ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- LARKIN, STEPHEN MICHAELASIC records a credit restriction for LARKIN, STEPHEN MICHAEL. The published period runs from 13 Feb 2006 to 12 Feb 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FUOCO, JOSHUA DAVIDASIC records a director disqualification for FUOCO, JOSHUA DAVID. The published period runs from 13 May 2016 to 12 Nov 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- POPOV, GEORGEASIC records a director disqualification for POPOV, GEORGE. The published period runs from 30 Jan 2009 to 29 Jan 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- POYSER, MAXWELL ANDREWASIC records a director disqualification for POYSER, MAXWELL ANDREW. The published period runs from 7 Aug 2009 to 6 Aug 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HALFPENNY, DENISE ANNEASIC records a director disqualification for HALFPENNY, DENISE ANNE. The published period runs from 30 Jul 2021 to 29 Jul 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NG, EDDIEASIC records a director disqualification for NG, EDDIE. The published period runs from 1 Jul 2005 to 1 Jul 2007. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MAGAR, ADIL AZIRASIC records a director disqualification for MAGAR, ADIL AZIR. The published period runs from 1 Aug 2011 to 31 Jul 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HODSON, ADRIAN FREDERICKASIC records a director disqualification for HODSON, ADRIAN FREDERICK. The published period runs from 22 Sep 2007 to 22 Sep 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NEWHAM, ROBERT JAMESASIC records a SMSF auditor disqualification for NEWHAM, ROBERT JAMES. The source gives 5 Mar 2018 as the start date.PersonASIC Banned and Disqualified Persons
- COETZEE, PIERRE FRANCOISASIC records a director disqualification for COETZEE, PIERRE FRANCOIS. The published period runs from 31 Jan 2011 to 30 Jan 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PANNU, RANDEEPASIC records a director disqualification for PANNU, RANDEEP. The published period runs from 21 Sep 2011 to 20 Sep 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RICKMAN, WERNERASIC records a director disqualification for RICKMAN, WERNER. The published period runs from 31 Aug 2016 to 30 Mar 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GORDON, BRETT ANDREWASIC records a financial-services restriction for GORDON, BRETT ANDREW. The source gives 21 May 2024 as the start date.PersonASIC Banned and Disqualified Persons
- LEITCH, DUDLEY ROYASIC records a director disqualification for LEITCH, DUDLEY ROY. The published period runs from 21 Nov 2013 to 20 Nov 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RESPINGER, LEONARD FREDERICKASIC records a financial-services restriction for RESPINGER, LEONARD FREDERICK. The published period runs from 23 Jul 2008 to 23 Jul 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ZAKHAIM, SHAYASIC records a financial-services restriction for ZAKHAIM, SHAY. The published period runs from 2 Jul 2024 to 1 Jul 2027.PersonASIC Banned and Disqualified Persons
- JANSEN, RUDOLF KARELASIC records a director disqualification for JANSEN, RUDOLF KAREL. The published period runs from 22 Nov 2022 to 21 Nov 2027.PersonASIC Banned and Disqualified Persons
- DAVIS, JOHN BARDINASIC records a director disqualification for DAVIS, JOHN BARDIN. The published period runs from 23 Feb 2006 to 23 Aug 2007. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MA, LEOASIC records a credit restriction for MA, LEO. The source gives 13 Apr 2018 as the start date.PersonASIC Banned and Disqualified Persons
- ROBIN, LEEASIC records a financial-services restriction for ROBIN, LEE. The source gives 25 Jun 2015 as the start date.PersonASIC Banned and Disqualified Persons
- PETROVIC, NENADASIC records a financial-services restriction for PETROVIC, NENAD. The source gives 24 Feb 2012 as the start date.PersonASIC Banned and Disqualified Persons
- OAKES, ROHANASIC records a director disqualification for OAKES, ROHAN. The published period runs from 20 Jul 2017 to 19 Jul 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SPRINGETT, IVAN JOHNASIC records a director disqualification for SPRINGETT, IVAN JOHN. The published period runs from 25 Aug 1990 to 25 Aug 1995. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PULBROOK, WILLIAM KEVINASIC records a director disqualification for PULBROOK, WILLIAM KEVIN. The published period runs from 7 May 2020 to 6 May 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PAPAPAVLOU, ARISTOTLEASIC records a financial-services restriction for PAPAPAVLOU, ARISTOTLE. The source gives 2 Apr 2026 as the start date.PersonASIC Banned and Disqualified Persons
- THOMPSON, ANDREW SHANEASIC records a financial-services restriction for THOMPSON, ANDREW SHANE. The published period runs from 29 Jan 2016 to 28 Jan 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- COLE, REBECCA ROSEASIC records a director disqualification for COLE, REBECCA ROSE. The published period runs from 7 Feb 2017 to 6 Feb 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PITT, LANCE CHARLESASIC records a financial-services restriction for PITT, LANCE CHARLES. The published period runs from 28 May 2004 to 28 May 2006. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BLAZEJCZYK, WAYNEASIC records a financial-services restriction for BLAZEJCZYK, WAYNE. The published period runs from 18 Dec 2019 to 17 Dec 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- VALENTINO, MAXASIC records a securities restriction for VALENTINO, MAX. The published period runs from 9 Mar 2004 to 20 Oct 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.