ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- PRYKE, CHRISTOPHER GRAHAMASIC records a director disqualification for PRYKE, CHRISTOPHER GRAHAM. The published period runs from 2 Jun 1993 to 2 Jun 1996. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NOWAK, GEORGEASIC records a financial-services restriction for NOWAK, GEORGE. The published period runs from 5 Mar 2015 to 3 Jul 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CHEIHK, GEORGE ANTHONYASIC records a director disqualification for CHEIHK, GEORGE ANTHONY. The published period runs from 4 Jun 2007 to 3 Jun 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GRIGGS, IAN THOMASASIC records a director disqualification for GRIGGS, IAN THOMAS. The published period runs from 20 Nov 2024 to 19 Nov 2026.PersonASIC Banned and Disqualified Persons
- PRASAD, RAGHWA NANDASIC records a financial-services restriction for PRASAD, RAGHWA NAND. The published period runs from 19 Aug 2015 to 18 Aug 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BRAUND, SCOTTASIC records a director disqualification for BRAUND, SCOTT. The published period runs from 17 Feb 2021 to 16 Feb 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HOCKING, GREGORY ROSSASIC records a securities restriction for HOCKING, GREGORY ROSS. The published period runs from 6 Sep 1996 to 6 Sep 1997. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JORGENSEN, LEIGHASIC records a director disqualification for JORGENSEN, LEIGH. The published period runs from 27 Apr 2019 to 26 Apr 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HUNTER, MAURICEASIC records a director disqualification for HUNTER, MAURICE. The published period runs from 8 Jan 1988 to 8 Jan 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PENNA, GIULIAASIC records a financial-services restriction for PENNA, GIULIA. The source gives 6 Apr 2016 as the start date.PersonASIC Banned and Disqualified Persons
- MCKENZIE, ROBERT WILLIAMASIC records a director disqualification for MCKENZIE, ROBERT WILLIAM. The published period runs from 2 Mar 2011 to 1 Mar 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TAYLOR, STEPHEN JOHNASIC records a director disqualification for TAYLOR, STEPHEN JOHN. The published period runs from 2 May 2008 to 2 May 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- VALVO, DAVID MARIOASIC records a financial-services restriction for VALVO, DAVID MARIO. The source gives 22 Jan 2026 as the start date.PersonASIC Banned and Disqualified Persons
- BEJARES, ALEJANDROASIC records a director disqualification for BEJARES, ALEJANDRO. The published period runs from 29 Oct 2015 to 28 Oct 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ANDERSON, STEPHEN JOHNASIC records a director disqualification for ANDERSON, STEPHEN JOHN. The published period runs from 30 Nov 2018 to 29 May 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JEFFERS, ANDREWASIC records a financial-services restriction for JEFFERS, ANDREW. The published period runs from 21 May 2015 to 20 May 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WORN, PETER EDWARDASIC records a director disqualification for WORN, PETER EDWARD. The published period runs from 14 Jun 1995 to 13 Jun 1997. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CULLEY, BRIAN MALCOLMASIC records a director disqualification for CULLEY, BRIAN MALCOLM. The published period runs from 26 Feb 2007 to 26 Feb 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NOWAK, GEORGEASIC records a director disqualification for NOWAK, GEORGE. The published period runs from 8 May 2015 to 7 Jul 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FUOCO, JOSHUA DAVIDASIC records a director disqualification for FUOCO, JOSHUA DAVID. The published period runs from 13 May 2016 to 12 Nov 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- OGLIVE, PAUL JOHNASIC records a director disqualification for OGLIVE, PAUL JOHN. The published period runs from 24 Jul 2014 to 24 Jan 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BATHO, PAUL THORNTONASIC records a financial-services restriction for BATHO, PAUL THORNTON. The published period runs from 24 Apr 2005 to 24 Apr 2007. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MA, YUETAASIC records a director disqualification for MA, YUETA. The published period runs from 22 Sep 2026 to 21 Sep 2030.PersonASIC Banned and Disqualified Persons
- CULLEY, BRIAN MALCOLMASIC records a director disqualification for CULLEY, BRIAN MALCOLM. The published period runs from 26 Feb 2007 to 26 Feb 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FISTROVIC, ZORAN ROBERTASIC records a director disqualification for FISTROVIC, ZORAN ROBERT. The published period runs from 7 Nov 2010 to 6 Nov 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GODFREY, BENJAMIN ROBINASIC records a financial-services restriction for GODFREY, BENJAMIN ROBIN. The published period runs from 31 Mar 2026 to 30 Mar 2036.PersonASIC Banned and Disqualified Persons
- GOLDENBERG, MARK TRAVISASIC records a credit restriction for GOLDENBERG, MARK TRAVIS. The source gives 5 Mar 2020 as the start date.PersonASIC Banned and Disqualified Persons
- DAOUD, ANDREWASIC records a director disqualification for DAOUD, ANDREW. The published period runs from 24 Dec 1996 to 23 Dec 1997. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ARNOLD, DARREN JASONASIC records a financial-services restriction for ARNOLD, DARREN JASON. The source gives 9 Dec 2015 as the start date.PersonASIC Banned and Disqualified Persons
- KINNAIRD, PETERASIC records a director disqualification for KINNAIRD, PETER. The published period runs from 21 Sep 2005 to 21 Sep 2007. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.