ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- CON FOO, CHRISTOPHER ROBERTASIC records a financial-services restriction for CON FOO, CHRISTOPHER ROBERT. The published period runs from 11 May 2017 to 10 May 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SAAD, AHMEDASIC records a financial-services restriction for SAAD, AHMED. The source gives 14 Dec 2018 as the start date.PersonASIC Banned and Disqualified Persons
- HONE, IAN GEORGEASIC records a director disqualification for HONE, IAN GEORGE. The published period runs from 9 Oct 2020 to 8 Oct 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCDONNELL, CAROLYN MAYASIC records a director disqualification for MCDONNELL, CAROLYN MAY. The published period runs from 24 Aug 1995 to 24 Aug 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- COLLARD, DAVID JOHNASIC records a financial-services restriction for COLLARD, DAVID JOHN. The source gives 21 Feb 2013 as the start date.PersonASIC Banned and Disqualified Persons
- NGUYEN, DANIEL MINH TUANASIC records a financial-services restriction for NGUYEN, DANIEL MINH TUAN. The source gives 3 Dec 2013 as the start date.PersonASIC Banned and Disqualified Persons
- VAN RYSWYK, WILLIAMASIC records a director disqualification for VAN RYSWYK, WILLIAM. The published period runs from 18 Sep 1987 to 18 Sep 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PEDERSON, DALE LEIGHASIC records a director disqualification for PEDERSON, DALE LEIGH. The published period runs from 18 Dec 2011 to 17 Dec 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PAGLIACCIO, DELANASIC records a financial-services restriction for PAGLIACCIO, DELAN. The source gives 5 Dec 2023 as the start date.PersonASIC Banned and Disqualified Persons
- OLIVA, JOSEPHASIC records a director disqualification for OLIVA, JOSEPH. The published period runs from 30 Nov 2013 to 29 Nov 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SITARENOS, ANDREW CONASIC records a director disqualification for SITARENOS, ANDREW CON. The published period runs from 9 Oct 2013 to 8 Oct 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TURNER, JOHN STANSFIELDASIC records a director disqualification for TURNER, JOHN STANSFIELD. The published period runs from 16 Jun 1988 to 16 Jun 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PATRICK, BARRY JOHNASIC records a director disqualification for PATRICK, BARRY JOHN. The published period runs from 6 Feb 2007 to 6 Feb 2027.PersonASIC Banned and Disqualified Persons
- HARDWICKE, TREVOR JOHNASIC records a director disqualification for HARDWICKE, TREVOR JOHN. The published period runs from 27 May 1997 to 27 May 2002. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FOREMAN, ANDREW JAMESASIC records a director disqualification for FOREMAN, ANDREW JAMES. The published period runs from 30 Jun 2010 to 29 Dec 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KING, DEANASIC records a director disqualification for KING, DEAN. The published period runs from 22 Dec 2015 to 22 Dec 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NESVEDA, PETER ROBERT IANASIC records a director disqualification for NESVEDA, PETER ROBERT IAN. The published period runs from 19 Mar 1996 to 19 Mar 2000. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HYLAND, GAVIN KEITHASIC records a financial-services restriction for HYLAND, GAVIN KEITH. The source gives 15 Aug 2017 as the start date.PersonASIC Banned and Disqualified Persons
- TEYS, MICHAELASIC records a director disqualification for TEYS, MICHAEL. The published period runs from 29 Jan 2016 to 28 Jan 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NORMAN, GREGORY JOHNASIC records a director disqualification for NORMAN, GREGORY JOHN. The published period runs from 24 Oct 2003 to 24 Oct 2006. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CRUTCHFIELD, CARLYASIC records a director disqualification for CRUTCHFIELD, CARLY. The published period runs from 7 Nov 2013 to 6 May 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SINGH, SADUASIC records a director disqualification for SINGH, SADU. The published period runs from 7 Jun 2023 to 7 Jun 2038.PersonASIC Banned and Disqualified Persons
- PEARSON, JAMES FLORIANASIC records a financial-services restriction for PEARSON, JAMES FLORIAN. The published period runs from 29 Apr 2013 to 28 Apr 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KINNARD, PETER ALEXANDERASIC records a director disqualification for KINNARD, PETER ALEXANDER. The published period runs from 21 Sep 2005 to 21 Sep 2007. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LEE, MINGASIC records a director disqualification for LEE, MING. The published period runs from 22 Nov 2006 to 22 Nov 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CROLE, GARRY PETERASIC records a financial-services restriction for CROLE, GARRY PETER. The published period runs from 4 Sep 2026 to 3 Sep 2036.PersonASIC Banned and Disqualified Persons
- RIASHI, GLORIAASIC records a director disqualification for RIASHI, GLORIA. The published period runs from 12 Feb 1988 to 12 Feb 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FORREST, STEPHEN DOUGLASASIC records a director disqualification for FORREST, STEPHEN DOUGLAS. The published period runs from 7 Apr 2014 to 6 Oct 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- COOK, NICHOLAS PETERASIC records a director disqualification for COOK, NICHOLAS PETER. The published period runs from 2 Sep 2017 to 1 Sep 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SCOTT, MELINDAASIC records a financial-services restriction for SCOTT, MELINDA. The source gives 3 Dec 2012 as the start date.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.