ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- CAUCHI, SAVIOR LAWRENCEASIC records a director disqualification for CAUCHI, SAVIOR LAWRENCE. The published period runs from 25 Mar 2010 to 24 Sep 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BOORER, GRAEME JEFFEREYASIC records a director disqualification for BOORER, GRAEME JEFFEREY. The published period runs from 27 Jun 2008 to 26 Jun 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- O'SULLIVAN, MICHAEL ROGERASIC records a director disqualification for O'SULLIVAN, MICHAEL ROGER. The published period runs from 27 Jan 2022 to 20 Sep 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LING, KAO-TSAI PEIASIC records a director disqualification for LING, KAO-TSAI PEI. The published period runs from 13 Sep 1994 to 12 Mar 1996. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PRESTON, HENRY SYDASIC records a director disqualification for PRESTON, HENRY SYD. The published period runs from 5 Sep 2014 to 5 Mar 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GIBBONS, KIRKASIC records a director disqualification for GIBBONS, KIRK. The published period runs from 19 May 2012 to 18 May 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BASHFORD, TONY LEEASIC records a financial-services restriction for BASHFORD, TONY LEE. The source gives 23 Jul 2018 as the start date.PersonASIC Banned and Disqualified Persons
- LEAKE, PHILIPASIC records a financial-services restriction for LEAKE, PHILIP. The published period runs from 21 Feb 2018 to 20 Feb 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WRIGHT, DAVID WAYNEASIC records a director disqualification for WRIGHT, DAVID WAYNE. The published period runs from 11 Jan 2007 to 11 Jan 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ARNOLD-LEVY, STUARTASIC records a financial-services restriction for ARNOLD-LEVY, STUART. The published period runs from 3 May 2017 to 2 May 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CHENH, ADRIANASIC records a financial-services restriction for CHENH, ADRIAN. The published period runs from 20 Mar 2017 to 19 Mar 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GEAGEA, STEPHEN FRANCISASIC records a director disqualification for GEAGEA, STEPHEN FRANCIS. The published period runs from 9 May 2008 to 31 Dec 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JONES, CRAIG VICTORASIC records a securities restriction for JONES, CRAIG VICTOR. The source gives 12 May 1997 as the start date.PersonASIC Banned and Disqualified Persons
- KAYE, HENRYASIC records a director disqualification for KAYE, HENRY. The published period runs from 15 Jul 2010 to 14 Jul 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FUOCO, JOSHUA DAVIDASIC records a financial-services restriction for FUOCO, JOSHUA DAVID. The published period runs from 22 Dec 2017 to 21 Dec 2027.PersonASIC Banned and Disqualified Persons
- RYAN, JOYCE CLARENCEASIC records a director disqualification for RYAN, JOYCE CLARENCE. The published period runs from 21 Mar 1997 to 21 Mar 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TIDBURY, MARK LIONELASIC records a financial-services restriction for TIDBURY, MARK LIONEL. The published period runs from 26 Nov 2015 to 25 Nov 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WHARTON, STEPHEN LYNNEASIC records a securities restriction for WHARTON, STEPHEN LYNNE. The source gives 15 Sep 1997 as the start date.PersonASIC Banned and Disqualified Persons
- PERRY, ALEXASIC records a director disqualification for PERRY, ALEX. The published period runs from 4 Dec 2017 to 3 Dec 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TURCO, VITORIO VINCENZOASIC records a financial-services restriction for TURCO, VITORIO VINCENZO. The published period runs from 17 Jul 2026 to 16 Jul 2029.PersonASIC Banned and Disqualified Persons
- GIRARDO, MARIO MICHAELASIC records a director disqualification for GIRARDO, MARIO MICHAEL. The published period runs from 16 Jul 2012 to 15 Jul 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WHITTINGHAM, MARK WILLIAMASIC records a director disqualification for WHITTINGHAM, MARK WILLIAM. The published period runs from 27 Aug 2013 to 1 Sep 2028.PersonASIC Banned and Disqualified Persons
- TILLEY, ADAMASIC records a director disqualification for TILLEY, ADAM. The published period runs from 18 Nov 2013 to 17 Nov 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- AUSTIN, JAN CHRISTINEASIC records a director disqualification for AUSTIN, JAN CHRISTINE. The published period runs from 5 Oct 1995 to 4 Oct 1997. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BEATTIE, BARRIE CHARLESASIC records a director disqualification for BEATTIE, BARRIE CHARLES. The published period runs from 7 Nov 2005 to 7 Nov 2008. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ZAKHAIM, SHAYASIC records a financial-services restriction for ZAKHAIM, SHAY. The published period runs from 2 Jul 2024 to 1 Jul 2027.PersonASIC Banned and Disqualified Persons
- REYNOLDS, ROBERT HUSTONASIC records a securities restriction for REYNOLDS, ROBERT HUSTON. The published period runs from 20 Jul 1998 to 20 Jul 2008. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCSWEENY, DANIEL STUARTASIC records a director disqualification for MCSWEENY, DANIEL STUART. The published period runs from 2 May 2019 to 1 May 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TOBIN, LAURENCE JOHNASIC records a securities restriction for TOBIN, LAURENCE JOHN. The source gives 23 Mar 2000 as the start date.PersonASIC Banned and Disqualified Persons
- LYALL, MATTHEW ANTHONYASIC records a director disqualification for LYALL, MATTHEW ANTHONY. The published period runs from 30 Jul 2021 to 29 Jul 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.