ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
- Latest successful check
- Our refresh schedule
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- KING, TREVOR WILLIAMASIC records a financial-services restriction for KING, TREVOR WILLIAM. The source gives 7 Jun 2023 as the start date.PersonASIC Banned and Disqualified Persons
- MACLEAN, ROYCE ARTHUR BARRIEASIC records a futures restriction for MACLEAN, ROYCE ARTHUR BARRIE. The published period runs from 28 Nov 1996 to 28 Nov 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- APPADOO, JAMESASIC records a financial-services restriction for APPADOO, JAMES. The source gives 8 May 2015 as the start date.PersonASIC Banned and Disqualified Persons
- STAN-KOVIC, PETERASIC records a director disqualification for STAN-KOVIC, PETER. The published period runs from 18 Jun 2010 to 17 Jun 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GODFREY, BENJAMIN ROBINGASIC records a financial-services restriction for GODFREY, BENJAMIN ROBING. The published period runs from 31 Mar 2026 to 30 Mar 2036.PersonASIC Banned and Disqualified Persons
- NORTHEY, CHRISTINEASIC records a director disqualification for NORTHEY, CHRISTINE. The published period runs from 20 Feb 1991 to 20 Feb 1996. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LIESEGANG, KERRI JOHNASIC records a director disqualification for LIESEGANG, KERRI JOHN. The published period runs from 17 Nov 2006 to 17 Nov 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PRAYSTER, IGORASIC records a director disqualification for PRAYSTER, IGOR. The published period runs from 11 Sep 2013 to 10 Sep 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- STEWART, NATHAN ALAN PAULASIC records a director disqualification for STEWART, NATHAN ALAN PAUL. The published period runs from 19 Nov 2012 to 18 Nov 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- VEIGLI, MICHAEL JOSEPHASIC records a securities restriction for VEIGLI, MICHAEL JOSEPH. The source gives 21 May 1996 as the start date.PersonASIC Banned and Disqualified Persons
- BAKER, RUTH ELIZABETHASIC records a director disqualification for BAKER, RUTH ELIZABETH. The published period runs from 8 May 1991 to 8 May 1994. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KEENAN, DAVID LOW BROWNASIC records a director disqualification for KEENAN, DAVID LOW BROWN. The published period runs from 26 Feb 1993 to 3 Mar 1997. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BARKER, LEIGHASIC records a financial-services restriction for BARKER, LEIGH. The published period runs from 25 Jul 2012 to 24 Jul 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WICKRAMANAYAKE, RUKSHANASIC records a director disqualification for WICKRAMANAYAKE, RUKSHAN. The published period runs from 6 Feb 2024 to 5 Feb 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CARTER, ROONEY CHARLESASIC records a director disqualification for CARTER, ROONEY CHARLES. The published period runs from 31 Jul 2017 to 30 Jul 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HOUWING, WILLIAM JOHN HENRYASIC records a financial-services restriction for HOUWING, WILLIAM JOHN HENRY. The source gives 17 Feb 2020 as the start date.PersonASIC Banned and Disqualified Persons
- MAO, JIANYONGASIC records a credit restriction for MAO, JIANYONG. The published period runs from 26 Oct 2015 to 22 Oct 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SCHINAZI, PIERRE ALBERTASIC records a financial-services restriction for SCHINAZI, PIERRE ALBERT. The published period runs from 14 Oct 2008 to 13 Oct 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BALDWIN, VERONICA MAVISASIC records a director disqualification for BALDWIN, VERONICA MAVIS. The published period runs from 3 Mar 1989 to 3 Mar 1994. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- THOMPSON, CATHERINE ANNEASIC records a financial-services restriction for THOMPSON, CATHERINE ANNE. The source gives 26 Sep 2013 as the start date.PersonASIC Banned and Disqualified Persons
- KNIGHTS, KEITHASIC records a director disqualification for KNIGHTS, KEITH. The published period runs from 28 Jun 2011 to 27 Jun 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NIVEN, SEAN COLVILLEASIC records a financial-services restriction for NIVEN, SEAN COLVILLE. The source gives 17 Feb 2023 as the start date.PersonASIC Banned and Disqualified Persons
- SEAGRIM, ANNE MARIEASIC records a financial-services restriction for SEAGRIM, ANNE MARIE. The published period runs from 4 Jul 2011 to 29 Jun 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BRAGIANNIS, ATHINAASIC records a director disqualification for BRAGIANNIS, ATHINA. The published period runs from 12 Aug 2023 to 11 Feb 2027.PersonASIC Banned and Disqualified Persons
- BOMAN, SEAN CHRISTOPHERASIC records a director disqualification for BOMAN, SEAN CHRISTOPHER. The published period runs from 20 Aug 2012 to 19 Aug 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HEATH, JOHN STANLEYASIC records a director disqualification for HEATH, JOHN STANLEY. The published period runs from 14 Sep 2016 to 13 Sep 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DATTILO, ANTONIO GIANLUCAASIC records a director disqualification for DATTILO, ANTONIO GIANLUCA. The published period runs from 14 Oct 2013 to 13 Oct 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SMITH, PETER LESTERASIC records a director disqualification for SMITH, PETER LESTER. The published period runs from 24 Feb 2006 to 24 Feb 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SUSAM, MEHMETASIC records a director disqualification for SUSAM, MEHMET. The published period runs from 7 Nov 2013 to 7 Nov 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NIKIFORIDIS, GEORGEASIC records a financial-services restriction for NIKIFORIDIS, GEORGE. The source gives 6 Aug 2008 as the start date.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.