ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- MCDONALD, PETER LACHLANASIC records a financial-services restriction for MCDONALD, PETER LACHLAN. The published period runs from 14 Jul 2015 to 16 Nov 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CATO, NEIL ANDREWASIC records a financial-services restriction for CATO, NEIL ANDREW. The published period runs from 28 Feb 2026 to 27 Feb 2031.PersonASIC Banned and Disqualified Persons
- KING, ROBERT SHUTTLEWORTH WHITEASIC records a director disqualification for KING, ROBERT SHUTTLEWORTH WHITE. The published period runs from 13 Oct 1994 to 13 Oct 1995. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WHITE, SHAUN OLIVERASIC records a director disqualification for WHITE, SHAUN OLIVER. The source gives 5 Jul 2006 as the start date.PersonASIC Banned and Disqualified Persons
- BERKERY, MICHAELASIC records a director disqualification for BERKERY, MICHAEL. The published period runs from 8 Dec 2011 to 7 Dec 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- OLIVESTONE, MALCOLM BRIANASIC records a securities restriction for OLIVESTONE, MALCOLM BRIAN. The published period runs from 28 Feb 1997 to 23 Jan 2000. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DE CASTRO, GUI JORGE DA COSTA NAPOLEAOASIC records a director disqualification for DE CASTRO, GUI JORGE DA COSTA NAPOLEAO. The published period runs from 30 Apr 2025 to 29 Apr 2029.PersonASIC Banned and Disqualified Persons
- CARERI, ANDREWASIC records a director disqualification for CARERI, ANDREW. The published period runs from 11 Oct 2007 to 11 Oct 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SINHA, SUDHIR KUMARASIC records a financial-services restriction for SINHA, SUDHIR KUMAR. The published period runs from 2 Jun 2017 to 1 Jun 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BYRNES, SANDRA CECILYASIC records a director disqualification for BYRNES, SANDRA CECILY. The published period runs from 27 May 1992 to 27 May 1995. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SHANDON, PETER JOHNASIC records a director disqualification for SHANDON, PETER JOHN. The published period runs from 18 May 2007 to 18 May 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- POLANSKI, GERILYN MARIEASIC records a director disqualification for POLANSKI, GERILYN MARIE. The published period runs from 5 Jun 2006 to 5 Jun 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BRINKIES, JUSTINASIC records a director disqualification for BRINKIES, JUSTIN. The published period runs from 15 Sep 2021 to 14 Sep 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MILNE, PHILIP JAMESASIC records a director disqualification for MILNE, PHILIP JAMES. The published period runs from 14 Aug 2014 to 13 Aug 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DALY, PETER EUGENEASIC records a director disqualification for DALY, PETER EUGENE. The published period runs from 10 Jan 2024 to 10 Jan 2029.PersonASIC Banned and Disqualified Persons
- AMBROSY, PETER LESLIEASIC records a director disqualification for AMBROSY, PETER LESLIE. The published period runs from 27 Sep 2002 to 27 Sep 2007. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WILLIAMS, IAN COMRIEASIC records a financial-services restriction for WILLIAMS, IAN COMRIE. The published period runs from 19 Nov 2019 to 18 Nov 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HIRNING, GEOFFERY JOHNASIC records a director disqualification for HIRNING, GEOFFERY JOHN. The published period runs from 3 Feb 2021 to 2 Feb 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CRUTCHFIELD, CARLY SUZANNEASIC records a director disqualification for CRUTCHFIELD, CARLY SUZANNE. The published period runs from 7 Nov 2013 to 6 May 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FUOCO, JOSHUA DAVIDASIC records a director disqualification for FUOCO, JOSHUA DAVID. The published period runs from 13 May 2016 to 12 Nov 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CHAMBERS, GULAYASIC records a director disqualification for CHAMBERS, GULAY. The published period runs from 22 Dec 1998 to 22 Jun 2000. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LEMPHERS, BRIAN ERNESTASIC records a SMSF auditor disqualification for LEMPHERS, BRIAN ERNEST. The source gives 4 Sep 2009 as the start date.PersonASIC Banned and Disqualified Persons
- TROWER, NEIL BRUCEASIC records a financial-services restriction for TROWER, NEIL BRUCE. The source gives 18 Aug 2017 as the start date.PersonASIC Banned and Disqualified Persons
- LASKI, ROD MONTAGUEASIC records a director disqualification for LASKI, ROD MONTAGUE. The published period runs from 23 Mar 2016 to 23 Mar 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FLELLI, STEPHENASIC records a director disqualification for FLELLI, STEPHEN. The published period runs from 3 Aug 2009 to 2 Aug 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PERRY, ALEXASIC records a director disqualification for PERRY, ALEX. The published period runs from 4 Dec 2017 to 3 Dec 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SAVAGE, PATRICK DANIELASIC records a director disqualification for SAVAGE, PATRICK DANIEL. The published period runs from 30 May 1988 to 30 May 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ANDERSEN, LILA BEVERLEYASIC records a director disqualification for ANDERSEN, LILA BEVERLEY. The published period runs from 15 Mar 1998 to 15 Mar 2001. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WILLIAMS, MARGARET MAVISASIC records a director disqualification for WILLIAMS, MARGARET MAVIS. The published period runs from 27 Sep 1998 to 27 Sep 2001. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WOOD, GEOFFREYASIC records a SMSF auditor disqualification for WOOD, GEOFFREY. The source gives 17 May 2019 as the start date.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.