ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- KING, MICHAELASIC records a director disqualification for KING, MICHAEL. The published period runs from 26 May 2017 to 25 May 2037.PersonASIC Banned and Disqualified Persons
- AGHILI, AMROLLAHASIC records a director disqualification for AGHILI, AMROLLAH. The published period runs from 21 Jan 2010 to 20 Jan 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ENSOR, BENJAMIN KENNETH EDMUNDASIC records a director disqualification for ENSOR, BENJAMIN KENNETH EDMUND. The published period runs from 26 Apr 2017 to 25 Apr 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SACCA, ROCCOASIC records a director disqualification for SACCA, ROCCO. The published period runs from 10 Jun 1987 to 10 Jun 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MILNE, PHILIPASIC records a director disqualification for MILNE, PHILIP. The published period runs from 14 Aug 2014 to 13 Aug 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RUCK, CHRISTOPHERASIC records a director disqualification for RUCK, CHRISTOPHER. The published period runs from 4 Oct 2007 to 4 Oct 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MARK, JOHNASIC records a securities restriction for MARK, JOHN. The published period runs from 15 Jun 1993 to 18 Sep 1994. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JOURDAN, RAYMOND BRENDANASIC records a director disqualification for JOURDAN, RAYMOND BRENDAN. The published period runs from 18 Jun 2007 to 18 Jun 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GRIGGS, CHRISASIC records a financial-services restriction for GRIGGS, CHRIS. The source gives 24 Nov 2016 as the start date.PersonASIC Banned and Disqualified Persons
- MANNING, NEIL CHARLESASIC records a financial-services restriction for MANNING, NEIL CHARLES. The source gives 7 May 2004 as the start date.PersonASIC Banned and Disqualified Persons
- KARAKATSANIS, GEORGEASIC records a financial-services restriction for KARAKATSANIS, GEORGE. The source gives 1 Nov 2016 as the start date.PersonASIC Banned and Disqualified Persons
- HENLEY, JACOB ROBERTASIC records a director disqualification for HENLEY, JACOB ROBERT. The published period runs from 1 Jul 2021 to 30 Jun 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BENNETTS, PAUL KEVINASIC records a financial-services restriction for BENNETTS, PAUL KEVIN. The published period runs from 18 Jan 2022 to 17 Jan 2028.PersonASIC Banned and Disqualified Persons
- BRITTON, JEFFREY PHILLIPASIC records a director disqualification for BRITTON, JEFFREY PHILLIP. The published period runs from 17 Dec 2011 to 16 Dec 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ALI, DANIELASIC records a financial-services restriction for ALI, DANIEL. The source gives 14 Nov 2017 as the start date.PersonASIC Banned and Disqualified Persons
- BRENNAN, PETERASIC records a SMSF auditor disqualification for BRENNAN, PETER. The source gives 7 Apr 2015 as the start date.PersonASIC Banned and Disqualified Persons
- HOWE, DAVIDASIC records a director disqualification for HOWE, DAVID. The published period runs from 30 Mar 2023 to 29 Mar 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- O'ROURKE, IAN ANTHONYASIC records a director disqualification for O'ROURKE, IAN ANTHONY. The published period runs from 13 May 1996 to 13 Nov 2000. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HILLS, ANDREW CARLASIC records a financial-services restriction for HILLS, ANDREW CARL. The published period runs from 14 Apr 2021 to 13 Apr 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SPARREBOOM, RICHARDASIC records a director disqualification for SPARREBOOM, RICHARD. The published period runs from 12 Aug 2024 to 11 Aug 2029.PersonASIC Banned and Disqualified Persons
- SHARLAND, RICHARD CLAYTON JACKSONASIC records a director disqualification for SHARLAND, RICHARD CLAYTON JACKSON. The published period runs from 21 Apr 2004 to 21 Apr 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MOORE, CLAIREASIC records a director disqualification for MOORE, CLAIRE. The published period runs from 17 Dec 2025 to 16 Dec 2029.PersonASIC Banned and Disqualified Persons
- FRANKE, TERENCE MALCOLMASIC records a financial-services restriction for FRANKE, TERENCE MALCOLM. The published period runs from 7 Nov 2006 to 7 Nov 2008. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CAPPER, JACKSONASIC records a financial-services restriction for CAPPER, JACKSON. The source gives 2 Feb 2018 as the start date.PersonASIC Banned and Disqualified Persons
- URRUTIA CHAVEZ, FABRIZIO EGIDIOASIC records a financial-services restriction for URRUTIA CHAVEZ, FABRIZIO EGIDIO. The published period runs from 7 Jun 2021 to 6 Jun 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BATROS, RYAN ANTHONY LESLIEASIC records a financial-services restriction for BATROS, RYAN ANTHONY LESLIE. The published period runs from 16 Mar 2016 to 15 Mar 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LOMAS, DOUGASIC records a director disqualification for LOMAS, DOUG. The published period runs from 11 Jul 2014 to 10 Jul 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- VAN HEYNINGEN, FRANKASIC records a director disqualification for VAN HEYNINGEN, FRANK. The published period runs from 26 Nov 1987 to 26 Nov 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ECKFORD, OLIVIA THERESEASIC records a director disqualification for ECKFORD, OLIVIA THERESE. The published period runs from 20 Dec 2014 to 19 Dec 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BRUNETTI, ROBINASIC records a financial-services restriction for BRUNETTI, ROBIN. The source gives 23 Jun 2004 as the start date.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.