ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- SAAD, PAULASIC records a director disqualification for SAAD, PAUL. The published period runs from 18 Jul 2017 to 17 Jul 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FARBER, BRIAN AUBREYASIC records a financial-services restriction for FARBER, BRIAN AUBREY. The published period runs from 22 Jun 2015 to 21 Jun 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PENNA, GIULIAASIC records a financial-services restriction for PENNA, GIULIA. The source gives 6 Apr 2016 as the start date.PersonASIC Banned and Disqualified Persons
- KWONG, MICHAELASIC records a securities restriction for KWONG, MICHAEL. The source gives 20 Oct 2003 as the start date.PersonASIC Banned and Disqualified Persons
- MCNEIL, IVAN BARRYASIC records a director disqualification for MCNEIL, IVAN BARRY. The published period runs from 30 Sep 2004 to 30 Sep 2006. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HODGSON, DAVID PAULASIC records a director disqualification for HODGSON, DAVID PAUL. The published period runs from 19 Sep 2025 to 19 Sep 2030.PersonASIC Banned and Disqualified Persons
- MATTHEWS, LARRY JAMESASIC records a director disqualification for MATTHEWS, LARRY JAMES. The published period runs from 10 Dec 2019 to 9 Dec 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KELLAHAN, DREWASIC records a director disqualification for KELLAHAN, DREW. The published period runs from 18 Sep 2007 to 18 Sep 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CHAN, CHRISTOPHERASIC records a financial-services restriction for CHAN, CHRISTOPHER. The published period runs from 26 Apr 2021 to 25 Apr 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KNIGHT, BARRY ATHOLASIC records a director disqualification for KNIGHT, BARRY ATHOL. The published period runs from 2 Feb 1998 to 2 Aug 2000. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- QUINLIVAN, STEPHEN JAMESASIC records a director disqualification for QUINLIVAN, STEPHEN JAMES. The published period runs from 17 Dec 2013 to 16 Dec 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DEGRASSI, ROBERTASIC records a securities restriction for DEGRASSI, ROBERT. The published period runs from 10 Feb 2000 to 10 Feb 2003. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MPEHLEVANAS, PETERASIC records a director disqualification for MPEHLEVANAS, PETER. The published period runs from 21 Oct 1993 to 21 Oct 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SMYTH, SHAYNEASIC records a financial-services restriction for SMYTH, SHAYNE. The source gives 21 Feb 2013 as the start date.PersonASIC Banned and Disqualified Persons
- LUTHRA, SUBEERASIC records a financial-services restriction for LUTHRA, SUBEER. The source gives 14 Jun 2019 as the start date.PersonASIC Banned and Disqualified Persons
- FARRELLY, GENEASIC records a director disqualification for FARRELLY, GENE. The published period runs from 16 May 2023 to 15 May 2028.PersonASIC Banned and Disqualified Persons
- GILBERT, ADAM CHRISTOPHERASIC records a director disqualification for GILBERT, ADAM CHRISTOPHER. The published period runs from 20 Dec 2018 to 19 Dec 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DOUGLAS, OLIVERASIC records a director disqualification for DOUGLAS, OLIVER. The published period runs from 5 Jun 2012 to 4 Dec 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WENG, YU HUIASIC records a director disqualification for WENG, YU HUI. The published period runs from 26 May 2021 to 25 May 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HUNT, DARREN ANDREWASIC records a securities restriction for HUNT, DARREN ANDREW. The published period runs from 20 Jun 2004 to 20 Jun 2008. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TEES, ANDREW ALEXANDERASIC records a director disqualification for TEES, ANDREW ALEXANDER. The published period runs from 12 May 1998 to 12 May 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MADHOJI, SANDEEP DEVESHASIC records a credit restriction for MADHOJI, SANDEEP DEVESH. The source gives 22 Sep 2016 as the start date.PersonASIC Banned and Disqualified Persons
- WALKER, ROBERT JOHNASIC records a director disqualification for WALKER, ROBERT JOHN. The published period runs from 3 May 2022 to 2 May 2027.PersonASIC Banned and Disqualified Persons
- KNIGHTS, KEITHASIC records a director disqualification for KNIGHTS, KEITH. The published period runs from 28 Jun 2011 to 27 Jun 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MATTHEWS, RICHARD JAMESASIC records a director disqualification for MATTHEWS, RICHARD JAMES. The published period runs from 11 Nov 2019 to 10 Nov 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SCHROEDER, MARKASIC records a financial-services restriction for SCHROEDER, MARK. The published period runs from 21 Oct 2019 to 20 Oct 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KING, KERRIASIC records a financial-services restriction for KING, KERRI. The source gives 12 Aug 2016 as the start date.PersonASIC Banned and Disqualified Persons
- CHAD, JOHN MICHAELASIC records a director disqualification for CHAD, JOHN MICHAEL. The published period runs from 8 Nov 1997 to 8 May 2000. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ARCHIBALD, TIMOTHY JOHNASIC records a financial-services restriction for ARCHIBALD, TIMOTHY JOHN. The published period runs from 30 Jun 2025 to 29 Jun 2035.PersonASIC Banned and Disqualified Persons
- ROGERS, JILLASIC records a financial-services restriction for ROGERS, JILL. The published period runs from 30 Aug 2016 to 29 Aug 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.