ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- LEWIS, SEAN PHILIPASIC records a financial-services restriction for LEWIS, SEAN PHILIP. The published period runs from 22 Apr 2020 to 21 Apr 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- VISSER, NICOLE ROBYNASIC records a director disqualification for VISSER, NICOLE ROBYN. The published period runs from 12 Oct 2021 to 11 Oct 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- VORRASI, VITO ANTONIOASIC records a director disqualification for VORRASI, VITO ANTONIO. The published period runs from 13 Sep 2017 to 12 Sep 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WALTERS, ALBERT CHRISTENASIC records a financial-services restriction for WALTERS, ALBERT CHRISTEN. The published period runs from 25 Jul 2022 to 24 Jul 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BELIAS, GEORGEASIC records a director disqualification for BELIAS, GEORGE. The published period runs from 12 Sep 1989 to 12 Sep 1994. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DAVIES, ALAN JOHNASIC records a director disqualification for DAVIES, ALAN JOHN. The published period runs from 29 Apr 1993 to 29 Apr 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MAVIGLIA, BRUNOASIC records a director disqualification for MAVIGLIA, BRUNO. The published period runs from 17 Dec 2018 to 16 Dec 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FLEGG, GRAHAM RONALDASIC records a financial-services restriction for FLEGG, GRAHAM RONALD. The published period runs from 30 Jun 2006 to 30 Jun 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HUMPHRIES, KEVINASIC records a director disqualification for HUMPHRIES, KEVIN. The published period runs from 11 Dec 2020 to 10 Dec 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BOYLE, GLEN DAVIDASIC records a director disqualification for BOYLE, GLEN DAVID. The published period runs from 15 Feb 2008 to 15 Feb 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TESSA, SAMUEL TRUBNIKASIC records a credit restriction for TESSA, SAMUEL TRUBNIK. The source gives 10 May 2018 as the start date.PersonASIC Banned and Disqualified Persons
- ELLIS, NICHOLASASIC records a director disqualification for ELLIS, NICHOLAS. The published period runs from 18 Oct 2019 to 18 Oct 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LAING, NEILASIC records a director disqualification for LAING, NEIL. The published period runs from 24 Jul 2010 to 23 Jul 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- AARDOOM, PETERASIC records a financial-services restriction for AARDOOM, PETER. The published period runs from 19 Feb 2025 to 18 Feb 2033.PersonASIC Banned and Disqualified Persons
- WYND, ANTHONY DAVIDASIC records a financial-services restriction for WYND, ANTHONY DAVID. The source gives 13 Aug 2019 as the start date.PersonASIC Banned and Disqualified Persons
- MAC GREGOR, JAMES STUARTASIC records a director disqualification for MAC GREGOR, JAMES STUART. The published period runs from 9 Jul 1997 to 9 Jul 2000. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TESSA, SAMUEL TRUBNIKASIC records a financial-services restriction for TESSA, SAMUEL TRUBNIK. The source gives 10 May 2018 as the start date.PersonASIC Banned and Disqualified Persons
- ARNOLD-LEVY, STUART ANTHONYASIC records a financial-services restriction for ARNOLD-LEVY, STUART ANTHONY. The published period runs from 3 May 2017 to 2 May 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RYAN, JUSTIN HAYASIC records a director disqualification for RYAN, JUSTIN HAY. The published period runs from 6 Oct 2017 to 5 Oct 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FERRONE, GUISEPPEASIC records a director disqualification for FERRONE, GUISEPPE. The published period runs from 5 Aug 2011 to 4 Aug 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ARNOLD-LEVY, STUART ANTHONYASIC records a financial-services restriction for ARNOLD-LEVY, STUART ANTHONY. The published period runs from 3 May 2017 to 2 May 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- STEPHENS, TREVOR MAXWELLASIC records a securities restriction for STEPHENS, TREVOR MAXWELL. The published period runs from 14 Aug 1996 to 14 Aug 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- OESTERBERG, MARINA ULRINA LORISAASIC records a financial-services restriction for OESTERBERG, MARINA ULRINA LORISA. The published period runs from 29 May 2015 to 28 Nov 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HODGSON, DAVID PAULASIC records a financial-services restriction for HODGSON, DAVID PAUL. The published period runs from 3 Jul 2015 to 2 Jul 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DAMMAN, GYSBERT WIMASIC records a director disqualification for DAMMAN, GYSBERT WIM. The published period runs from 31 Jan 2017 to 30 Jan 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KERRI, PODESTAASIC records a director disqualification for KERRI, PODESTA. The published period runs from 9 Feb 2009 to 8 Feb 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HIRD, PHILLIPASIC records a director disqualification for HIRD, PHILLIP. The published period runs from 27 Sep 2004 to 26 Sep 2007. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WARD, QUENTIN PHILLIP O'DOHERTYASIC records a financial-services restriction for WARD, QUENTIN PHILLIP O'DOHERTY. The published period runs from 7 Jul 2009 to 6 Jul 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- STONE, DAVID WILLIAMASIC records a director disqualification for STONE, DAVID WILLIAM. The published period runs from 15 Mar 1988 to 15 Mar 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BRANDI, DAVIDASIC records a director disqualification for BRANDI, DAVID. The published period runs from 27 May 2021 to 26 May 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.