ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- LANIGAN, MICHAEL ANTHONYASIC records a securities restriction for LANIGAN, MICHAEL ANTHONY. The published period runs from 28 Nov 1991 to 27 Mar 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HUTCHINSON, SHARREE GRACEASIC records a financial-services restriction for HUTCHINSON, SHARREE GRACE. The published period runs from 5 Aug 2022 to 4 Aug 2028.PersonASIC Banned and Disqualified Persons
- MCDOUGALL, GRAHAMME DOUGLASASIC records a director disqualification for MCDOUGALL, GRAHAMME DOUGLAS. The published period runs from 24 Mar 2014 to 23 Mar 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SAMARDZIAJA, JACK MIROSLAVASIC records a director disqualification for SAMARDZIAJA, JACK MIROSLAV. The published period runs from 16 Apr 2024 to 15 Apr 2029.PersonASIC Banned and Disqualified Persons
- PUCCI, ENRICOASIC records a director disqualification for PUCCI, ENRICO. The published period runs from 7 Mar 2022 to 6 Mar 2027.PersonASIC Banned and Disqualified Persons
- DECIANNI, SILVANAASIC records a director disqualification for DECIANNI, SILVANA. The published period runs from 20 May 2016 to 19 May 2028.PersonASIC Banned and Disqualified Persons
- PEAT, HAYDNASIC records a director disqualification for PEAT, HAYDN. The published period runs from 14 May 2014 to 13 May 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TASSONI, UMBERTOASIC records a director disqualification for TASSONI, UMBERTO. The published period runs from 4 Aug 2004 to 4 Aug 2008. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TRAINNER, RICHARD JAMESASIC records a director disqualification for TRAINNER, RICHARD JAMES. The published period runs from 4 Jun 2008 to 4 Dec 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KERR, NICHOLAS MCKINNONASIC records a financial-services restriction for KERR, NICHOLAS MCKINNON. The published period runs from 9 Aug 2016 to 8 Aug 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RAFTERY, ANTHONY PAULASIC records a financial-services restriction for RAFTERY, ANTHONY PAUL. The published period runs from 21 Nov 2019 to 20 Nov 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ROBIN, LEE ROBERTASIC records a financial-services restriction for ROBIN, LEE ROBERT. The source gives 25 Jun 2015 as the start date.PersonASIC Banned and Disqualified Persons
- BRAND, GEOFFREY RICHARD MACQUARIEASIC records a director disqualification for BRAND, GEOFFREY RICHARD MACQUARIE. The published period runs from 23 Jul 2010 to 22 Jul 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- COSSAR, SUSAN JOANASIC records a director disqualification for COSSAR, SUSAN JOAN. The published period runs from 25 Nov 1999 to 25 May 2000. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FIRTH, JOANNE RUTHASIC records a director disqualification for FIRTH, JOANNE RUTH. The published period runs from 16 Sep 2014 to 15 Sep 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NGUYEN, DONASIC records a financial-services restriction for NGUYEN, DON. The published period runs from 8 Mar 2011 to 7 Mar 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JORGENSEN, LEIGH ALANASIC records a director disqualification for JORGENSEN, LEIGH ALAN. The published period runs from 27 Apr 2019 to 26 Apr 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KING, TREVOR WILLIAMASIC records a financial-services restriction for KING, TREVOR WILLIAM. The source gives 7 Jun 2023 as the start date.PersonASIC Banned and Disqualified Persons
- TU, THANH QUOCASIC records a financial-services restriction for TU, THANH QUOC. The source gives 15 Jul 2014 as the start date.PersonASIC Banned and Disqualified Persons
- TILLI, PETERASIC records a director disqualification for TILLI, PETER. The published period runs from 10 Feb 2020 to 9 Feb 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SMITH, DESLEY DAWNASIC records a director disqualification for SMITH, DESLEY DAWN. The published period runs from 5 Dec 1989 to 5 Dec 1994. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SHARP, KENASIC records a director disqualification for SHARP, KEN. The published period runs from 17 Feb 2009 to 16 Feb 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MAGAR, ADIL AZIRASIC records a director disqualification for MAGAR, ADIL AZIR. The published period runs from 1 Aug 2011 to 31 Jul 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FOWLER, GREGORYASIC records a director disqualification for FOWLER, GREGORY. The published period runs from 22 Oct 2010 to 21 Oct 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WICKETT, BRUCE LAWRENCEASIC records a financial-services restriction for WICKETT, BRUCE LAWRENCE. The source gives 19 Dec 2013 as the start date.PersonASIC Banned and Disqualified Persons
- SKINNER, ANNETTE LOUISEASIC records a director disqualification for SKINNER, ANNETTE LOUISE. The published period runs from 10 Sep 1997 to 10 Mar 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HOUGHTON, KORESHASIC records a financial-services restriction for HOUGHTON, KORESH. The published period runs from 25 Sep 2017 to 24 Sep 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BARCA, GAETANO TOMASIC records a director disqualification for BARCA, GAETANO TOM. The published period runs from 30 Apr 2010 to 29 Oct 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- AWAD, SAMARASIC records a credit restriction for AWAD, SAMAR. The source gives 2 Jul 2018 as the start date.PersonASIC Banned and Disqualified Persons
- RUTTLEY, ROBERTASIC records a director disqualification for RUTTLEY, ROBERT. The published period runs from 6 Jan 2012 to 5 Jan 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.