ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- ALI, DANIEL FAROOKASIC records a credit restriction for ALI, DANIEL FAROOK. The source gives 14 Nov 2017 as the start date.PersonASIC Banned and Disqualified Persons
- NICHOLAS, NEMERUCKASIC records a director disqualification for NICHOLAS, NEMERUCK. The published period runs from 12 Feb 2014 to 11 Feb 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- YOUNG, CHRISTOPHER JAMESASIC records a financial-services restriction for YOUNG, CHRISTOPHER JAMES. The published period runs from 11 Oct 2016 to 10 Oct 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FAGIN, STEPHEN TERRENCEASIC records a director disqualification for FAGIN, STEPHEN TERRENCE. The published period runs from 5 Sep 2017 to 4 Sep 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NIALL, JAMES BURTONASIC records a director disqualification for NIALL, JAMES BURTON. The published period runs from 23 Jan 2008 to 23 Jan 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KALLIS, VASILIKIASIC records a director disqualification for KALLIS, VASILIKI. The published period runs from 25 Sep 1996 to 25 Sep 2000. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WALSH, MARK DESMONDASIC records a director disqualification for WALSH, MARK DESMOND. The published period runs from 16 Jul 2010 to 15 Jul 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BRAUN, PETERASIC records a financial-services restriction for BRAUN, PETER. The source gives 15 Jan 2009 as the start date.PersonASIC Banned and Disqualified Persons
- EGGE, MATHEWASIC records a director disqualification for EGGE, MATHEW. The published period runs from 15 Jul 2008 to 15 Jul 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KAHANE, GEORGEASIC records a director disqualification for KAHANE, GEORGE. The published period runs from 24 Jun 1992 to 23 Dec 1995. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PEAT, HAYDN MILESASIC records a director disqualification for PEAT, HAYDN MILES. The published period runs from 14 May 2014 to 13 May 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TAYLOR, DEREK RAYMONDASIC records a director disqualification for TAYLOR, DEREK RAYMOND. The published period runs from 6 Nov 1987 to 6 Nov 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DI GIANNANTONIO, ANTONIOASIC records a director disqualification for DI GIANNANTONIO, ANTONIO. The published period runs from 2 Sep 2013 to 1 Mar 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SAMARKOS, RONDAASIC records a director disqualification for SAMARKOS, RONDA. The published period runs from 17 Aug 1988 to 17 Feb 1990. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PENNA, GIULIAASIC records a credit restriction for PENNA, GIULIA. The source gives 6 Apr 2016 as the start date.PersonASIC Banned and Disqualified Persons
- SEYMOUR, TREVOR JOHNASIC records a financial-services restriction for SEYMOUR, TREVOR JOHN. The published period runs from 24 Jul 2015 to 23 Jul 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SMITH, PETER RAYMONDASIC records a director disqualification for SMITH, PETER RAYMOND. The published period runs from 23 May 1997 to 23 Aug 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LEE, ANTHONYASIC records a director disqualification for LEE, ANTHONY. The published period runs from 10 Mar 2021 to 9 Mar 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KINGSTON, PHILLIP JOHNASIC records a financial-services restriction for KINGSTON, PHILLIP JOHN. The source gives 8 Apr 2011 as the start date.PersonASIC Banned and Disqualified Persons
- TURNBULL, KIERANASIC records a director disqualification for TURNBULL, KIERAN. The published period runs from 22 Jan 2007 to 22 Jan 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LAYTON, GISELLA BRIDGETTEASIC records a director disqualification for LAYTON, GISELLA BRIDGETTE. The published period runs from 29 Aug 1994 to 29 Aug 1995. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DENIS, ANTHONY RAPHAEL RYANASIC records a director disqualification for DENIS, ANTHONY RAPHAEL RYAN. The published period runs from 18 May 2016 to 17 Nov 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- VINEY, CLEMENT RAYMONDASIC records a director disqualification for VINEY, CLEMENT RAYMOND. The published period runs from 19 Jan 1989 to 1 Sep 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DALY, PETER EUGENEASIC records a director disqualification for DALY, PETER EUGENE. The published period runs from 10 Jan 2024 to 10 Jan 2029.PersonASIC Banned and Disqualified Persons
- PREHN, JOACHIMASIC records a securities restriction for PREHN, JOACHIM. The source gives 24 Feb 2000 as the start date.PersonASIC Banned and Disqualified Persons
- TRUTER, TRAVIS BENJAMINASIC records a financial-services restriction for TRUTER, TRAVIS BENJAMIN. The source gives 6 Dec 2019 as the start date.PersonASIC Banned and Disqualified Persons
- GIBSON, IAN LESLIEASIC records a director disqualification for GIBSON, IAN LESLIE. The published period runs from 2 Sep 1988 to 2 Sep 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PARRY, ANDREW LIAMASIC records a director disqualification for PARRY, ANDREW LIAM. The published period runs from 25 May 2024 to 24 May 2029.PersonASIC Banned and Disqualified Persons
- SENTHAMILSELVAN, GUNASHAKERASIC records a director disqualification for SENTHAMILSELVAN, GUNASHAKER. The published period runs from 16 Jun 2022 to 15 Jun 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RICHARDS, LENARD GEORGEASIC records a securities restriction for RICHARDS, LENARD GEORGE. The published period runs from 15 Jun 1999 to 15 Jun 2003. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.