ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- BRINGANS, MARK JOHNASIC records a financial-services restriction for BRINGANS, MARK JOHN. The published period runs from 30 Jun 2022 to 26 Jul 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- OGILVIE, PAUL JOHNASIC records a director disqualification for OGILVIE, PAUL JOHN. The published period runs from 24 Jul 2014 to 24 Jan 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HAWCROFT, MAREE NARELLEASIC records a financial-services restriction for HAWCROFT, MAREE NARELLE. The published period runs from 14 Mar 2023 to 1 Aug 2023. The source records documented stay: Current matching excludes 2023-08-01 through 2024-10-08; the source records resumption on 2024-10-09. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BRUNI, PHILLIPASIC records a financial-services restriction for BRUNI, PHILLIP. The source gives 13 May 2019 as the start date.PersonASIC Banned and Disqualified Persons
- IRWIN, MICHAEL RICHARDASIC records a financial-services restriction for IRWIN, MICHAEL RICHARD. The published period runs from 18 Sep 2014 to 17 Sep 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BRODIE, PAUL ANTHONYASIC records a director disqualification for BRODIE, PAUL ANTHONY. The published period runs from 12 May 1999 to 12 Jul 2001. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DURANT, SIMONASIC records a director disqualification for DURANT, SIMON. The published period runs from 24 Oct 2009 to 23 Oct 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BLAIR, WALTER GEORGEASIC records a director disqualification for BLAIR, WALTER GEORGE. The published period runs from 22 Apr 1996 to 22 Apr 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HUNT, DARREN ANDREWASIC records a financial-services restriction for HUNT, DARREN ANDREW. The published period runs from 20 Jun 2004 to 20 Jun 2008. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LLOYD, DIANNEASIC records a director disqualification for LLOYD, DIANNE. The published period runs from 14 Nov 2018 to 13 Nov 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GREEN, STEPHEN GEOFFREYASIC records a director disqualification for GREEN, STEPHEN GEOFFREY. The published period runs from 30 Oct 2008 to 29 Oct 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WYNHOVEN, RONASIC records a director disqualification for WYNHOVEN, RON. The published period runs from 25 Oct 2004 to 25 Oct 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RUSSELL, ANDREW MICHAELASIC records a director disqualification for RUSSELL, ANDREW MICHAEL. The published period runs from 8 Jan 2007 to 8 Jan 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TRAN, MAI THUYASIC records a director disqualification for TRAN, MAI THUY. The published period runs from 12 Dec 2012 to 11 Dec 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ALEXANDER, SCETRINE WILLIAMASIC records a director disqualification for ALEXANDER, SCETRINE WILLIAM. The published period runs from 16 Mar 2009 to 15 Mar 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CHOUTIS, GEORGEASIC records a director disqualification for CHOUTIS, GEORGE. The published period runs from 20 Nov 2012 to 19 Nov 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MONSELL, JOHN WILLIAMASIC records a director disqualification for MONSELL, JOHN WILLIAM. The published period runs from 24 Oct 2009 to 23 Oct 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BENNETT, PETER RICHARDASIC records a securities restriction for BENNETT, PETER RICHARD. The published period runs from 20 May 1992 to 20 May 2002. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- QUINN, TERENCE MARTINASIC records a director disqualification for QUINN, TERENCE MARTIN. The published period runs from 19 Aug 2016 to 18 Aug 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DALLOW, ROSSASIC records a director disqualification for DALLOW, ROSS. The published period runs from 13 Jun 2018 to 12 Jun 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BAKER, ADAM CRAIGASIC records a director disqualification for BAKER, ADAM CRAIG. The published period runs from 13 Sep 2022 to 12 Sep 2027.PersonASIC Banned and Disqualified Persons
- LAMBE, RICHARD PHILIPASIC records a financial-services restriction for LAMBE, RICHARD PHILIP. The published period runs from 27 Jun 2019 to 26 Jun 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TRUBNIK, SIMONASIC records a financial-services restriction for TRUBNIK, SIMON. The source gives 10 May 2018 as the start date.PersonASIC Banned and Disqualified Persons
- SMITH, GORDON DOUGLASASIC records a director disqualification for SMITH, GORDON DOUGLAS. The published period runs from 23 Feb 2021 to 22 Aug 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ALFRED, SIMON JOHNASIC records a director disqualification for ALFRED, SIMON JOHN. The published period runs from 28 Dec 2017 to 27 Dec 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CROWLEY, ANNASIC records a director disqualification for CROWLEY, ANN. The published period runs from 2 Sep 2004 to 2 Sep 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- OESTERBERG, MARINA ULRIKA LOVISAASIC records a financial-services restriction for OESTERBERG, MARINA ULRIKA LOVISA. The published period runs from 29 May 2015 to 28 Nov 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- STADELBAUER, TEYGHANASIC records a director disqualification for STADELBAUER, TEYGHAN. The published period runs from 22 Feb 2017 to 21 Feb 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WOTTON, PETER JOHNASIC records a director disqualification for WOTTON, PETER JOHN. The published period runs from 17 Aug 2018 to 16 Aug 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JORGENSEN, GEORGE WEEDENASIC records a director disqualification for JORGENSEN, GEORGE WEEDEN. The published period runs from 2 May 2007 to 2 May 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.