ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- DAOUD, ANDREWASIC records a director disqualification for DAOUD, ANDREW. The published period runs from 14 Jun 2011 to 13 Jun 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BOLTON, ALLAN WILLIAMASIC records a director disqualification for BOLTON, ALLAN WILLIAM. The published period runs from 21 Nov 2006 to 21 Nov 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BUSSENSCHUTT, DAVID SIDNEYASIC records a director disqualification for BUSSENSCHUTT, DAVID SIDNEY. The published period runs from 22 Dec 1998 to 22 Dec 2003. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- AMIN, MD ANAMULASIC records a financial-services restriction for AMIN, MD ANAMUL. The published period runs from 20 Nov 2014 to 19 Nov 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ELTAKCH, FRANCISASIC records a director disqualification for ELTAKCH, FRANCIS. The published period runs from 6 Oct 2011 to 5 Oct 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FORSYTH, BENASIC records a director disqualification for FORSYTH, BEN. The published period runs from 11 Jul 2018 to 10 Jul 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- EL-HELOU, BILLALASIC records a financial-services restriction for EL-HELOU, BILLAL. The published period runs from 15 Mar 2017 to 14 Mar 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- AUJLA, TARANDEEP SINGHASIC records a financial-services restriction for AUJLA, TARANDEEP SINGH. The published period runs from 8 Aug 2019 to 7 Aug 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- COLLARD, DAVID JOHNASIC records a director disqualification for COLLARD, DAVID JOHN. The published period runs from 21 Feb 2013 to 20 Feb 2033.PersonASIC Banned and Disqualified Persons
- CUMMINGS, GERALD EDWINASIC records a financial-services restriction for CUMMINGS, GERALD EDWIN. The published period runs from 22 Nov 2021 to 21 Nov 2026.PersonASIC Banned and Disqualified Persons
- HEBBARD, COLINASIC records a financial-services restriction for HEBBARD, COLIN. The published period runs from 10 Feb 2009 to 9 Feb 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- OZIMEK, YVONNE SUSANNAASIC records a director disqualification for OZIMEK, YVONNE SUSANNA. The published period runs from 2 Sep 1996 to 1 Sep 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KOMM, LEONODASIC records a director disqualification for KOMM, LEONOD. The published period runs from 18 Aug 2010 to 17 Aug 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GOULD, PATRICIA JUNEASIC records a director disqualification for GOULD, PATRICIA JUNE. The source gives 17 Jun 1988 as the start date.PersonASIC Banned and Disqualified Persons
- BOORER, GRAEME JEFFREYASIC records a director disqualification for BOORER, GRAEME JEFFREY. The published period runs from 27 Jun 2008 to 26 Jun 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TRUTER, TRAVIS BENJAMINASIC records a financial-services restriction for TRUTER, TRAVIS BENJAMIN. The source gives 6 Dec 2019 as the start date.PersonASIC Banned and Disqualified Persons
- SINGH, SADUASIC records a director disqualification for SINGH, SADU. The published period runs from 7 Jun 2023 to 7 Jun 2038.PersonASIC Banned and Disqualified Persons
- MULLINS, SIMON CHRISTOPERASIC records a director disqualification for MULLINS, SIMON CHRISTOPER. The published period runs from 31 Jul 2010 to 30 Jul 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- FREEMAN, LESLEY RAYMONDASIC records a director disqualification for FREEMAN, LESLEY RAYMOND. The published period runs from 19 Nov 2010 to 18 Nov 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GODFREY, PATRICK JOHNASIC records a director disqualification for GODFREY, PATRICK JOHN. The published period runs from 1 Feb 2018 to 31 Jan 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MCFADYEN, IAN HECTORASIC records a director disqualification for MCFADYEN, IAN HECTOR. The published period runs from 23 Jan 1995 to 23 Jan 1997. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WILLIAMS, PAUL JOSEPHASIC records a director disqualification for WILLIAMS, PAUL JOSEPH. The published period runs from 1 Dec 1992 to 1 Dec 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NEWTON, KENNETHASIC records a director disqualification for NEWTON, KENNETH. The published period runs from 24 Nov 1997 to 24 May 1999. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- EGAN, JAMESASIC records a director disqualification for EGAN, JAMES. The published period runs from 22 Aug 2006 to 22 Aug 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BATTEN, DONALD JOSEPHASIC records a director disqualification for BATTEN, DONALD JOSEPH. The published period runs from 16 Feb 1993 to 16 Aug 1994. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SHEPPARD, RUSSEL DEANASIC records a financial-services restriction for SHEPPARD, RUSSEL DEAN. The published period runs from 21 Jul 2008 to 21 Jul 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ZARFATI, FRANKASIC records a director disqualification for ZARFATI, FRANK. The published period runs from 1 Aug 2008 to 1 Aug 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- STEPHENS, TERRY NORMANASIC records a director disqualification for STEPHENS, TERRY NORMAN. The source gives 1 Mar 2002 as the start date.PersonASIC Banned and Disqualified Persons
- DA BLASI, STEFANOASIC records a director disqualification for DA BLASI, STEFANO. The published period runs from 22 Aug 2023 to 21 Aug 2027.PersonASIC Banned and Disqualified Persons
- NONG, PATRICKASIC records a financial-services restriction for NONG, PATRICK. The source gives 13 Jan 2026 as the start date.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.