPMAN, WENDY MICHELLEASIC records a financial-services restriction for CHAPMAN, WENDY MICHELLE. The published period runs from 12 Nov 2019 to 11 Nov 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- REMENYI, MARK STEPHENASIC records a director disqualification for REMENYI, MARK STEPHEN. The published period runs from 15 May 1991 to 15 May 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HARTLEY, MATHEWASIC records a director disqualification for HARTLEY, MATHEW. The published period runs from 20 May 2014 to 19 May 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HARDY, DANNY JOHNASIC records a director disqualification for HARDY, DANNY JOHN. The published period runs from 25 Nov 2020 to 24 Nov 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SANCHEZ, MICHAEL ANGELASIC records a director disqualification for SANCHEZ, MICHAEL ANGEL. The published period runs from 31 Mar 2014 to 30 Mar 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ADAMS, CRAIG MATTHEWASIC records a director disqualification for ADAMS, CRAIG MATTHEW. The published period runs from 29 Sep 2020 to 28 Mar 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BOORER, GRAEME JEFFREY LEONARDASIC records a director disqualification for BOORER, GRAEME JEFFREY LEONARD. The published period runs from 27 Jun 2008 to 26 Jun 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CARUSO, PHILLIP PETERASIC records a SMSF auditor disqualification for CARUSO, PHILLIP PETER. The source gives 16 Dec 2010 as the start date.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.