ASIC Banned and Disqualified Persons
People listed in ASIC’s weekly snapshot of corporate, financial-service, credit, securities, futures and SMSF-auditor bans or disqualifications.
Source availability
Available for screening
7,227 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
ASIC Banned and Disqualified Persons is published by Australian Securities and Investments Commission.
The available version contains 7,227 source records before any name search.
The entity-type breakdown is 7,227 people.
- Source records
- 7,227
- Publicly browsable records
- 7,227
- Entity types present
- 1
Record types and how to read these counts
Records by entity type
- People
- 7,227
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
Records retain each distinct published row and its order-document reference. Similar names and repeated document references are not assumed to identify the same person. These are role-specific regulatory restrictions, not asset freezes. Historical entries and restrictions subject to permissions or review remain visible with their stated scope.
Read the individual ASIC order
Review ASIC’s original register and order. Source comments can be truncated and can describe stays, replaced decisions, revocations or limited permissions. Unknown or unresolved comment scope, conflicting end dates and invalid periods are excluded from current matching and retained for reference. A missing end date does not establish permanence. Rows with unqualified publication-restriction or publication-stay wording remain only in the private original artifact. Corrections change content-fingerprint record URLs.
- Identify the order type and official reference.
- Read the start, end and any variation or cancellation.
- Distinguish the person’s identity from the activities restricted by each order.
Public source records
- ZORBAS, NICHOLASASIC records a director disqualification for ZORBAS, NICHOLAS. The published period runs from 23 Mar 2007 to 23 Mar 2012. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- JEFFERS, ANDREWASIC records a financial-services restriction for JEFFERS, ANDREW. The published period runs from 21 May 2015 to 20 May 2018. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- VISSARITIS, OLIVIA DIANNEASIC records a director disqualification for VISSARITIS, OLIVIA DIANNE. The published period runs from 15 May 1996 to 15 May 1997. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BOLTON, NICHOLAS FRANCIS JOHNASIC records a director disqualification for BOLTON, NICHOLAS FRANCIS JOHN. The published period runs from 17 Nov 2015 to 19 Nov 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LARBALESTIER, JOHN WILLIAMASIC records a director disqualification for LARBALESTIER, JOHN WILLIAM. The published period runs from 29 Aug 1988 to 29 Aug 1993. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- KATINIC, MATOASIC records a director disqualification for KATINIC, MATO. The published period runs from 4 May 2009 to 3 May 2011. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- DAVIS, PAUL ANTHONYASIC records a financial-services restriction for DAVIS, PAUL ANTHONY. The source gives 16 Jun 2009 as the start date.PersonASIC Banned and Disqualified Persons
- NESSEIM, EZZAT-DANIELASIC records a financial-services restriction for NESSEIM, EZZAT-DANIEL. The source gives 12 Mar 2018 as the start date.PersonASIC Banned and Disqualified Persons
- GIUMELLI, TRENT SIMONASIC records a financial-services restriction for GIUMELLI, TRENT SIMON. The source gives 6 May 2026 as the start date.PersonASIC Banned and Disqualified Persons
- RABER, GENNAASIC records a director disqualification for RABER, GENNA. The published period runs from 12 Dec 2025 to 11 Dec 2030.PersonASIC Banned and Disqualified Persons
- JONES, JEFFREY WILLIAMASIC records a director disqualification for JONES, JEFFREY WILLIAM. The published period runs from 6 Dec 2011 to 5 Jun 2013. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GRAHAM, MARTIN PIERRE LOURENSASIC records a director disqualification for GRAHAM, MARTIN PIERRE LOURENS. The published period runs from 25 Jun 2021 to 24 Dec 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- BERLINGERI, GUERIONOASIC records a director disqualification for BERLINGERI, GUERIONO. The published period runs from 11 Apr 2013 to 10 Oct 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- O'NEILL, LAWRENCE DEANASIC records a financial-services restriction for O'NEILL, LAWRENCE DEAN. The published period runs from 8 Nov 2019 to 7 Nov 2023. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- HEATH, JOHN STANLEYASIC records a director disqualification for HEATH, JOHN STANLEY. The published period runs from 14 Sep 2016 to 13 Sep 2021. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LAMBE, RICHARD PHILIPASIC records a financial-services restriction for LAMBE, RICHARD PHILIP. The published period runs from 27 Jun 2019 to 26 Jun 2022. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- TRAN, HO THUYASIC records a director disqualification for TRAN, HO THUY. The published period runs from 11 Dec 2012 to 10 Dec 2016. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- SIMEONE, ANTONIOASIC records a financial-services restriction for SIMEONE, ANTONIO. The published period runs from 1 Mar 2022 to 28 Feb 2027.PersonASIC Banned and Disqualified Persons
- LEISHMAN, GORDONASIC records a director disqualification for LEISHMAN, GORDON. The published period runs from 17 Oct 1996 to 16 Oct 2001. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- COHEN, YAACOV YAIRASIC records a financial-services restriction for COHEN, YAACOV YAIR. The source gives 6 Jun 2011 as the start date.PersonASIC Banned and Disqualified Persons
- DUNSTAN, SHANE ANDREW JAMESASIC records a director disqualification for DUNSTAN, SHANE ANDREW JAMES. The published period runs from 12 Feb 2024 to 11 Feb 2026. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- MACKAY, LUKE ANTHONYASIC records a director disqualification for MACKAY, LUKE ANTHONY. The published period runs from 17 Oct 2013 to 16 Oct 2014. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GUTNICK, JOSEH ISAACASIC records a director disqualification for GUTNICK, JOSEH ISAAC. The published period runs from 4 Mar 2024 to 3 Mar 2028.PersonASIC Banned and Disqualified Persons
- HUMPHREYS L, DENNISASIC records a director disqualification for HUMPHREYS L, DENNIS. The published period runs from 1 Jul 1987 to 1 Jul 1992. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- LIM, ANDY KAY HOOIASIC records a financial-services restriction for LIM, ANDY KAY HOOI. The source gives 24 Nov 2014 as the start date.PersonASIC Banned and Disqualified Persons
- KAMAY, LUKAS JAMESASIC records a financial-services restriction for KAMAY, LUKAS JAMES. The source gives 1 Aug 2017 as the start date.PersonASIC Banned and Disqualified Persons
- WEST, JONATHAN PETERASIC records a financial-services restriction for WEST, JONATHAN PETER. The published period runs from 20 Aug 2009 to 19 Aug 2015. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- ASHKENAZI, YOSSEFASIC records a financial-services restriction for ASHKENAZI, YOSSEF. The published period runs from 13 Nov 2018 to 12 Nov 2026.PersonASIC Banned and Disqualified Persons
- ALEXIADIS, HELEN CHRISTINEASIC records a director disqualification for ALEXIADIS, HELEN CHRISTINE. The published period runs from 23 Dec 1993 to 23 Dec 1998. This source entry is excluded from current screening matches.PersonASIC Banned and Disqualified Persons
- GUTNICK, JOSEPH ISSACASIC records a director disqualification for GUTNICK, JOSEPH ISSAC. The published period runs from 4 Mar 2024 to 3 Mar 2028.PersonASIC Banned and Disqualified Persons
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Questions about ASIC Banned and Disqualified Persons
Who publishes ASIC Banned and Disqualified Persons?
The catalog identifies Australian Securities and Investments Commission as the publisher in AU. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select ASIC Banned and Disqualified Persons for screening?
The current source snapshot marks ASIC Banned and Disqualified Persons as available for screening. Select its source ID, au-asic-banned-persons, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current ASIC Banned and Disqualified Persons records here?
Current public records from ASIC Banned and Disqualified Persons can be browsed here. The current source contains 7,227 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export ASIC Banned and Disqualified Persons records?
Access to ASIC Banned and Disqualified Persons does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: Original publishing authority, captured . Import and record counts above come from SanctionsKit.