ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- CAINES, RONALD JEFFREYASIC records a financial-services restriction for CAINES, RONALD JEFFREY. The published period runs from 12 Aug 2008 to 26 Jun 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LUPLAU, DESMOND WINTONASIC records a financial-services restriction for LUPLAU, DESMOND WINTON. The published period runs from 17 May 2018 to 16 May 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WALLACE, KENNETH FRANCISASIC records a director disqualification for WALLACE, KENNETH FRANCIS. The published period runs from 28 Sep 1993 to 28 Sep 1995. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- EDWRADS, MALCOLM LESLIEASIC records a director disqualification for EDWRADS, MALCOLM LESLIE. The published period runs from 2 Jun 2006 to 2 Jun 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DAVIS, LLOYD ANTHONYASIC records a director disqualification for DAVIS, LLOYD ANTHONY. The published period runs from 25 Nov 2012 to 24 Nov 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- CORRIE, MARK ANTHONYASIC records a financial-services restriction for CORRIE, MARK ANTHONY. The published period runs from 6 Jul 2008 to 6 Jul 2010. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BERTOLISSIO, PETERASIC records a director disqualification for BERTOLISSIO, PETER. The published period runs from 24 Oct 1991 to 24 Oct 1996. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ROSEWARNE, DENNIS JAMESASIC records a director disqualification for ROSEWARNE, DENNIS JAMES. The published period runs from 27 Nov 1987 to 27 Nov 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GRUBISA, DOMINIQUE EVAASIC records a director disqualification for GRUBISA, DOMINIQUE EVA. The published period runs from 19 Jul 2024 to 18 Jul 2029.PersonASIC Banned and Disqualified Persons
- BENNETTS, PAUL KEVINASIC records a financial-services restriction for BENNETTS, PAUL KEVIN. The published period runs from 18 Jan 2022 to 17 Jan 2028.PersonASIC Banned and Disqualified Persons
- BRICKWOOD, JOHN RICHARDASIC records a director disqualification for BRICKWOOD, JOHN RICHARD. The published period runs from 18 Dec 2011 to 17 Dec 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LLOYD-COCKS, MARTIN ANDERSENASIC records a director disqualification for LLOYD-COCKS, MARTIN ANDERSEN. The published period runs from 30 Nov 2005 to 30 Nov 2030.PersonASIC Banned and Disqualified Persons
- DORING, ANTHONY RODGERASIC records a financial-services restriction for DORING, ANTHONY RODGER. The source gives 16 Feb 2017 as the start date.PersonASIC Banned and Disqualified Persons
- BARANOV, MARKASIC records a director disqualification for BARANOV, MARK. The published period runs from 4 Oct 2012 to 3 Oct 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KHALAF, MOHAMED ALY ISMAILASIC records a director disqualification for KHALAF, MOHAMED ALY ISMAIL. The published period runs from 2 Nov 2023 to 1 Nov 2028.PersonASIC Banned and Disqualified Persons
- TRACEY, DENIS MICHAELASIC records a director disqualification for TRACEY, DENIS MICHAEL. The published period runs from 9 Aug 2000 to 9 Aug 2001. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ALLEN, NORMAN HARRYASIC records a director disqualification for ALLEN, NORMAN HARRY. The published period runs from 24 Jun 2011 to 23 Dec 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- POUPARD, JARROD ANDREWASIC records a financial-services restriction for POUPARD, JARROD ANDREW. The published period runs from 29 Jan 2021 to 28 Jan 2027.PersonASIC Banned and Disqualified Persons
- TEYS, MICHAEL JOHNASIC records a director disqualification for TEYS, MICHAEL JOHN. The published period runs from 29 Jan 2016 to 28 Jan 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KEEGAN, KEIRAASIC records a financial-services restriction for KEEGAN, KEIRA. The published period runs from 4 Nov 2016 to 3 Nov 2019. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- NOWAK, GEORGE JOHNASIC records a director disqualification for NOWAK, GEORGE JOHN. The published period runs from 8 May 2015 to 7 Jul 2017. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MAVROS, KONSTANTINOSASIC records a director disqualification for MAVROS, KONSTANTINOS. The published period runs from 14 Sep 1992 to 14 Sep 1997. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- WYNHOVEN, RON WILLIAMASIC records a director disqualification for WYNHOVEN, RON WILLIAM. The published period runs from 25 Oct 2004 to 25 Oct 2009. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HILLIS, JACK ANDREWASIC records a director disqualification for HILLIS, JACK ANDREW. The published period runs from 29 Sep 1992 to 29 Sep 1994. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GALPIN, KIM ROBERTASIC records a director disqualification for GALPIN, KIM ROBERT. The published period runs from 16 Dec 1999 to 16 Dec 2004. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GRUNFELD, MARGARET JULIEASIC records a director disqualification for GRUNFELD, MARGARET JULIE. The published period runs from 23 Oct 1996 to 23 Oct 1996. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- PAL, ASHOK KUMARASIC records a securities restriction for PAL, ASHOK KUMAR. The published period runs from 31 May 2001 to 31 Aug 2001. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SUCKLING, KIRILEY FRANCES EDWYNAASIC records a financial-services restriction for SUCKLING, KIRILEY FRANCES EDWYNA. The published period runs from 30 Jun 2025 to 29 Jun 2035.PersonASIC Banned and Disqualified Persons
- HUTCHINGS, GUYASIC records a director disqualification for HUTCHINGS, GUY. The published period runs from 26 May 2017 to 25 May 2042.PersonASIC Banned and Disqualified Persons
- ELTAKCHI, JOSEPHASIC records a director disqualification for ELTAKCHI, JOSEPH. The published period runs from 6 Oct 2011 to 5 Oct 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.