ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- KOVCO, JOSEPHASIC records a director disqualification for KOVCO, JOSEPH. The published period runs from 1 Dec 2013 to 30 Nov 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CARDAKARIS, DENNISASIC records a financial-services restriction for CARDAKARIS, DENNIS. The source gives 25 Jul 2012 as the start date.PersonASIC Banned and Disqualified Persons
- QUINLIVAN, DUDLEY JAMESASIC records a director disqualification for QUINLIVAN, DUDLEY JAMES. The published period runs from 23 Dec 2010 to 22 Dec 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JOVANVOSKI, LOUASIC records a director disqualification for JOVANVOSKI, LOU. The published period runs from 8 Nov 2012 to 7 Nov 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SMITH, ROBERT PRYORASIC records a financial-services restriction for SMITH, ROBERT PRYOR. The source gives 9 Jan 2018 as the start date.PersonASIC Banned and Disqualified Persons
- HEPI, RANAASIC records a credit restriction for HEPI, RANA. The published period runs from 4 Dec 2015 to 3 Dec 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HUMPHREY, KIASIC records a financial-services restriction for HUMPHREY, KI. The published period runs from 14 Dec 2007 to 14 Dec 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SMITH, COLINASIC records a director disqualification for SMITH, COLIN. The published period runs from 18 Nov 1988 to 18 Nov 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BATE, JOHN EDWARD MURRAYASIC records a director disqualification for BATE, JOHN EDWARD MURRAY. The published period runs from 16 Jun 1998 to 16 Jun 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PRASAD, RAGHWAASIC records a financial-services restriction for PRASAD, RAGHWA. The published period runs from 19 Aug 2015 to 18 Aug 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TRETOLA, JOHNASIC records a SMSF auditor disqualification for TRETOLA, JOHN. The source gives 5 Mar 2018 as the start date.PersonASIC Banned and Disqualified Persons
- SAROHA, HAFIZASIC records a SMSF auditor disqualification for SAROHA, HAFIZ. The source gives 29 Aug 2022 as the start date.PersonASIC Banned and Disqualified Persons
- SPENCER, MICHAEL JAMESASIC records a financial-services restriction for SPENCER, MICHAEL JAMES. The published period runs from 12 Sep 2016 to 4 Dec 2019. The source records documented resumption: The source records that a stay was no longer in effect on 2017-01-25; earlier applicability is not inferred. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GIBBINGS, BRETT SHANEASIC records a director disqualification for GIBBINGS, BRETT SHANE. The published period runs from 5 Jul 2013 to 4 Jan 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GORE, CRAIG KIRRINASIC records a financial-services restriction for GORE, CRAIG KIRRIN. The source gives 29 May 2015 as the start date.PersonASIC Banned and Disqualified Persons
- SPADARO, IGNAZIOASIC records a director disqualification for SPADARO, IGNAZIO. The published period runs from 8 Nov 2006 to 8 Nov 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- OTTON, RICHARD KEITHASIC records a director disqualification for OTTON, RICHARD KEITH. The published period runs from 15 Nov 2018 to 14 Nov 2028.PersonASIC Banned and Disqualified Persons
- MEHAJER, SALIMASIC records a director disqualification for MEHAJER, SALIM. The published period runs from 5 Nov 2015 to 4 Nov 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ALLISON, STUART CLINTONASIC records a financial-services restriction for ALLISON, STUART CLINTON. The source gives 24 Jun 2025 as the start date.PersonASIC Banned and Disqualified Persons
- KATHIRAVELU, ANANDAASIC records a financial-services restriction for KATHIRAVELU, ANANDA. The published period runs from 20 Jan 2022 to 19 Jan 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MOFFAT, DAVID JAMESASIC records a director disqualification for MOFFAT, DAVID JAMES. The published period runs from 3 Jan 1990 to 21 Dec 1994. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCCARTHY, PAULASIC records a director disqualification for MCCARTHY, PAUL. The published period runs from 9 Jul 2015 to 8 Jul 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DODD, NEIL FRANCISASIC records a financial-services restriction for DODD, NEIL FRANCIS. The source gives 8 May 2009 as the start date.PersonASIC Banned and Disqualified Persons
- HEBBARD, COLIN EDWARD GEORGEASIC records a financial-services restriction for HEBBARD, COLIN EDWARD GEORGE. The published period runs from 10 Feb 2009 to 9 Feb 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KHAW, ADRIANASIC records a financial-services restriction for KHAW, ADRIAN. The published period runs from 16 Oct 2019 to 15 Oct 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SYME, LANCE EDWARDASIC records a director disqualification for SYME, LANCE EDWARD. The published period runs from 29 Jan 2015 to 28 Jul 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ELLIS, NICHOLAS JAMESASIC records a financial-services restriction for ELLIS, NICHOLAS JAMES. The published period runs from 28 Mar 2013 to 27 Mar 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WOLF, GRAEME ERNESTASIC records a director disqualification for WOLF, GRAEME ERNEST. The published period runs from 8 Jan 1998 to 8 Jul 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- O'MARA, JOHNASIC records a director disqualification for O'MARA, JOHN. The published period runs from 22 Jun 2005 to 22 Jun 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BRADY, ROBERT FRANCISASIC records a director disqualification for BRADY, ROBERT FRANCIS. The published period runs from 25 Aug 2021 to 24 Aug 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.