ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
- Latest successful check
- Our refresh schedule
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- SAAD, GEORGEASIC records a director disqualification for SAAD, GEORGE. The published period runs from 9 Oct 1987 to 9 Oct 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BYRNES, JAMES WARREN HERBERTASIC records a director disqualification for BYRNES, JAMES WARREN HERBERT. The published period runs from 1 Sep 2006 to 1 Sep 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- XENDS, EFTHYMIOSASIC records a director disqualification for XENDS, EFTHYMIOS. The published period runs from 8 Jun 2016 to 7 Jun 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GIERTZ, ANDREW ROBERTASIC records a futures restriction for GIERTZ, ANDREW ROBERT. The source gives 27 Jan 1998 as the start date.PersonASIC Banned and Disqualified Persons
- JOVANOVSKI, LUPCOASIC records a director disqualification for JOVANOVSKI, LUPCO. The published period runs from 8 Nov 2012 to 7 Nov 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WILLIAMS, JOHN ARTHURASIC records a director disqualification for WILLIAMS, JOHN ARTHUR. The published period runs from 1 Dec 1992 to 1 Dec 1995. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- RAFTERY, SIMONASIC records a director disqualification for RAFTERY, SIMON. The published period runs from 4 Jul 2025 to 3 Jan 2028.PersonASIC Banned and Disqualified Persons
- BERGHOUSE, WILLIAM RICHARDASIC records a securities restriction for BERGHOUSE, WILLIAM RICHARD. The source gives 20 Jul 2000 as the start date.PersonASIC Banned and Disqualified Persons
- ONGLEY, MALCOLMASIC records a director disqualification for ONGLEY, MALCOLM. The published period runs from 21 Jun 2007 to 21 Jun 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GEAGEA, STEPHEN FRANCISASIC records a financial-services restriction for GEAGEA, STEPHEN FRANCIS. The published period runs from 9 May 2008 to 9 May 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JOLLY, KAYLENE JOYASIC records a director disqualification for JOLLY, KAYLENE JOY. The published period runs from 31 Mar 2000 to 31 Mar 2003. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCWILLIAMS, MICHELLE ANNASIC records a director disqualification for MCWILLIAMS, MICHELLE ANN. The published period runs from 4 May 1995 to 4 May 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PHELPS, AMBER JOYASIC records a securities restriction for PHELPS, AMBER JOY. The source gives 6 Oct 2003 as the start date.PersonASIC Banned and Disqualified Persons
- HEYCOCK, DAVID RHYSASIC records a financial-services restriction for HEYCOCK, DAVID RHYS. The published period runs from 11 May 2017 to 10 May 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DILARIO, ENRICOASIC records a director disqualification for DILARIO, ENRICO. The published period runs from 28 Jul 1997 to 27 Jul 2002. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WIDDUP, IANASIC records a director disqualification for WIDDUP, IAN. The published period runs from 27 Mar 2008 to 27 Sep 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HALL, DAVID ROSSASIC records a director disqualification for HALL, DAVID ROSS. The published period runs from 28 Oct 2021 to 27 Oct 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LYNCH, EAMON JOHNASIC records a SMSF auditor disqualification for LYNCH, EAMON JOHN. The source gives 8 Aug 2023 as the start date.PersonASIC Banned and Disqualified Persons
- TYSON, PETER ANTHONYASIC records a director disqualification for TYSON, PETER ANTHONY. The published period runs from 8 Jan 1990 to 8 Jan 1994. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KUMAR, SUSHILASIC records a director disqualification for KUMAR, SUSHIL. The published period runs from 28 Sep 2020 to 27 Sep 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PLYMIN, BERNORD HENRYASIC records a director disqualification for PLYMIN, BERNORD HENRY. The published period runs from 28 Jul 2003 to 27 Jul 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SUAREZ, LORENZO DAVIDASIC records a director disqualification for SUAREZ, LORENZO DAVID. The published period runs from 3 Sep 2008 to 2 Sep 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCINTYRE, JAMIE NEVILLEASIC records a director disqualification for MCINTYRE, JAMIE NEVILLE. The published period runs from 17 Oct 2016 to 16 Oct 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SUMMERS-BARAHONA, ADRIANASIC records a financial-services restriction for SUMMERS-BARAHONA, ADRIAN. The published period runs from 24 Nov 2021 to 23 Nov 2026.PersonASIC Banned and Disqualified Persons
- CUI, JIN SONGASIC records a director disqualification for CUI, JIN SONG. The published period runs from 30 Nov 2021 to 29 Nov 2025. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JOYNER, ADAMASIC records a financial-services restriction for JOYNER, ADAM. The source gives 7 Jul 2014 as the start date.PersonASIC Banned and Disqualified Persons
- MCCULLAGH, ANDREW PAUL BRYANASIC records a director disqualification for MCCULLAGH, ANDREW PAUL BRYAN. The published period runs from 3 Sep 2012 to 2 Sep 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HENLEY, ROBERT CLAREASIC records a financial-services restriction for HENLEY, ROBERT CLARE. The published period runs from 12 Dec 2012 to 11 Dec 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KAVANAGH, ANDREW BRUCE KEVINASIC records a director disqualification for KAVANAGH, ANDREW BRUCE KEVIN. The published period runs from 22 Jun 2009 to 21 Jun 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MITCHELL, PATRICK SIMONASIC records a financial-services restriction for MITCHELL, PATRICK SIMON. The source gives 26 May 2017 as the start date.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.