ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- SMITH, ROBERT PRYORASIC records a financial-services restriction for SMITH, ROBERT PRYOR. The source gives 9 Jan 2018 as the start date.PersonASIC Banned and Disqualified Persons
- BROWN, DARREN EDDENASIC records a financial-services restriction for BROWN, DARREN EDDEN. The published period runs from 12 Apr 2023 to 11 Apr 2031.PersonASIC Banned and Disqualified Persons
- HOBBS, JACQUELINEASIC records a financial-services restriction for HOBBS, JACQUELINE. The published period runs from 21 Feb 2013 to 20 Feb 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- AHMED, MOHAMEDASIC records a financial-services restriction for AHMED, MOHAMED. The source gives 15 Nov 2018 as the start date.PersonASIC Banned and Disqualified Persons
- ELLIS, NICHOLAS JAMESASIC records a director disqualification for ELLIS, NICHOLAS JAMES. The published period runs from 18 Oct 2019 to 18 Oct 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- VALENTINO, MAXASIC records a financial-services restriction for VALENTINO, MAX. The published period runs from 9 Mar 2004 to 20 Oct 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CROSS, RONALD MALCOLMASIC records a financial-services restriction for CROSS, RONALD MALCOLM. The published period runs from 21 Jul 2016 to 20 Jul 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PANAYI, PETERASIC records a director disqualification for PANAYI, PETER. The published period runs from 30 Nov 2005 to 30 Nov 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MENERE, PAUL HENRYASIC records a director disqualification for MENERE, PAUL HENRY. The published period runs from 22 Mar 1993 to 22 Mar 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MICHAEL, ROBERT SHANEASIC records a financial-services restriction for MICHAEL, ROBERT SHANE. The source gives 31 Jul 2019 as the start date.PersonASIC Banned and Disqualified Persons
- MCIVOR, MARKASIC records a financial-services restriction for MCIVOR, MARK. The source gives 26 Nov 2015 as the start date.PersonASIC Banned and Disqualified Persons
- ALLISTER, JAMES ALLANASIC records a director disqualification for ALLISTER, JAMES ALLAN. The published period runs from 17 Sep 1990 to 17 Sep 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GELLE, WARREN DOUGLASASIC records a financial-services restriction for GELLE, WARREN DOUGLAS. The published period runs from 28 Jan 2015 to 27 Jan 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SWEENEY, JOHNASIC records a financial-services restriction for SWEENEY, JOHN. The published period runs from 1 Jul 2015 to 30 Jun 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PAGANO, ANTONIOASIC records a director disqualification for PAGANO, ANTONIO. The published period runs from 1 May 2013 to 31 Oct 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- YU, PATRICK HO HANGASIC records a director disqualification for YU, PATRICK HO HANG. The published period runs from 6 Aug 2008 to 6 Aug 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCCARTNEY, GRANTASIC records a director disqualification for MCCARTNEY, GRANT. The published period runs from 21 Oct 2005 to 21 Oct 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BHARDWAJ, AKASHASIC records a credit restriction for BHARDWAJ, AKASH. The published period runs from 6 Feb 2013 to 5 Feb 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- XENOS, TIMOTHYASIC records a director disqualification for XENOS, TIMOTHY. The published period runs from 8 Jun 2016 to 7 Jun 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GUPTA, ABHINAVASIC records a financial-services restriction for GUPTA, ABHINAV. The source gives 9 Jul 2015 as the start date.PersonASIC Banned and Disqualified Persons
- MORRIS, TREVOR GERSHOMASIC records a director disqualification for MORRIS, TREVOR GERSHOM. The published period runs from 1 Jul 1998 to 1 Jan 2002. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- XU, PETER JIANCHAOASIC records a financial-services restriction for XU, PETER JIANCHAO. The published period runs from 8 Nov 2019 to 7 Nov 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DIGIANNANTONIO, TONYASIC records a director disqualification for DIGIANNANTONIO, TONY. The published period runs from 2 Sep 2013 to 1 Mar 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- VERSACE, GINOASIC records a director disqualification for VERSACE, GINO. The published period runs from 9 Oct 2018 to 8 Oct 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LUVARA, DOMINICASIC records a director disqualification for LUVARA, DOMINIC. The published period runs from 4 Aug 2004 to 4 Aug 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LUPLAU, DESMOND WINTONASIC records a financial-services restriction for LUPLAU, DESMOND WINTON. The published period runs from 17 May 2018 to 16 May 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LETTIERI, MARIAASIC records a director disqualification for LETTIERI, MARIA. The published period runs from 13 Jun 1997 to 13 Dec 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DAVIS, GLENNASIC records a financial-services restriction for DAVIS, GLENN. The published period runs from 5 Sep 2007 to 5 Sep 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BOURNE, GARY PETER MATTHEW MAISONASIC records a director disqualification for BOURNE, GARY PETER MATTHEW MAISON. The published period runs from 30 Apr 2021 to 29 Apr 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CRAWLEY, MICHAELASIC records a director disqualification for CRAWLEY, MICHAEL. The published period runs from 9 Aug 2010 to 8 Aug 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.