ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- PENNICOTT, GABRIAL NEILASIC records a financial-services restriction for PENNICOTT, GABRIAL NEIL. The source gives 30 Apr 2009 as the start date.PersonASIC Banned and Disqualified Persons
- CEFALA, LUCIAASIC records a director disqualification for CEFALA, LUCIA. The published period runs from 26 Sep 1989 to 26 Sep 1994. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FITZPATRICK, DESMOND JAMESASIC records a securities restriction for FITZPATRICK, DESMOND JAMES. The published period runs from 18 Mar 1998 to 18 Mar 2001. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ROSE, SHANEASIC records a financial-services restriction for ROSE, SHANE. The source gives 11 Mar 2024 as the start date.PersonASIC Banned and Disqualified Persons
- EDWARDS, CHRISTOPHER MALCOLMASIC records a financial-services restriction for EDWARDS, CHRISTOPHER MALCOLM. The published period runs from 15 Sep 2025 to 14 Sep 2035.PersonASIC Banned and Disqualified Persons
- MCCREATH, ALISTAIR FRANKASIC records a financial-services restriction for MCCREATH, ALISTAIR FRANK. The published period runs from 15 Nov 2013 to 17 Aug 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ROPER, KIRILEY FRANCES EDWYNAASIC records a financial-services restriction for ROPER, KIRILEY FRANCES EDWYNA. The published period runs from 30 Jun 2025 to 29 Jun 2035.PersonASIC Banned and Disqualified Persons
- FOX, SHAUN MICHAEL-ANTHONYASIC records a financial-services restriction for FOX, SHAUN MICHAEL-ANTHONY. The published period runs from 7 Jun 2023 to 6 Jun 2031.PersonASIC Banned and Disqualified Persons
- SHAFRON, PETER JAMESASIC records a director disqualification for SHAFRON, PETER JAMES. The published period runs from 27 Aug 2009 to 26 Aug 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCNAUGHTON, CHRISTOPHER JOHNASIC records a director disqualification for MCNAUGHTON, CHRISTOPHER JOHN. The published period runs from 3 Feb 2016 to 2 Aug 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PETROVIC, NENADASIC records a financial-services restriction for PETROVIC, NENAD. The source gives 24 Feb 2012 as the start date.PersonASIC Banned and Disqualified Persons
- BETALLI, CHRISTOPHER NADIRASIC records a financial-services restriction for BETALLI, CHRISTOPHER NADIR. The published period runs from 1 May 2021 to 24 Apr 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- OSMAN, KABIRASIC records a director disqualification for OSMAN, KABIR. The published period runs from 30 May 2026 to 29 May 2029.PersonASIC Banned and Disqualified Persons
- TREVISAN, ALFREDASIC records a director disqualification for TREVISAN, ALFRED. The published period runs from 6 Nov 1998 to 6 May 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WINTER, GEOFFREY ROBERTASIC records a director disqualification for WINTER, GEOFFREY ROBERT. The published period runs from 14 Nov 1995 to 14 Nov 1996. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SEBO, MARK RAYMONDASIC records a credit restriction for SEBO, MARK RAYMOND. The source gives 6 Feb 2024 as the start date.PersonASIC Banned and Disqualified Persons
- CAMERON, SUZANNE EVELYNASIC records a director disqualification for CAMERON, SUZANNE EVELYN. The published period runs from 23 Oct 2007 to 23 Oct 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SCOTT, BRIANASIC records a director disqualification for SCOTT, BRIAN. The published period runs from 10 Apr 1990 to 10 Apr 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ORTHMAN J, WERNERASIC records a director disqualification for ORTHMAN J, WERNER. The published period runs from 11 Jun 1987 to 11 Jun 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ZAICEW, JADE LEEASIC records a financial-services restriction for ZAICEW, JADE LEE. The published period runs from 1 Apr 2014 to 31 Mar 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ARMITAGE, JOAN DOROTHYASIC records a director disqualification for ARMITAGE, JOAN DOROTHY. The published period runs from 5 Jul 2005 to 5 Jul 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- COAKLEY, LLOYDASIC records a director disqualification for COAKLEY, LLOYD. The published period runs from 26 Oct 2006 to 26 Oct 2008. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WISE, DARREN JOHNASIC records a financial-services restriction for WISE, DARREN JOHN. The source gives 2 Feb 2016 as the start date.PersonASIC Banned and Disqualified Persons
- SERPELL, JOHN RICHARDASIC records a director disqualification for SERPELL, JOHN RICHARD. The published period runs from 3 Sep 1987 to 17 Aug 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ZEIDAN, DANIELASIC records a director disqualification for ZEIDAN, DANIEL. The published period runs from 13 Jul 2021 to 12 Jul 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DOONEY, JOHON PATRICKASIC records a director disqualification for DOONEY, JOHON PATRICK. The published period runs from 19 Apr 2012 to 18 Oct 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JARMAN, TREVORASIC records a director disqualification for JARMAN, TREVOR. The published period runs from 15 Aug 2011 to 14 Aug 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JAROS, JANAASIC records a credit restriction for JAROS, JANA. The source gives 2 Feb 2018 as the start date.PersonASIC Banned and Disqualified Persons
- RICHARDSON, DAVID FREDERICKASIC records a director disqualification for RICHARDSON, DAVID FREDERICK. The published period runs from 22 Oct 1989 to 22 Oct 1991. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BRADY, WAYNEASIC records a director disqualification for BRADY, WAYNE. The published period runs from 13 Jul 1999 to 13 Jul 2002. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.