ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- BOLTON, NICHOLAS FRANCIS JOHNASIC records a director disqualification for BOLTON, NICHOLAS FRANCIS JOHN. The published period runs from 17 Nov 2015 to 19 Nov 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FUOCO, JOSHUA DAVIDASIC records a financial-services restriction for FUOCO, JOSHUA DAVID. The published period runs from 22 Dec 2017 to 21 Dec 2027.PersonASIC Banned and Disqualified Persons
- LUCAS, MARIE BERNADETTEASIC records a director disqualification for LUCAS, MARIE BERNADETTE. The published period runs from 27 Sep 1997 to 27 Sep 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FAGAN, STEPHEN TERENCEASIC records a director disqualification for FAGAN, STEPHEN TERENCE. The published period runs from 5 Sep 2017 to 4 Sep 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SAAD, FAITH JOSEPHINEASIC records a director disqualification for SAAD, FAITH JOSEPHINE. The published period runs from 11 Jun 1987 to 11 Jun 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RICHARDS, BARRYASIC records a director disqualification for RICHARDS, BARRY. The published period runs from 11 Jul 2025 to 10 Jan 2029.PersonASIC Banned and Disqualified Persons
- GANNELL, LOREDANAASIC records a director disqualification for GANNELL, LOREDANA. The published period runs from 4 Oct 1998 to 4 Apr 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- AUSTIN, REGINALDASIC records a securities restriction for AUSTIN, REGINALD. The source gives 3 Dec 1997 as the start date.PersonASIC Banned and Disqualified Persons
- AZIZI, ANTHONYASIC records a director disqualification for AZIZI, ANTHONY. The published period runs from 15 Jul 2025 to 14 Jul 2030.PersonASIC Banned and Disqualified Persons
- CHEUNG, BENEDICT LOK-MANASIC records a financial-services restriction for CHEUNG, BENEDICT LOK-MAN. The published period runs from 15 Dec 2015 to 14 Dec 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KOUNTOOURIS, HARRYASIC records a director disqualification for KOUNTOOURIS, HARRY. The published period runs from 8 Feb 1999 to 8 Feb 2004. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BLOM, GARYASIC records a director disqualification for BLOM, GARY. The published period runs from 6 Sep 2004 to 6 Sep 2007. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCCARTNEY, DUCAN GRANTASIC records a director disqualification for MCCARTNEY, DUCAN GRANT. The published period runs from 21 Oct 2005 to 21 Oct 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MELROSE, RONALDASIC records a director disqualification for MELROSE, RONALD. The published period runs from 12 Oct 2011 to 11 Oct 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CHEN, YANHUAASIC records a financial-services restriction for CHEN, YANHUA. The source gives 3 Mar 2026 as the start date.PersonASIC Banned and Disqualified Persons
- SMITH, PAUL ROBERTASIC records a director disqualification for SMITH, PAUL ROBERT. The published period runs from 9 Oct 1998 to 9 Oct 2002. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CARATTO, SERGIO (AKA MICK)ASIC records a director disqualification for CARATTO, SERGIO (AKA MICK). The published period runs from 20 Dec 1990 to 20 May 1991. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FOWLER, ANTHONY JOHNASIC records a director disqualification for FOWLER, ANTHONY JOHN. The published period runs from 6 Dec 1995 to 6 Dec 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JOHNSTON, TIMOTHY FRANCISASIC records a director disqualification for JOHNSTON, TIMOTHY FRANCIS. The published period runs from 21 Jul 2011 to 20 Jul 2031.PersonASIC Banned and Disqualified Persons
- VISSER, DALE PETERASIC records a director disqualification for VISSER, DALE PETER. The published period runs from 16 Feb 2015 to 15 Feb 2020. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- COVINO, MELITAASIC records a director disqualification for COVINO, MELITA. The published period runs from 6 Aug 1987 to 6 Aug 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PURDIE, IAN CARNAHANASIC records a director disqualification for PURDIE, IAN CARNAHAN. The published period runs from 26 May 1988 to 26 May 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GRAY, ELIZABETH ANNASIC records a director disqualification for GRAY, ELIZABETH ANN. The published period runs from 11 Jul 1988 to 5 Jul 1990. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ROBINSON, RAYMOND ARTHURASIC records a financial-services restriction for ROBINSON, RAYMOND ARTHUR. The published period runs from 28 Mar 2017 to 27 Mar 2024. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SIMPSON, WAYNEASIC records a SMSF auditor disqualification for SIMPSON, WAYNE. The source gives 9 Feb 2023 as the start date.PersonASIC Banned and Disqualified Persons
- COOKE, LYNETTE YVONNEASIC records a director disqualification for COOKE, LYNETTE YVONNE. The published period runs from 28 Feb 1994 to 28 Feb 1996. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KONJEVIC, SEBASTIANASIC records a financial-services restriction for KONJEVIC, SEBASTIAN. The published period runs from 29 May 2014 to 28 May 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SUAREZ, LORENZOASIC records a director disqualification for SUAREZ, LORENZO. The published period runs from 3 Sep 2008 to 2 Sep 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SAMUEL, DAVIDASIC records a director disqualification for SAMUEL, DAVID. The published period runs from 13 Mar 2014 to 13 Sep 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MANOHARAN, ROCHELLEASIC records a financial-services restriction for MANOHARAN, ROCHELLE. The source gives 27 Nov 2017 as the start date.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.